Comparing Proton Therapy to Photon Radiation Therapy for Esophageal Cancer

Sponsor
NRG Oncology (Other)
Overall Status
Recruiting
CT.gov ID
NCT03801876
Collaborator
National Cancer Institute (NCI) (NIH)
300
65
2
154.6
4.6
0

Study Details

Study Description

Brief Summary

This trial studies how well proton beam radiation therapy compared with intensity modulated photon radiotherapy works in treating patients with stage I-IVA esophageal cancer. Proton beam radiation therapy uses a beam of protons (rather than x-rays) to send radiation inside the body to the tumor without damaging much of the healthy tissue around it. Intensity modulated photon radiotherapy uses high-energy x-rays to deliver radiation directly to the tumor without damaging much of the healthy tissue around it. It is not yet known whether proton beam therapy or intensity modulated photon radiotherapy will work better in treating patients with esophageal cancer.

Condition or Disease Intervention/Treatment Phase
  • Drug: Carboplatin
  • Procedure: Esophagectomy
  • Radiation: Intensity-Modulated Radiation Therapy
  • Drug: Paclitaxel
  • Radiation: Proton Beam Radiation Therapy
  • Other: Quality-of-Life Assessment
  • Other: Questionnaire Administration
  • Drug: FOLFOX regimen
  • Drug: CAPOX regimen
  • Drug: Docetaxel
  • Drug: 5FU
Phase 3

Detailed Description

PRIMARY OBJECTIVES:
  1. To determine if overall survival (OS) is improved with proton beam radiation therapy (PBT) treatment as compared to intensity modulated photon radiation therapy (IMRT) as part of planned protocol treatment for patients with esophageal cancer.

  2. To determine if OS with PBT is non-inferior to IMRT as part of planned protocol treatment and that there will be less grade 3+ cardiopulmonary toxicity with PBT than with IMRT.

SECONDARY OBJECTIVES:
  1. To compare the symptom burden and impact on functioning of patients between treatment modalities based on Patient Reported Outcome (PRO) measures of symptoms using MD Anderson Symptom Inventory (MDASI) and Patient-Reported Outcomes Measurement Information System (PROMIS)-Fatigue.

  2. To compare the Quality-Adjusted Life Years (QALY) using EuroQol five-dimensional questionnaire (EQ5D) as a health outcome between PBT and IMRT, if the protocol primary endpoint is met.

  3. To assess the pathologic response rate between PBT and IMRT. IV. To assess the cost-benefit economic analysis of treatment between radiation modalities.

  4. To compare the length of hospitalization after protocol surgery between PBT and IMRT.

  5. To compare the incidence of grade 4 lymphopenia during chemoradiation between PBT and IMRT.

  6. To compare lymphocyte nadir at first follow-up visit after completion of chemoradiation between PBT & IMRT.

  7. To estimate the locoregional failure, distant metastatic free survival, and progression-free survival of patients treated with PBT versus IMRT.

  8. To compare incidence of both early (< 90 days from treatment start) and late (≥ 90 days from treatment start) cardiovascular and pulmonary events between PBT versus IMRT.

  9. To compare the Total Toxicity Burden (TTB) of IMRT versus PBT based on a composite index of 9 individual cardiopulmonary toxicities.

EXPLORATORY OBJECTIVES:
  1. To collect biospecimens for future analyses, for example to assess cardiac and inflammatory biomarkers in association with treatment complications.

OUTLINE: Patients are randomized to 1 of 2 groups.

GROUP I: Patients undergo PBT over 28 fractions 5 days a week for 5.5 weeks. Patients also receive paclitaxel intravenously (IV) and carboplatin IV on days 1, 8, 15, 22, 29, and 36 while undergoing PBT.

GROUP II: Patients undergo IMRT over 28 fractions 5 days a week for 5.5 weeks. Patients also receive paclitaxel IV and carboplatin IV on days 1, 8, 15, 22, 29, and 36 while undergoing IMRT.

In both groups, within 4-8 weeks after completion of chemotherapy and radiation therapy, patients may undergo an esophagectomy per physician discretion.

After completion of study treatment, patients are followed up every 3-6 months for 3 years and then annually thereafter.

