A Study of RO7121661 and RO7247669 Compared With Nivolumab in Participants With Advanced or Metastatic Squamous Cell Carcinoma of the Esophagus

Sponsor
Hoffmann-La Roche (Industry)
Overall Status
Recruiting
CT.gov ID
NCT04785820
Collaborator
(none)
210
80
3
47.2
2.6
0.1

Study Details

Study Description

Brief Summary

This is a Phase II, randomized, blinded, active-controlled, global, multicenter study designed to evaluate the safety and efficacy of RO7121661 and RO7247669, compared with nivolumab, in patients with advanced or metastatic esophageal squamous-cell carcinoma (ESCC) refractory or intolerant to fluoropyrimidine- or taxane- and platinum-based regimen.

Following approval of the protocol amendment version 3, recruitment into the RO7121661 arm has been stopped. The decision to stop recruitment for RO7121661 was based on strategic considerations and not based on emerging safety and/or efficacy data. The benefit/risk assessment for RO7121661 remains unchanged.

The study was planned to enroll participants randomized in a 1:1:1 ratio to receive RO7121661, RO7247669, or nivolumab. With version 3 of the protocol, recruitment into the RO7121661 has stopped, and moving forward, participants will be randomized in a 1:1 ratio to receive either RO7247669 or nivolumab.

Study Design

Study Type:
Interventional
Anticipated Enrollment :
210 participants
Allocation:
Randomized
Intervention Model:
Parallel Assignment
Masking:
Quadruple (Participant, Care Provider, Investigator, Outcomes Assessor)
Primary Purpose:
Treatment
Official Title:
A 3-Arm, Randomized, Blinded, Active-Controlled, Phase II Study of RO7121661, a PD1-TIM3 Bispecific Antibody and RO7247669, a PD1-LAG3 Bispecific Antibody, Compared With Nivolumab in Participants With Advanced or Metastatic Squamous Cell Carcinoma of the Esophagus
Actual Study Start Date :
Jun 25, 2021
Anticipated Primary Completion Date :
May 31, 2025
Anticipated Study Completion Date :
May 31, 2025

Arms and Interventions

Arm Intervention/Treatment
Experimental: RO7121661

Drug: RO7121661
2100 milligrams (mg) administered by intravenous (IV) infusion once every 2 weeks on Day 1 of each 14-day cycle.
Other Names:
  • RG7769
  • PD1-TIM3 BsAb
  • Experimental: RO7247669

    Drug: RO7247669
    2100 mg administered by IV infusion once every 2 weeks on Day 1 of each 14-day cycle.
    Other Names:
  • RG6139
  • PD1-LAG3 BsAb
  • Active Comparator: Nivolumab

    Drug: Nivolumab
    240 mg administered by IV infusion once every 2 weeks on Day 1 of each 14-day cycle.
    Other Names:
  • Opdivo®
  • Outcome Measures

    Primary Outcome Measures

    1. Overall Survival, Defined as the Time from Randomization to Death from Any Cause [Up to 3 years, 11 months]

    Secondary Outcome Measures

    1. Number of Participants with Adverse Events, Severity Graded According to the National Cancer Institute Common Terminology Criteria for Adverse Events, version 5.0 (NCI-CTCAE v5.0) [Up to 3 years, 11 months]

    2. Objective Response Rate (ORR), Defined as the Percentage of Participants with a Complete or Partial Response According to Response Evaluation Criteria in Solid Tumors, version 1.1 (RECIST v1.1) [Up to 3 years, 11 months]

    3. Disease Control Rate (DCR), Defined as the Percentage of Participants with an Objective Response or Stable Disease According to RECIST v1.1 [Up to 3 years, 11 months]

    4. Duration of Response for Participants with ORR, Defined as the Time from the First Occurrence of a Documented Objective Response to Disease Progression According to RECIST v1.1 or Death from any Cause, Whichever Occurs First [Up to 3 years, 11 months]

    5. Progression-Free Survival (PFS), Defined as the Time from Randomization to the First Occurrence of Progression as Determined According to RECIST v1.1 or Death from any Cause, Whichever Occurs First [Up to 3 years, 11 months]

