Comparing Sentinel Lymph Node (SLN) Biopsy With Standard Neck Dissection for Patients With Early-Stage Oral Cavity Cancer

Sponsor
NRG Oncology (Other)
Overall Status
Recruiting
CT.gov ID
NCT04333537
Collaborator
National Cancer Institute (NCI) (NIH)
618
70
2
190.3
8.8
0

Study Details

Study Description

Brief Summary

This phase II/III trial studies how well sentinel lymph node biopsy works and compares sentinel lymph node biopsy surgery to standard neck dissection as part of the treatment for early-stage oral cavity cancer. Sentinel lymph node biopsy surgery is a procedure that removes a smaller number of lymph nodes from your neck because it uses an imaging agent to see which lymph nodes are most likely to have cancer. Standard neck dissection, such as elective neck dissection, removes many of the lymph nodes in your neck. Using sentinel lymph node biopsy surgery may work better in treating patients with early-stage oral cavity cancer compared to standard elective neck dissection.

Detailed Description

PRIMARY OBJECTIVES:
  1. To determine if patient-reported neck and shoulder function and related quality of life (QOL) at 6 months after surgery using the Neck Dissection Impairment Index (NDII) is superior with sentinel lymph node (SLN) biopsy compared to elective neck dissection (END) for treatment of early-stage oral cavity squamous cell carcinoma (OCSCC) (cT1-2N0). (Phase II)
  2. To determine if disease-free survival (DFS) is non-inferior with SLN biopsy compared to END for treatment of early-stage OCSCC (cT1-2N0). (Phase III) III. To determine if patient-reported neck and shoulder function and related QOL at 6 months after surgery using NDII is superior with SLN biopsy compared to END for treatment of early-stage OCSCC (cT1-2N0). (Phase III)
SECONDARY OBJECTIVES:
  1. To compare patterns of failure (local-regional relapse and distant metastasis) between surgical arms.

  2. To measure and compare overall survival (OS) between surgical arms. III. To measure and compare the toxicity of the two surgical arms.

  3. To measure longitudinal patient-reported neck and shoulder function and related QOL between surgical arms, using the following instruments:

IVa. Neck Dissection Impairment Index (NDII). IVb. Abbreviated Disabilities of the Arm, Shoulder and Hand (QuickDASH). IVc. Functional Assessment of Cancer Therapy-Head and Neck (FACT-H&N). V. To assess the length of hospitalization, post-operative drain placement, and operative morbidity between arms.

  1. To estimate the negative predictive rate of fludeoxyglucose F-18 (FDG)-positron emission tomography/computed tomography (PET/CT) for N0 neck in patients with T1 and T1-2 oral cavity squamous cell cancer (OCSCC) patients in the END arm.

  2. To assess nodal metastases rates between arms. VIII. To assess the pathologic false omission rate (FOR) in the SLN biopsy arm. IX. To determine if patient-reported neck and shoulder function and related QOL at 6 months after surgery using the NDII is superior with the SLN biopsy compared to the END in low-risk patients.

EXPLORATORY OBJECTIVES:
  1. To compare changes in patient-reported outcomes (European Quality of Life Five Dimension Five Level Scale Questionnaire [EQ-5D-5L]) between surgical arms.

  2. To collect biospecimens for future translational science studies. III. To assess the DFS between arms in low-risk patients.

OUTLINE: Patients are randomized to 1 of 2 groups.

GROUP I: Patients receive an imaging agent via injection and undergo planar imaging and single photo emission computed tomography/computed tomography (SPECT/CT) over 1-2 hours. Patients then undergo SLN biopsy.

GROUP II: Patients undergo standard END.

After completion of study treatment, patients are followed up 3 weeks after surgery, every 3 months for year 1, every 4 months for year 2, every 6 months for year 3, then yearly thereafter.

Study Design

Study Type:
Interventional
Anticipated Enrollment :
618 participants
Allocation:
Randomized
Intervention Model:
Parallel Assignment
Masking:
None (Open Label)
Primary Purpose:
Treatment
Official Title:
Randomized Phase II/III Trial of Sentinel Lymph Node Biopsy Versus Elective Neck Dissection for Early-Stage Oral Cavity Cancer
Actual Study Start Date :
Jul 8, 2020
Anticipated Primary Completion Date :
May 18, 2031
Anticipated Study Completion Date :
May 18, 2036

Arms and Interventions

Arm Intervention/Treatment
Experimental: Sentinel Lymph Node (SLN) Biopsy

Patients receive an imaging agent via injection and undergo planar imaging and SPECT/CT over 1-2 hours. Patients then undergo SLN biopsy.

