An Anesthesia-Centered Bundle to Reduce Postoperative Pulmonary Complications: The PRIME-AIR Study

Sponsor
Columbia University (Other)
Overall Status
Recruiting
CT.gov ID
NCT04108130
Collaborator
(none)
750
14
2
50.1
53.6
1.1

Study Details

Study Description

Brief Summary

Postoperative pulmonary complications (PPCs) are a major cause of morbidity and mortality in surgical patients. National estimates suggest 1,062,000 PPCs per year, with 46,200 deaths, and 4.8 million additional days of hospitalization. The objective of the study is to develop and implement perioperative strategies to eliminate PPCs in abdominal surgery, the field with the largest absolute number of PPCs. We will conduct a randomized controlled pragmatic trial in 750 studied participants. The effectiveness of an individualized perioperative anesthesia-centered bundle will be compared to the usual anesthetic care in patients receiving open abdominal surgery. At the end of this project, the investigators expect to change clinical practice by establishing a new and clinically feasible anesthesia-centered strategy to reduce perioperative lung morbidity. The research will be conducted across 14 US academic centers, and will be funded by the National Institute of Health.

Condition or Disease Intervention/Treatment Phase
  • Other: Preoperative Education
  • Procedure: Intraoperative PEEP (Positive End-Expiratory Pressure) Individualization
  • Other: Individualization of Neuromuscular Blockade
  • Procedure: Postoperative Incentive Spirometry
  • Behavioral: Postoperative Ambulation
N/A

Detailed Description

Postoperative pulmonary complications (PPCs) are a major cause of morbidity and mortality in surgical patients. National estimates suggest 1,062,000 PPCs per year, with 46,200 deaths, and 4.8 million additional days of hospitalization. Abdominal surgery is the field with the largest absolute number of PPCs. The long-term goal is to develop and implement perioperative strategies to eliminate PPCs. Whereas PPCs are as significant and lethal as cardiac complications, research in the field has received much less attention, and strategies to minimize PPCs are regrettably limited. Recently, the investigators and others have suggested a crucial role of anesthesia related interventions such as ventilatory strategies, and administration and reversal of neuromuscular blocking agents in reducing PPCs. These findings are consistent with the beneficial effects of lung protective ventilation during the adult respiratory distress syndrome (ARDS). While surgical patients differ substantially from ARDS patients as most have no or limited lung injury at the start of surgery, intraoperative anesthetic and abdominal surgery interventions result in lung derecruitment and predispose to or produce direct and indirect, potentially multiple-hit, lung injury. Thus, effective anesthetic strategies aiming at early lung protection in this group of patients are greatly needed. Indeed, the current lack of evidence results in wide and unexplained variability in anesthetic practices creating a major public health issue as some practices within usual care appear to be suboptimal and even potentially injurious. The investigators hypothesize that an anesthesia-centered bundle, based on recent findings and focused on perioperative lung protection, will minimize multiple and synergistic factors responsible for the multiple-hit perioperative pulmonary dysfunction and result in decreased incidence and severity of PPCs. Founded on strong preliminary data, we will leverage a network of US academic centers to study this hypothesis in two aims: Aim 1. To compare the number and severity of PPCs in participants receiving an individualized perioperative anesthesia-centered bundle to those in participants receiving usual anesthetic care during open abdominal surgery. For this, the investigators propose to conduct a prospective multicenter randomized controlled pragmatic trial with a blinded assessor in a total of 750 participants. The bundle will consist of optimal mechanical ventilation comprising individualized positive end-expiratory pressure to maximize respiratory system compliance and minimize driving pressures, individualized use of neuromuscular blocking agents and their reversal, and postoperative lung expansion and early mobilization; Aim 2. To assess the effect of the proposed bundle on plasma levels of lung injury biomarkers. The investigators theorize that our intervention will minimize overinflation and atelectasis reducing plasma levels of biomarkers of lung inflammatory, epithelial, and endothelial injury. Such mechanistic insights will facilitate bundle dissemination and support adoption as it has for lung protective ventilation for ARDS. At the end of this project, the investigators expect to change clinical practice by establishing a new and clinically feasible anesthesia-centered strategy to reduce perioperative lung morbidity.

Study Design

Study Type:
Interventional
Anticipated Enrollment :
750 participants
Allocation:
Randomized
Intervention Model:
Parallel Assignment
Masking:
Triple (Participant, Care Provider, Outcomes Assessor)
Primary Purpose:
Prevention
Official Title:
An Anesthesia-Centered Bundle to Reduce Postoperative Pulmonary Complications: The PRIME-AIR Study
Actual Study Start Date :
Jan 27, 2020
Anticipated Primary Completion Date :
Apr 1, 2023
Anticipated Study Completion Date :
Apr 1, 2024

Arms and Interventions

Arm Intervention/Treatment
No Intervention: Usual Care

Participants in this arm will receive usual anesthetic and postoperative care as provided in each site.