    6. Percentage of Participants Reporting Clinically Meaningful Improvement in Global Health Status/Quality of Life (GHS/QoL), and Emotional and Social Functioning, Defined as a ≥10-Point Increase from Baseline as Measured by the EORTC QLQ-C30 [Baseline (Day 1 of Cycle 1) and Day 1 of Cycles 4, 7, 10, and then every 6 cycles thereafter (each cycle is 14 days) until treatment discontinuation; and every 3 months during the first year of post-treatment follow-up (up to 3 years)]

      EORTC QLQ-C30 = European Organisation for Research and Treatment of Cancer Quality of Life Questionnaire-C30

    7. Percentage of Participants Reporting a Clinically Meaningful Improvement in GHS/QoL, and Emotional and Social Functioning, Defined as a ≥10-Point Increase from Baseline as Measured by the EORTC IL97 Questionnaire [Baseline (Cycle 1 Day 1) and Day 1 of Cycles 2, 3, 5, 6, 8, and 9 (each cycle is 14 days)]

      EORTC IL97 = European Organisation for Research and Treatment of Cancer - Item Library 97

    8. Percentage of Participants Reporting a Clinically Meaningful Improvement in Dysphagia, Defined as a ≥10-Point Increase from Baseline as Measured by the EORTC QLQ-OES18 [Baseline (Cycle 1 Day 1) and Day 1 of each subsequent treatment cycle (each cycle is 14 days) until treatment discontinuation; and every 3 months during the first year of post-treatment follow-up (up to 3 years)]

      EORTC QLQ-OES18 = European Organisation for Research and Treatment of Cancer Quality-of-Life Questionnaire for Esophageal Cancer

    9. Serum Concentrations of RO7247669 and Nivolumab [Predose and at end of infusion on Day 1 of every treatment cycle and on Day 8 of Cycles 1 and 5 (each cycle is 14 days); and at treatment discontinuation (up to 2 years)]

    10. Area Under the Time-Serum Concentration Curve (AUC) of RO7247669 and Nivolumab [Predose and at end of infusion on Day 1 of every treatment cycle and on Day 8 of Cycles 1 and 5 (each cycle is 14 days); and at treatment discontinuation (up to 2 years)]

    11. Maximum Serum Concentrations of RO7247669 and Nivolumab [Predose and at end of infusion on Day 1 of every treatment cycle and on Day 8 of Cycles 1 and 5 (each cycle is 14 days); and at treatment discontinuation (up to 2 years)]

    12. Total Clearance of RO7247669 and Nivolumab [Predose and at end of infusion on Day 1 of every treatment cycle and on Day 8 of Cycles 1 and 5 (each cycle is 14 days); and at treatment discontinuation (up to 2 years)]

    13. Volume of Distribution at Steady State of RO7247669 and Nivolumab [Predose and at end of infusion on Day 1 of every treatment cycle and on Day 8 of Cycles 1 and 5 (each cycle is 14 days); and at treatment discontinuation (up to 2 years)]

    14. Terminal Half-Life of RO7247669 and Nivolumab [Predose and at end of infusion on Day 1 of every treatment cycle and on Day 8 of Cycles 1 and 5 (each cycle is 14 days); and at treatment discontinuation (up to 2 years)]

    15. Number of Participants with Anti-Drug Antibodies (ADAs) to RO7247669 or Nivolumab at Baseline and During the Study [Predose at Baseline (Day 1 of Cycle 1) and on Day 1 of Cycles 2, 3, 4, 5, and 7, and then every 3 cycles thereafter (each cycle is 14 days); and at treatment discontinuation (up to 2 years)]

    16. Change from Baseline in the Number of T-cell Subsets by Phenotype and Activation Status (CD4/CD8 HLA-DR+Ki67+) in the Peripheral Blood [Predose at Baseline (Day 1 of Cycle 1) and on Day 1 of Cycles 2, 3, 5, and 7, and then every 3 cycles thereafter (each cycle is 14 days); and at treatment discontinuation (up to 2 years)]