Procedure: Computed Tomography (CT)
Undergo SPECT/CT scan
Other Names:
  • CAT
  • CAT scan
  • Computed Tomography
  • computerized axial tomography
  • Computerized Tomography
  • CT
  • CT scan
  • tomography
  • Drug: Imaging Agent
    Receive imaging agent via injection
    Other Names:
  • Image Enhancement Agent
  • Procedure: Planar Imaging
    Undergo planar imaging

    Procedure: Sentinel Lymph Node Biopsy
    Undergo SLN biopsy
    Other Names:
  • Sentinel Node Biopsy
  • Sentinel node biopsy alone
  • SLNB
  • SNB
  • Procedure: Single Photon Emission Computed Tomography
    Undergo SPECT/CT scan
    Other Names:
  • Medical Imaging, Single Photon Emission Computed Tomography
  • Single Photon Emission Tomography
  • single-photon emission computed tomography
  • SPECT
  • SPECT imaging
  • SPECT SCAN
  • SPET
  • tomography, emission computed, single photon
  • Tomography, Emission-Computed, Single-Photon
  • Active Comparator: Elective Neck Dissection (END)

    Patients undergo standard END.

    Procedure: Computed Tomography (CT)
    Undergo SPECT/CT scan
    Other Names:
  • CAT
  • CAT scan
  • Computed Tomography
  • computerized axial tomography
  • Computerized Tomography
  • CT
  • CT scan
  • tomography
  • Procedure: Neck Dissection
    Undergo standard elective neck dissection

    Outcome Measures

    Primary Outcome Measures

    1. Patient-reported neck and shoulder function (Phase II/III) [From Baseline (Before surgery) to 6 months post-surgery]

      Will be evaluated and compared using the Neck Dissection Impairment Index (NDII), a 10-item tool between the two treatment arms. It is assumed that a 7.5-point (change from Baseline to 6 months) between arm difference is clinically meaningful. The hypothesis of no between-arm difference in 6-month NDII scores will be tested using the ANCOVA model at one-sided significance level of 0.10. Point estimates and 95% confidence intervals (CIs) for the mean NDII scores at 6 months for each treatment arm and for the between-arm difference at 6-months based on the proposed model will be provided.

    2. Disease-Free Survival [From randomization to local/regional recurrence, distant metastasis, or death due to any cause, whichever comes first, assessed up to 11 years]

      An event for disease-free survival is local recurrence, regional recurrence, distant metastasis, or death due to any cause. Disease-free survival time is randomization date to the date of event or last known follow-up (censoring). Rates will be estimated using the Kaplan-Meier method and between-arm differences compared using the log-rank test.

    Secondary Outcome Measures

    1. Overall Survival [From randomization to death due to any cause, assessed up to 11 years]

      An event for overall survival is death due to any cause. Overall survival time is randomization date to date of event or last known follow-up (censoring). Rates will be estimated using the Kaplan-Meier method and between-arm differences compared using the log-rank test.

    2. Loco-regional Failure [From the time of randomization to the date of failure, date of precluding event, or last known follow-up date, assessed up to 11 years]

      An event for local-regional failure is local or regional recurrence. Local-regional failure time is randomization date to date of event, precluding event, or last known follow-up (censoring). Rates will be estimated using the cumulative incidence method and between arm differences compared using cause-specific log-rank test.

    3. Distant metastasis [From the time of randomization to the date of distant metastasis, date of precluding event, or last known follow-up date, assessed up to 11 years]

      An event is the occurrence of distant metastasis. Distant metastasis time is randomization to date of event, precluding event, or last known follow-up (censoring). Rates will be estimated using the cumulative incidence method and between-arm differences compared using cause-specific log-rank test.

    4. Patient-reported shoulder-related QOL, function impairment and disability [Baseline, 3 weeks, 3, 6, 12 months post-surgery. Analysis occurs at the same time as the primary endpoint.]