Experimental: Intervention

This arm will receive the bundle of interventions.

Other: Preoperative Education
Brochure and video about relevance of postoperative pulmonary complications, postoperative mobilization and use of incentive spirometry.

Procedure: Intraoperative PEEP (Positive End-Expiratory Pressure) Individualization
PEEP will be set by maximizing respiratory system compliance along a decremental PEEP titration following an incremental recruitment maneuver.

Other: Individualization of Neuromuscular Blockade
Administration of neuromuscular blocking agents and their reversal will be done based on established protocol.

Procedure: Postoperative Incentive Spirometry
Participants will be encouraged to adhere to incentive spirometry to be started 2 hours after surgery and maintained until participant freely ambulates. Supervision will be provided 3 times/day for continuous education and management of barriers to optimal performance.

Behavioral: Postoperative Ambulation
Participants will be encouraged to adhere to prescription of early ambulation.

Outcome Measures

Primary Outcome Measures

  1. Number and Severity of Postoperative Pulmonary Complications between Participant Groups [Postoperative Days 0 through 7]

    The distribution of the number and severity of post-operative pulmonary complications (PPCs) between the control and intervention groups during the first 7 days after surgery.

Secondary Outcome Measures

  1. All-Cause Postoperative Mortality [Postoperative Days 0 through 7, 30, and 90]

    Mortality for any cause within 7, 30, and 90 days after the day of surgery.

  2. Grade 3 and 4 Postoperative Pulmonary Complications [Postoperative Days 30 and 90]

    Individual grade 3 and 4 postoperative pulmonary complications within 30 and 90 days after the day of the surgery.

  3. Presence of Individual Components of Postoperative Pulmonary Complications in the Primary Endpoint [Postoperative Days 0 through 7, 30, and 90]

    Presence of each of the individual components of the list of pulmonary complications in the primary endpoint within 7, 30, and 90 days after the day of the surgery.

  4. Rate of Intraoperative Adverse Events [Days 0 through 7, 30, and 90]

    Rate of intraoperative adverse events (hypoxemia, hypotension during lung recruitment, need for vasoactive medications and volume replacement, muscle weakness. This will be assessed as Train Of Four scores less than 0.9 after extubation, or, in the absence of quantitative assessment, clinical assessments such as inability to generate a tidal volume above 4 mili-Liters per kilogram of predicted body weight, Predicted Body Weight (PBW), at time of extubation or to maintain sustained hand grip or 5-s head lift, presence of diplopia or ventilatory failure after extubation).

  5. Rate of Major Extrapulmonary Complications [Days 0, 7, 30, and 90]

    Rate of extrapulmonary complications defined based on existing diagnosis in the medical chart.

  6. Length of Stay in Post-Anesthesia Care [Days 0 through 7, 30, and 90]

    Length of stay in post-anesthesia care after the day of surgery until discharge.

  7. Length of Postoperative Oxygen Support [Day 0]

    Number of time (hours or days) spent in the postoperative oxygen therapy or other respiratory support

  8. Unexpected Readmission to ICU [After date of discharge to day 90]

    The incidence of an unexpected admission to the Intensive Care Unit after the day of discharge from the surgery.

  9. Length of ICU stay [After date of discharge to day 90]

    The number of days in the Intensive Care Unit, if admitted.

  10. Length of Hospital Stay [Days 0 through 7, 30, and 90]

    Number of days the participant has spent in the hospital since the day of the surgery.

  11. Incidence of Other Hospital Readmission(s) After Initial Discharge [After the date of discharge to day 90]

    The incidence of hospital readmission(s), other than to the Intensive Care Unit, if admitted.

  12. Difference in Fatigue Participant-Reported Outcomes Measurements Information System (PROMIS) scores [Baseline (pre-Day 0), Days 7, 30, and 90]

    PROMIS is system of individual scales (e.g., Fatigue PROMIS measure, Dyspnea PROMIS measure) to quantify the physical, mental, and social health outcomes of a participant surrounding a particular health issue. The short form for both the Fatigue PROMIS measure will be used for the current study. Items on the Fatigue PROMIS measure are rated on a 5-point Likert-type scale (1-5), where 1 most often means "not at all" and 5 most often means "very much". Some items are reverse-coded. Total T-scores will be used in the analysis of the current study. T-scores are derived from the total raw scale scores (sum of each item on the scale). Lower values represent a better outcome and higher values represent a worse outcome. Fatigue PROMIS T-scores will be compared at 4 time-points.