    17. Change from Baseline in the Number of CD8+ T-cells Infiltrating the Tumor Microenvironment [Baseline and Day 1 of Cycle 3 (each cycle is 14 days)]

    18. Change from Baseline in the Number of CD8+ T-cells Proliferating (CD8+Ki67+) in the Tumor Microenvironment [Baseline and Day 1 of Cycle 3 (each cycle is 14 days)]

    19. Baseline PDL1, CD8+PD1+, CD8+TIM3+, and CD8+LAG3+ Expression in the Tumor Microenvironment [At Baseline]

    Eligibility Criteria

    Criteria

    Ages Eligible for Study:
    18 Years and Older
    Sexes Eligible for Study:
    All
    Accepts Healthy Volunteers:
    No
    Inclusion Criteria:
    • Advanced or metastatic, histologically confirmed esophageal squamous-cell carcinoma (ESCC)

    • Patients who have previously received 1 line of treatment with either a fluoropyrimidine- and platinum- or a taxane- and platinum-based regimen in non-curative intention prior to randomization; or patients who received treatment with a fluoropyrimidine-/taxane- and platinum-based regimen in curative intention and had recurrence or progression within 24 weeks after the last dose of the treatment

    • Radiologically measurable disease according to RECIST v1.1. Previously irradiated lesions should not be counted as target lesions unless clearly progressed after the radiotherapy

    • Eastern Cooperative Oncology Group (ECOG) Performance Status 0-1

    • A life expectancy of at least (≥)12 weeks

    • Tissue samples must be provided for analysis of anti-programmed death ligand-1 (PD-L1) tumor positivity

    • Adverse events from any prior radiotherapy, chemotherapy, or surgical procedure must have resolved to Grade ≤1, except alopecia (any grade), vitiligo, endocrinopathy managed with replacement therapy, and Grade 2 peripheral neuropathy

    • Adequate cardiovascular, hematological, liver, and renal function

    • Serum albumin ≥25 grams per liter (g/L),

    • For participants not receiving therapeutic anticoagulation: prothrombin time (PT) and activated partial thromboplastin time ≤1.5 times (×) the upper limit of normal (ULN); for participants receiving therapeutic anticoagulation: stable anticoagulant regimen

    • A female participant is eligible to participate if she is not pregnant, not breastfeeding, not a woman of childbearing potential (WOCBP), or a WOCBP who agrees to remain abstinent (refrain from heterosexual intercourse) or use contraceptive methods during the treatment period and for at least 5 months after the final dose of study drug and have a negative pregnancy test (blood) within the 7 days prior to randomization.

    • A male participant must remain abstinent (refrain from heterosexual intercourse) or use contraceptive measures such as a condom plus an additional contraceptive method and refrain from donating sperm during the treatment period and for at least 5 months after the final dose of study drug

    Exclusion Criteria:
    • Pregnancy, lactation, or breastfeeding

    • Known hypersensitivity to any of the components of RO7121661, RO7247669, or nivolumab, including but not limited to, hypersensitivity to Chinese hamster ovary cell products or other recombinant human or humanized antibodies

    • Patients with significant malnutrition. Patients whose nutrition has been well controlled for ≥28 days prior to randomization may be enrolled

    • Evidence of complete esophageal obstruction not amenable to treatment

    • Higher risk of bleeding or fistula caused by esophageal lesions invading adjacent organs (aorta or tracheobronchial tree). Patients with manageable fistula may be included at the Investigator's discretion.

    • Symptomatic central nervous system (CNS) metastases

    • Spinal cord compression not definitively treated with surgery and/or radiation or without evidence that disease has been clinically stable for ≥14 days prior to randomization

    • Active or history of carcinomatous meningitis/leptomeningeal disease

    • Asymptomatic CNS primary tumors or metastases if they have requirement for steroids or enzyme inducing anticonvulsants in the last 28 days prior to randomization

    • Uncontrolled tumor-related pain. Participants requiring pain medication must be on a stable regimen at study entry

    • Active second malignancy (with some exceptions)

    • Evidence of significant, uncontrolled concomitant diseases that could affect compliance with the protocol or interpretation of results, including diabetes mellitus, history of relevant pulmonary disorders, known autoimmune diseases or immune deficiency, or other diseases with ongoing fibrosis (such as scleroderma, pulmonary fibrosis, emphysema, neurofibromatosis, palmar/plantar fibromatosis, etc.).

