OPTIMAL-HF: Oxygen Versus PAP for Sleep Apnea in Heart Failure

Sponsor
VA Office of Research and Development (U.S. Fed)
Overall Status
Completed
CT.gov ID
NCT01807897
Collaborator
(none)
154
2
3
72.2
77
1.1

Study Details

Study Description

Brief Summary

The purpose of this study is to compare three treatment modalities for central, or mixed obstructive and central, sleep apnea in patients with chronic heart failure and reduced ejection fraction. The modalities to be tested are nocturnal supplemental oxygen (NSO) and continuous positive airway pressure (CPAP). The main outcome measures will be left ventricular ejection fraction on echocardiogram and peak oxygen consumption on cardiopulmonary exercise testing.

Condition or Disease Intervention/Treatment Phase
  • Device: Continuous positive airway pressure
  • Device: Nocturnal supplemental oxygen
  • Behavioral: Healthy Lifestyle and Sleep Education
Phase 4

Detailed Description

Chronic heart failure (HF) is a highly prevalent disease, with a lifetime risk of approximately 20%. Sleep apnea is a common co-morbid condition, occurring in approximately half of patients with chronic HF, and often has predominantly central or mixed obstructive and central characteristics. Although it is associated with increased mortality in patients with HF, sleep apnea is usually asymptomatic and patients are therefore often unwilling to accept standard therapy with positive airway pressure. At the outset of this study, there were three treatment modalities currently recommended by the American Academy of Sleep Medicine for the treatment of predominantly central sleep apnea in HF patients: nocturnal supplemental oxygen (NSO), continuous positive airway pressure (CPAP) and adaptive servo-ventilation (ASV). Recently, ASV was found to increase mortality in patients with heart failure with reduced ejection fraction and central sleep apnea. There are only limited data on the comparative efficacy and tolerability of these three modalities. The present study is designed to compare these modalities with respect to effects on ventricular function, exercise capacity, and other measures of cardiovascular risk.

Study Design

Study Type:
Interventional
Actual Enrollment :
154 participants
Allocation:
Randomized
Intervention Model:
Parallel Assignment
Intervention Model Description:
Continuous positive airway pressure (CPAP) and supplemental oxygenContinuous positive airway pressure (CPAP) and supplemental oxygen
Masking:
Single (Outcomes Assessor)
Primary Purpose:
Treatment
Official Title:
Oxygen Versus PAP for Treatment of Sleep Apnea in Chronic Heart Failure
Actual Study Start Date :
Jun 23, 2014
Actual Primary Completion Date :
Jun 30, 2020
Actual Study Completion Date :
Jun 30, 2020

Arms and Interventions

Arm Intervention/Treatment
Experimental: CPAP

Nocturnal continuous positive airway pressure

Device: Continuous positive airway pressure
Nocturnal continuous positive airway pressure, titrated to minimize apnea-hypopnea index
Other Names:
  • CPAP
  • Behavioral: Healthy Lifestyle and Sleep Education
    A 60-minute educational intervention with slide show and printed materials, educating the patient in healthy sleep habits and heart-healthy lifestyle
    Other Names:
  • HLSE
  • Experimental: NSO

    Nocturnal supplemental oxygen

    Device: Nocturnal supplemental oxygen
    Nocturnal supplemental oxygen, titrated to 2-4 liters/minute with target of eliminating nocturnal hypoxemia
    Other Names:
  • NSO
  • Behavioral: Healthy Lifestyle and Sleep Education
    A 60-minute educational intervention with slide show and printed materials, educating the patient in healthy sleep habits and heart-healthy lifestyle
    Other Names:
  • HLSE
  • Other: HLSE

    Healthy lifestyle and sleep education control

    Behavioral: Healthy Lifestyle and Sleep Education
    A 60-minute educational intervention with slide show and printed materials, educating the patient in healthy sleep habits and heart-healthy lifestyle
    Other Names:
  • HLSE
  • Outcome Measures

    Primary Outcome Measures

    1. Left ventricular ejection fraction [3 months]

      Standard transthoracic 2-dimensional and Doppler echocardiography will be performed. M-mode measurements of LV dimensions will be performed and analyzed according to the American Society of Echocardiography recommendations and LVEF measured using the modified Simpson's method.