  13. Difference in Dyspnea Participant-Reported Outcomes Measurements Information System (PROMIS) scores [Baseline (pre-Day 0), Days 7, 30, and 90]

    PROMIS is system of individual scales (e.g., Fatigue PROMIS measure, Dyspnea PROMIS measure) to quantify the physical, mental, and social health outcomes of a participant surrounding a particular health issue. The short form for both the Dyspnea PROMIS measure will be used for the current study. Items on the Dyspnea PROMIS measure are rated on a 4-point Likert-type scale (0-3), were 0 means "no difficulty" and 3 means "much difficulty". Each item also allows the participant to enter a missing value (X). Total T-scores will be used in the analysis of the current study. T-scores are derived from the total raw scale scores (sum of each item on the scale). Lower values represent a better outcome and higher values represent a worse outcome. Dyspnea PROMIS T-scores will be compared at 4 time-points.

Eligibility Criteria

Criteria

Ages Eligible for Study:
18 Years and Older
Sexes Eligible for Study:
All
Accepts Healthy Volunteers:
No
Inclusion Criteria:
  • Adults (>=18 years) scheduled for elective surgery with expected duration >=2 hours

  • Open abdominal surgery including: gastric, biliary, pancreatic, hepatic, major bowel, ovarian, renal tract, bladder, prostatic, radical hysterectomy, and pelvic exenteration

  • Intermediate or high risk of PPCs defined by an ARISCAT (Assess Respiratory Risk in Surgical Patients in Catalonia Score) risk score>=26

Exclusion Criteria:
  • Inability or refusal to provide consent

  • Inability or significant difficulty to perform any study interventions, including incentive spirometry, ambulation and/or maintaining follow-up contact with study personnel for up to 90 days after the date of surgery.

  • Participation in any interventional research study within 30 days of the time of the study.

  • Previous surgery within 30 days prior to this study.

  • Pregnancy

  • Emergency surgery

  • Severe obesity (above Class I, BMI>=35 kg/m2)

  • Significant lung disease: any diagnosed or treated respiratory condition that (a) requires home oxygen therapy or non-invasive ventilation (except nocturnal treatment of sleep apnea without supplemental oxygen), (b) severely limits exercise tolerance to <4 metabolic equivalents (METs) (e.g., patients unable to do light housework, walk flat at 4 miles/h or climb one flight of stairs), (c) required previous lung surgery, or (d) includes presence of severe pulmonary emphysema or bullae

  • Significant heart disease: cardiac conditions that limit exercise tolerance to <4 METs

  • Renal failure: peritoneal or hemodialysis requirement or preoperative creatinine >=2 mg/dL

  • Neuromuscular disease that impairs ability to ventilate without assistance

  • Severe chronic liver disease (Child-Turcotte-Pugh Score >9, Appendix I)

  • Sepsis

  • Malignancy or other irreversible condition for which 6-month mortality is estimated

=20%

  • Bone marrow transplant

Contacts and Locations

Locations

Site City State Country Postal Code
1 University of California - San Francisco San Francisco California United States 94115
2 Stanford University Stanford California United States 94305
3 University of Colorado, Anschutz Medical Campus Aurora Colorado United States 80045
4 South Florida Veterans Affairs Foundation for Research and Education, Inc. Miami Florida United States 33125
5 Northwestern University Evanston Illinois United States 60208
6 Massachusetts General Hospital Boston Massachusetts United States 02114
7 Brigham and Women's Hospital Boston Massachusetts United States 02115
8 Beth Israel Deaconess Hospital Boston Massachusetts United States 02215
9 Univerisity of Massachusetts Amherst Center Worcester Massachusetts United States 01655
10 Mayo Clinic Rochester Minnesota United States 55905
11 Columbia University Medical Center New York New York United States 10032
12 Memorial Sloan Kettering New York New York United States 10065
13 University of Rochester Rochester New York United States 14642
14 Duke University Durham North Carolina United States 27710

Sponsors and Collaborators

  • Columbia University

Investigators

  • Principal Investigator: Marcos F Vidal Melo, MD, Columbia University

Study Documents (Full-Text)

None provided.

More Information

Publications

Responsible Party:
Marcos Vidal Melo, Professor of Anesthesiology, Chief of the Division of Cardiothoracic Anesthesiology, Columbia University
ClinicalTrials.gov Identifier:
NCT04108130
Other Study ID Numbers:
  • AAAT9106
  • HL140177
First Posted:
Sep 27, 2019
Last Update Posted:
Jul 15, 2022
Last Verified:
Jul 1, 2022
Individual Participant Data (IPD) Sharing Statement:
Yes
Plan to Share IPD:
Yes
Studies a U.S. FDA-regulated Drug Product:
No
Studies a U.S. FDA-regulated Device Product:
No

Study Results

No Results Posted as of Jul 15, 2022