    • Encephalitis, meningitis, or uncontrolled seizures in the year prior to informed consent

    • Significant cardiovascular/cerebrovascular disease within 6 months prior to randomization

    • Known active or uncontrolled bacterial, viral, fungal, mycobacterial (including but not limited to tuberculosis [TB] and typical mycobacterial disease), parasitic, or other infection (excluding fungal infections of nail beds) or any major episode of infection requiring treatment with intravenous (IV) antibiotics or hospitalization (relating to the completion of the course of antibiotics, except if for tumor fever) within 28 days prior to randomization

    • Known clinically significant liver disease, including alcoholic hepatitis, cirrhosis, and inherited liver disease.

    • Major surgical procedure or significant traumatic injury (excluding biopsies) within 28 days prior to randomization, or anticipation of the need for major surgery during the course of the study

    • Any other diseases, metabolic dysfunction, physical examination finding, or clinical laboratory finding giving reasonable suspicion of a disease or condition that contraindicates the use of an investigational drug or that may affect the interpretation of the results or render the participant at high risk from treatment complications

    • Dementia or altered mental status that would prohibit informed consent

    • Uncontrolled pleural effusion, pericardial effusion, or ascites requiring recurrent drainage procedures (expected to occur once monthly or more frequently)

    • Active or history of autoimmune disease or immune deficiency

    • Positive human immunodeficiency virus (HIV) test at screening

    • Positive hepatitis B surface antigen (HBsAg) or positive total hepatitis B core antibody (HBcAb) test at screening

    • Positive hepatitis C virus (HCV) antibody test at screening

    • Prior cancer therapy with any immunomodulatory agents including checkpoint inhibitors (CPIs; such as anti-PDL1/PD1, anti-CTLA-4, anti-LAG3, anti-TIM3)

    • Vaccination with live vaccines within 28 days prior to randomization, or anticipation that a live attenuated vaccine will be required during the study

    • Treatment with therapeutic oral or IV antibiotics within 14 days prior to randomization

    • Concurrent therapy with any other investigational drug (defined as treatment for which there is currently no regulatory authority approved indication) 28 days or 5 half-lives of the drug (whichever is shorter) prior to randomization

    • Treatment with immune-modulating and immune suppressive agents/medication 5 half-lives or 28 days (whichever is shorter) prior to randomization

    • Regular immunosuppressive therapy (i.e., for organ transplantation, chronic rheumatologic disease)

    • Radiotherapy within the last 28 days before start of study drug treatment is not allowed, with the exception of limited palliative radiotherapy

    • Prior treatment with adoptive cell therapies, such as chimeric antigen receptor T cells (CAR-T) therapies