      Patient reported using Abbreviated Disabilities of the Arm, Shoulder, and Hand (QuickDASH) with scores of 0-100. A higher score indicates greater disability.

    5. General quality of life [Baseline, 3 weeks, 3, 6, 12 months post-surgery. Analysis occurs at the same time as the primary endpoint.]

      Will be measured using the Functional Assessment of Cancer Therapy-Head and Neck (FACT-H&N) to measure Functional Assessment of Cancer Therapy-Head and Neck-Trial Outcome Index (FACT-TOI) scores on a scale from 0-96. A higher score indicates better quality of life.

    6. Nodal metastasis detection rate [During surgery. Analysis occurs at the same time as the primary endpoint.]

      Defined as the proportion of patients with pathologic positive nodes using the pathology results.

    7. Pathologic false omission rate [During surgery. Analysis occurs at the same time as the primary endpoint.]

      Measured within the sentinel lymph node biopsy (SLN) arm only. Defined as the proportion of patients with false negative results among negative SLN patients.

    8. Post-surgery patient-reported outcome [At 6 months post-surgery. Analysis occurs at the same time as the primary endpoint.]

      Measured by NDII in low-risk oral cavity squamous cell carcinoma patients using ANCOVA comparison model.

    Eligibility Criteria

    Criteria

    Ages Eligible for Study:
    18 Years and Older
    Sexes Eligible for Study:
    All
    Accepts Healthy Volunteers:
    No
    Inclusion Criteria:
    • PRIOR TO STEP 1 REGISTRATION INCLUSION:

    • Pathologically (histologically or cytologically) proven diagnosis of squamous cell carcinoma of the oral cavity, including the oral (mobile) tongue, floor of mouth (FOM), mucosal lip, buccal mucosa, lower alveolar ridge, upper alveolar ridge, retromolar gingiva (retromolar trigone; RMT), or hard palate prior to registration

    • Appropriate stage for study entry (T1-2N0M0; American Joint Committee on Cancer [AJCC] 8th edition [ed.]) based on the following diagnostic workup:

    • History/physical examination within 42 days prior to registration

    • Imaging of head and neck within 42 days prior to registration

    • PET/CT scan or contrast neck CT scan, or gadolinium-enhanced neck magnetic resonance imaging (MRI) or lateral and central neck ultrasound; diagnostic quality CT is preferred and highly recommended for the PET/CT when possible.

    • Imaging of chest within 42 days prior to registration; chest x-ray, CT chest scan (with or without contrast) or PET/CT (with or without contrast)

    • Surgical assessment within 42 days prior to registration. Patient must be a candidate for surgical intervention with sentinel lymph node (SLN) biopsy and potential completion neck dissection (CND) or elective neck dissection (END)

    • Surgical resection of the primary tumor will occur through a transoral approach with anticipation of resection free margins

    • Zubrod performance status 0-2 within 42 days prior to registration

    • For women of child-bearing potential, negative serum or urine pregnancy test within 42 days prior to registration

    • The patient or a legally authorized representative must provide study-specific informed consent prior to study entry

    • Only patients who are able to read and understand English are eligible to participate as the mandatory patient reported NDII tool is only available in this language

    • PRIOR TO STEP 2 RANDOMIZATION:

    • FDG PET/CT required prior to step 2. Note: FDG PET/CT done prior to step 1 can be submitted for central review.

    • PET/CT node negative patients, determined by central read, will proceed to randomization.

    • PET/CT node positive patients will go off study, but will be entered in a registry and data will be collected to record the pathological outcome of neck nodes for diagnostic imaging assessment and future clinical trial development

    • NOTE: All FDG PET/CT scans must be performed on an American College of Radiology (ACR) accredited scanner (or similar accrediting organization)

    • The patient must complete NDII prior to step 2 registration

    Exclusion Criteria:
    • PRIOR TO STEP 1 REGISTRATION EXCLUSION:

    • Definitive clinical or radiologic evidence of regional (cervical) and/or distant metastatic disease

    • Prior non-head and neck invasive malignancy (except non-melanomatous skin cancer, including effectively treated basal cell or squamous cell skin cancer, or carcinoma in situ of the breast or cervix) unless disease free for ≥ 2 years