    Secondary Outcome Measures

    1. Peak oxygen consumption (VO2 peak) [3 months]

      Treadmill exercise testing will be performed using a motor-driven treadmill and a modified Naughton protocol, with a lightweight disposable pneumotach device positioned in the participant's mouth interfaced with a metabolic cart. VO2 peak will be the co-primary outcome of the study. Secondary outcome measures from cardiopulmonary exercise testing include VO2 at anaerobic threshold and VE/VCO2 slope.

    2. 24-hour Ambulatory Blood Pressure [3 months]

      24-hour blood pressure will be measured using a blood pressure cuff that is connected by rubber tubing to a small pressure monitoring device, programmed to measure BP at 20 minute intervals during the day and 30 minute intervals at night (11 PM to 7 AM) for a period of 24 hours. The investigators will assess 24-hour mean arterial pressure as the primary blood pressure outcome, with additional assessment of nocturnal versus diurnal blood pressure effects.

    3. Amino-terminal propeptide of type III collagen [3 months]

      A markers of cardiac remodeling

    4. B-type natriuretic peptide [3 months]

      A marker of ventricular strain

    5. hs-CRP [3 months]

      A marker of systemic inflammation

    Eligibility Criteria

    Criteria

    Ages Eligible for Study:
    18 Years and Older
    Sexes Eligible for Study:
    All
    Accepts Healthy Volunteers:
    No
    Inclusion Criteria:
    • Veteran receiving care within the Veterans Health Administration healthcare system

    • Age 18 years

    • Physician diagnosis of chronic heart failure, American Heart Association Stage C-D

    • LVEF <45%

    • No change in active cardiac medications for 4 weeks prior to randomization

    • Ability to provide informed consent

    • Moderate to severe central or mixed central and obstructive sleep apnea, defined as an apnea-hypopnea index (AHI) 15 events per hour, with a central AHI >5 events/hour

    Exclusion Criteria:
    • Hospitalization for acute decompensated HF within previous 30 days

    • Hospitalization for myocardial infarction or cardiac surgery within previous 90 days

    • Presence of a left ventricular assist device

    • History of heart transplantation

    • Poorly controlled hypertension (>170/>110)

    • Poorly controlled diabetes (HbA1c > 9.0)

    • Severe renal failure with estimated glomerular filtration rate <30 ml/min

    • Prior stroke with functional impairment or other severe, uncontrolled medical problems that may impair ability to participate in the study exams, based on medical history and review of medical records

    • Severe chronic insomnia, with reported usual sleep duration <4 hours

    • Severe daytime sleepiness, defined as Epworth Sleepiness Scale score 18 or higher or a report of falling asleep driving during the previous year, and deemed a safety risk by study physician

    • Awake resting oxyhemoglobin saturation <89%

    • Pregnancy

    • Smoking by subject or other person in the subject's bedroom, or other open flame in bedroom

    • Current use of a positive airway pressure device (including continuous or bi-level positive airway pressure or adaptive servo-ventilation) or supplemental oxygen therapy

    Contacts and Locations

    Locations

    Site City State Country Postal Code
    1 VA Connecticut Healthcare System West Haven Campus, West Haven, CT West Haven Connecticut United States 06516
    2 VA Boston Healthcare System Jamaica Plain Campus, Jamaica Plain, MA Boston Massachusetts United States 02130

    Sponsors and Collaborators

    • VA Office of Research and Development

    Investigators

    • Principal Investigator: Daniel J Gottlieb, MD MPH, VA Boston Healthcare System Jamaica Plain Campus, Jamaica Plain, MA

    Study Documents (Full-Text)

    None provided.

    More Information

    Publications

    None provided.
    Responsible Party:
    VA Office of Research and Development
    ClinicalTrials.gov Identifier:
    NCT01807897
    Other Study ID Numbers:
    • CLIN-008-12S
    First Posted:
    Mar 8, 2013
    Last Update Posted:
    Jul 5, 2022
    Last Verified:
    Jun 1, 2022
    Individual Participant Data (IPD) Sharing Statement:
    No
    Plan to Share IPD:
    No
    Studies a U.S. FDA-regulated Drug Product:
    No
    Studies a U.S. FDA-regulated Device Product:
    Yes
    Product Manufactured in and Exported from the U.S.:
    No
    Keywords provided by VA Office of Research and Development
    Additional relevant MeSH terms:

    Study Results

    No Results Posted as of Jul 5, 2022