    Contacts and Locations

    Locations

    Site City State Country Postal Code
    1 Hospital de Gastroenterologia Dr. Bonorino Udaondo ; Servicio de Oncología Buenos Aires Argentina C1264AAA
    2 Inst. Alexander Fleming; Oncologia Buenos Aires Argentina C1426ANZ
    3 Centro Oncologico Riojano Integral (CORI) La Rioja Argentina F5300COE
    4 UZ Antwerpen Edegem Belgium 2650
    5 UZ Leuven Gasthuisberg Leuven Belgium 3000
    6 Oncosite - Centro de Pesquisa Clinica Em Oncologia Ltda Ijui RS Brazil 98700-000
    7 Hospital das Clinicas - UFRGS Porto Alegre RS Brazil 90035-903
    8 Instituto do Cancer do Estado de Sao Paulo - ICESP Sao Paulo SP Brazil 01246-000
    9 Hospital Sírio-Libanês Sao Paulo SP Brazil 01308-050
    10 Beneficencia Portuguesa de Sao Paulo São Paulo SP Brazil 01321-00
    11 Masarykův onkologický ústav; Klinika komplexní onkologické péče Brno Czechia 656 53
    12 Fakultni nemocnice Olomouc; Onkologicka klinika Olomouc Czechia 779 00
    13 Rigshospitalet; Onkologisk Klinik København Ø Denmark 2100
    14 Odense Universitetshospital, Onkologisk Afdeling R Odense C Denmark 5000
    15 Institut Bergonie; Oncologie Bordeaux France 33076
    16 Hopital Claude Huriez; Medecine Interne Oncologie Lille France 59037
    17 CENTRE LEON BERARD; Département d'Hématologie et d'Oncologie Lyon France 69373
    18 Hopital Timone Adultes; Oncologie Digestive Marseille France 13385
    19 Institut régional du Cancer Montpellier Montpellier France 34298
    20 APHP - Hopital Saint Antoine Paris France 75571
    21 ICO Rene Gauducheau; CEC St Herblain France 44805
    22 Universitätsklinikum Düsseldorf; Klinik für Gastroenterologie Infektologie u. Hepatologie Düsseldorf Germany 40225
    23 Universitaetsklinikum Leipzig Leipzig Germany 04103
    24 Klinikum Mannheim III. Medizinische Klinik Mannheim Germany 68167
    25 Klinikum Bogenhausen; Klinik für Gastroenterologie, Hepatologie und Gastroenterologische Onkologie München Germany 81925
    26 Gemeinschaftspraxis für Hämatologie und Onkologie Münster Germany 48153
    27 Uzsoki Utcai Korhaz; Onkoradiológiai Osztály Budapest Hungary 1145
    28 Pécsi Tudományegyetem; Klinikai Központ Onkoterápiás Intézet Pécs Hungary 7623
    29 Jasz-Nagykun-Szolnok Megyei Hetenyi Geza Korhaz-Rendelointezet; Megyei Onkologiai Kozpont Szolnok Hungary 5004
    30 Università degli Studi della Campania Luigi Vanvitelli; Divsione Di Oncologia Medica Napoli Campania Italy 80131
    31 Istituto Scientifico Romagnolo Per Lo Studio E La Cura Dei Tumori IRST - PPDS Meldola Emilia-Romagna Italy 47014
    32 Azienda Sanitaria Universitaria Integrata di Udine - PO Universitario Santa Maria della Udine Friuli-Venezia Giulia Italy 33100
    33 Policlinico Universitario "Agostino Gemelli"; U.O.C. Oncologia Medica Roma Lazio Italy 00168
    34 Irccs Ospedale San Raffaele;Oncologia Medica Milano Lombardia Italy 20132
    35 IRCCS Istituto Oncologico Veneto (IOV); Oncologia Medica Seconda Padova Veneto Italy 35128
    36 Azienda Ospedaliera Universitaria Integrata Verona - Ospedale Borgo Roma Verona Veneto Italy 37134
    37 International Cancer Institute (ICI) Eldoret Kenya 30100
    38 Aga Khan University Hospital Nairobi Kenya 30270-00100
    39 Chonnam National University Hwasun Hospital Jeollanam-do Korea, Republic of 58128
    40 Seoul National University Bundang Hospital Seongnam-si Korea, Republic of 13605
    41 Severance Hospital, Yonsei University Health System Seoul Korea, Republic of 03722
    42 Asan Medical Center Seoul Korea, Republic of 05505
    43 Korea University Guro Hospital Seoul Korea, Republic of 08308
    44 Szpital Specjalistyczny Podkarpacki Ośrodek Onkologiczny Brzozów Poland 36-200
    45 Centrum Onkologii w Bydgoszczy Bydgoszcz Poland 85-796
    46 Szpital Morski im. PCK; Poradnia Onkologiczna Gdynia Poland 81-519