    • Diagnosis of head and neck squamous cell carcinoma (SCC) in the oropharynx, nasopharynx, hypopharynx, and larynx

    • Unable or unwilling to complete NDII (baseline only)

    • Prior systemic chemotherapy for the study cancer; note that prior chemotherapy for a different cancer is allowable

    • Prior radiotherapy to the region of the study cancer that would result in overlap of radiation therapy fields

    • Patient with severe, active co-morbidity that would preclude an elective or completion neck dissection

    • Pregnancy and breast-feeding mothers

    • Incomplete resection of oral cavity lesion with a positive margin; however, an excisional biopsy is permitted

    • Prior surgery involving the lateral neck, including neck dissection or gross injury to the neck that would preclude surgical dissection for this trial. Prior thyroid and central neck surgery is permissible; biopsy is permitted. Note: Borderline suspicious nodes that are ≥ 1 cm with radiographic finding suggestive of NOT malignant should be biopsied using ultrasound-guided (U/S-guided) fine-needle aspiration (FNA) biopsy

    • Underlying or documented history of hematologic malignancy (e.g., chronic lymphocytic leukemia [CLL]) or other active disease capable of causing lymphadenopathy (sarcoidosis or untreated mycobacterial infection)

    • Actively receiving systemic cytotoxic chemotherapy, immunosuppressive, anti-monocyte or immunomodulatory therapy