    47 Krakowski Szpital Specjalistyczny im. Jana Pawła II; Oddz. Klin. Chir. Klatki Piersiowej i Onkol. Kraków Poland 31-202
    48 NIO im Marii Sklodowskiej-Curie; Klinika Onkologii i Radioterapii Warszawa Poland 02-034
    49 MEDSI Clinical Hospital on Pyatnitsky Highway; Department of antitumor drug therapy Moscow Moskovskaja Oblast Russian Federation 143422
    50 Group of companies "Medci" Moskva Moskovskaja Oblast Russian Federation 105229
    51 First Moscow State Medical University n.a. I.M. Sechenov Moscow Russian Federation 119991
    52 Bashkirian Republican Clinical Oncology Dispensary UFA Russian Federation 450054
    53 National Cancer Centre; Medical Oncology Singapore Singapore 169610
    54 Curie Oncology Singapore Singapore 329563
    55 Limpopo Oncology Clinic Polokwane South Africa 0700
    56 Complejo Hospitalario de Navarra; Servicio de Oncologia Pamplona Navarra Spain 31008
    57 Hospital del Mar; Servicio de Oncologia Barcelona Spain 08003
    58 Hospital Clínic i Provincial; Servicio de Oncología Barcelona Spain 08036
    59 Hospital Ramon y Cajal; Servicio de Oncologia Madrid Spain 28034
    60 Hospital Clinico Universitario de Valencia; Servicio de Onco-hematologia Valencia Spain 46010
    61 Changhua Christian Hospital Chang Hua Taiwan 500
    62 Taipei Veterans General Hospital; Department of Oncology Taipei City Taiwan 112201
    63 National Taiwan University Hospital; Oncology Zhongzheng Dist. Taiwan 10048
    64 Ramathibodi Hospital; Dept of Med.-Div. of Med. Onc Bangkok Thailand 10400
    65 Siriraj Hospital; Medical Oncology Unit Bangkok Thailand 10700
    66 Songklanagarind Hospital; Department of Oncology Songkhla Thailand 90110
    67 Baskent University Adana Dr. Turgut Noyan Practice and Research Hospital; Medical Oncology Adana Turkey 01230
    68 Memorial Ankara Hastanesi Ankara Turkey 06520
    69 Dicle Uni Medical Faculty; Internal Medicine Diyarbakir Turkey 10000
    70 Ataturk University Medical Faculty Yakutiye Research Hospital Medical Oncology Department Erzurum Turkey 25240
    71 Inonu University Medical Faculty Turgut Ozal Medical Center Medical Oncology Department Malatya Turkey 44280
    72 Van Yuzuncu Yil University Hospital; Medical Oncology Van Turkey 65000
    73 Acıbadem Altunizade Hastanesi; Oncology Üsküdar Turkey 34662
    74 Communal Non profit Enterprise Regional Center of Oncology; Oncosurgical dept of thoracic organs Kharkiv Kharkiv Governorate Ukraine 61070
    75 CI of Kherson Regional Council Kherson Regional Oncology Dispensary Kherson Kherson Governorate Ukraine 73000
    76 Regional Municipal Institution Sumy Regional Clinical Oncology Dispensary Sumy Ukraine 40005
    77 MI Zaporizhzhia Regional Clinical Oncological Dispensary Zaporizhzhia SMU Ch of Oncology Zaporizhzhya Ukraine 69040
    78 UCL Hospital NHS Trust London United Kingdom NW1 2PG
    79 Nottingham City Hospital; Oncology Nottingham United Kingdom NG5 1PB
    80 Churchill Hospital; Oxford Cancer and Haematology Centre Oxford United Kingdom OX3 7LJ

    Sponsors and Collaborators

    • Hoffmann-La Roche

    Investigators

    • Study Director: Clinical Trials, Hoffmann-La Roche

    Study Documents (Full-Text)

    None provided.

    More Information

    Publications

    None provided.
    Responsible Party:
    Hoffmann-La Roche
    ClinicalTrials.gov Identifier:
    NCT04785820
    Other Study ID Numbers:
    • BP42772
    • 2020-004606-60
    First Posted:
    Mar 8, 2021
    Last Update Posted:
    Aug 4, 2022
    Last Verified:
    Aug 1, 2022
    Individual Participant Data (IPD) Sharing Statement:
    Yes
    Plan to Share IPD:
    Yes
    Studies a U.S. FDA-regulated Drug Product:
    Yes
    Studies a U.S. FDA-regulated Device Product:
    No
    Additional relevant MeSH terms:

    Study Results

    No Results Posted as of Aug 4, 2022