    • Currently participating in another investigational therapeutic trial

    Contacts and Locations

    Locations

    Site City State Country Postal Code
    1 Banner University Medical Center - Tucson Tucson Arizona United States 85719
    2 University of Arizona Cancer Center-North Campus Tucson Arizona United States 85719
    3 University of Arkansas for Medical Sciences Little Rock Arkansas United States 72205
    4 City of Hope Comprehensive Cancer Center Duarte California United States 91010
    5 UC San Diego Moores Cancer Center La Jolla California United States 92093
    6 Stanford Cancer Institute Palo Alto Palo Alto California United States 94304
    7 University of California Davis Comprehensive Cancer Center Sacramento California United States 95817
    8 UM Sylvester Comprehensive Cancer Center at Coral Gables Coral Gables Florida United States 33146
    9 UM Sylvester Comprehensive Cancer Center at Deerfield Beach Deerfield Beach Florida United States 33442
    10 University of Miami Miller School of Medicine-Sylvester Cancer Center Miami Florida United States 33136
    11 Emory University Hospital Midtown Atlanta Georgia United States 30308
    12 Emory University Hospital/Winship Cancer Institute Atlanta Georgia United States 30322
    13 Northwestern University Chicago Illinois United States 60611
    14 Rush University Medical Center Chicago Illinois United States 60612
    15 Southern Illinois University School of Medicine Springfield Illinois United States 62702
    16 Memorial Medical Center Springfield Illinois United States 62781
    17 University of Iowa/Holden Comprehensive Cancer Center Iowa City Iowa United States 52242
    18 University of Kansas Cancer Center Kansas City Kansas United States 66160
    19 University of Kansas Hospital-Westwood Cancer Center Westwood Kansas United States 66205
    20 University of Kentucky/Markey Cancer Center Lexington Kentucky United States 40536
    21 The James Graham Brown Cancer Center at University of Louisville Louisville Kentucky United States 40202
    22 LSU Health Sciences Center at Shreveport Shreveport Louisiana United States 71103
    23 University of Michigan Comprehensive Cancer Center Ann Arbor Michigan United States 48109
    24 Wayne State University/Karmanos Cancer Institute Detroit Michigan United States 48201
    25 Henry Ford Hospital Detroit Michigan United States 48202
    26 Weisberg Cancer Treatment Center Farmington Hills Michigan United States 48334
    27 Nebraska Cancer Specialists/Oncology Hematology West PC - MECC Omaha Nebraska United States 68114
    28 Nebraska Methodist Hospital Omaha Nebraska United States 68114
    29 Oncology Associates PC Omaha Nebraska United States 68114
    30 Memorial Sloan Kettering Basking Ridge Basking Ridge New Jersey United States 07920
    31 Saint Barnabas Medical Center Livingston New Jersey United States 07039
    32 Memorial Sloan Kettering Monmouth Middletown New Jersey United States 07748
    33 Memorial Sloan Kettering Bergen Montvale New Jersey United States 07645
    34 Rutgers Cancer Institute of New Jersey New Brunswick New Jersey United States 08903
    35 Roswell Park Cancer Institute Buffalo New York United States 14263
    36 Memorial Sloan Kettering Commack Commack New York United States 11725
    37 Memorial Sloan Kettering Westchester Harrison New York United States 10604
    38 Laura and Isaac Perlmutter Cancer Center at NYU Langone New York New York United States 10016
    39 Memorial Sloan Kettering Cancer Center New York New York United States 10065
    40 Memorial Sloan Kettering Nassau Uniondale New York United States 11553
    41 Sanford Broadway Medical Center Fargo North Dakota United States 58122
    42 Sanford Roger Maris Cancer Center Fargo North Dakota United States 58122
    43 Cleveland Clinic Foundation Cleveland Ohio United States 44195
    44 Ohio State University Comprehensive Cancer Center Columbus Ohio United States 43210
    45 University of Oklahoma Health Sciences Center Oklahoma City Oklahoma United States 73104
    46 Clackamas Radiation Oncology Center Clackamas Oregon United States 97015
    47 Providence Newberg Medical Center Newberg Oregon United States 97132
    48 Providence Portland Medical Center Portland Oregon United States 97213
    49 Providence Saint Vincent Medical Center Portland Oregon United States 97225
    50 Geisinger Medical Center Danville Pennsylvania United States 17822
    51 Penn State Milton S Hershey Medical Center Hershey Pennsylvania United States 17033-0850
    52 Thomas Jefferson University Hospital Philadelphia Pennsylvania United States 19107
    53 Fox Chase Cancer Center Philadelphia Pennsylvania United States 19111
    54 University of Pittsburgh Cancer Institute (UPCI) Pittsburgh Pennsylvania United States 15232
    55 UPMC-Shadyside Hospital Pittsburgh Pennsylvania United States 15232
    56 Sanford Cancer Center Oncology Clinic Sioux Falls South Dakota United States 57104
    57 Avera Cancer Institute Sioux Falls South Dakota United States 57105
    58 Sanford USD Medical Center - Sioux Falls Sioux Falls South Dakota United States 57117-5134
    59 Vanderbilt University/Ingram Cancer Center Nashville Tennessee United States 37232
    60 MD Anderson in The Woodlands Conroe Texas United States 77384
    61 Baylor College of Medicine/Dan L Duncan Comprehensive Cancer Center Houston Texas United States 77030
    62 M D Anderson Cancer Center Houston Texas United States 77030
    63 Michael E DeBakey VA Medical Center Houston Texas United States 77030
    64 MD Anderson West Houston Houston Texas United States 77079
    65 MD Anderson League City League City Texas United States 77573
    66 MD Anderson in Sugar Land Sugar Land Texas United States 77478
    67 Central Vermont Medical Center/National Life Cancer Treatment Berlin Vermont United States 05602
    68 University of Vermont Medical Center Burlington Vermont United States 05401
    69 University of Vermont and State Agricultural College Burlington Vermont United States 05405
    70 University Health Network-Princess Margaret Hospital Toronto Ontario Canada M5G 2M9

    Sponsors and Collaborators

    • NRG Oncology
    • National Cancer Institute (NCI)

    Investigators

    • Principal Investigator: Stephen Y Lai, NRG Oncology

    Study Documents (Full-Text)

    None provided.

    More Information

    Publications

    None provided.
    Responsible Party:
    NRG Oncology
    ClinicalTrials.gov Identifier:
    NCT04333537
    Other Study ID Numbers:
    • NRG-HN006
    • NCI-2020-01542
    • NRG-HN006
    • NRG-HN006
    • U10CA180868
    First Posted:
    Apr 3, 2020
    Last Update Posted:
    Aug 16, 2022
    Last Verified:
    Aug 1, 2022
    Studies a U.S. FDA-regulated Drug Product:
    No
    Studies a U.S. FDA-regulated Device Product:
    No
    Additional relevant MeSH terms:

    Study Results

    No Results Posted as of Aug 16, 2022