Study Design

Study Type:
Interventional
Anticipated Enrollment :
300 participants
Allocation:
Randomized
Intervention Model:
Parallel Assignment
Masking:
None (Open Label)
Primary Purpose:
Treatment
Official Title:
Phase III Randomized Trial of Proton Beam Therapy (PBT) Versus Intensity Modulated Photon Radiotherapy (IMRT) for the Treatment of Esophageal Cancer
Actual Study Start Date :
Mar 15, 2019
Anticipated Primary Completion Date :
Feb 1, 2027
Anticipated Study Completion Date :
Feb 1, 2032

Arms and Interventions

Arm Intervention/Treatment
Experimental: Group I (PBT, Chemotherapy, Esophagectomy)

Patients undergo PBT over 28 fractions 5 days a week for 5.5 weeks to a total dose of 50.4 Gy. Patients also receive chemotherapy (Choice of 3 regimens: 1. Carboplatin/Paclitaxel, 2. FOLFOX/CAPOX or 3. Docetaxel/5-FU [with capecitabine as an acceptable substitute for 5-FU]) per institutional standards while undergoing PBT. Within 4-8 weeks after completion of chemotherapy and radiation therapy, patients may undergo an esophagectomy per physician discretion.

Drug: Carboplatin
Given IV
Other Names:
  • Blastocarb
  • Carboplat
  • Carboplatin Hexal
  • Carboplatino
  • Carbosin
  • Carbosol
  • Carbotec
  • CBDCA
  • Displata
  • Ercar
  • JM-8
  • Nealorin
  • Novoplatinum
  • Paraplatin
  • Paraplatin AQ
  • Paraplatine
  • Platinwas
  • Ribocarbo
  • Procedure: Esophagectomy
    Undergo esophagectomy
    Other Names:
  • excision of the esophagus
  • Drug: Paclitaxel
    Given IV
    Other Names:
  • Anzatax
  • Asotax
  • Bristaxol
  • Praxel
  • Taxol
  • Taxol Konzentrat
  • Radiation: Proton Beam Radiation Therapy
    Undergo PBT
    Other Names:
  • PBRT
  • Proton Radiation Therapy
  • Other: Quality-of-Life Assessment
    Ancillary studies
    Other Names:
  • Quality of Life Assessment
  • Other: Questionnaire Administration
    Ancillary studies

    Drug: FOLFOX regimen
    Folinic acid, flurouracil and oxaliplatin
    Other Names:
  • FOLFOX
  • Drug: CAPOX regimen
    Capecitabine combined with oxaliplatin
    Other Names:
  • CAPE-OX
  • OxCap
  • Drug: Docetaxel
    Chemotherapy
    Other Names:
  • Taxotere
  • Drug: 5FU
    Chemotherapy
    Other Names:
  • 5-FU
  • flurouracil
  • Tolak
  • Fluoroplex
  • Efudex
  • Carac
  • Adrucil
  • Active Comparator: Group II (IMRT, Chemotherapy, Esophagectomy)

    Patients undergo IMRT over 28 fractions 5 days a week for 5.5 weeks to a total dose of 50.4 Gy. Patients also receive chemotherapy (Choice of 3 regimens: 1. Carboplatin/Paclitaxel, 2. FOLFOX/CAPOX or 3. Docetaxel/5-FU [with capecitabine as an acceptable substitute for 5-FU]) per institutional standards while undergoing IMRT. Within 4-8 weeks after completion of chemotherapy and radiation therapy, patients may undergo an esophagectomy per physician discretion.

    Drug: Carboplatin
    Given IV
    Other Names:
  • Blastocarb
  • Carboplat
  • Carboplatin Hexal
  • Carboplatino
  • Carbosin
  • Carbosol
  • Carbotec
  • CBDCA
  • Displata
  • Ercar
  • JM-8
  • Nealorin
  • Novoplatinum
  • Paraplatin
  • Paraplatin AQ
  • Paraplatine
  • Platinwas
  • Ribocarbo
  • Procedure: Esophagectomy
    Undergo esophagectomy
    Other Names:
  • excision of the esophagus
  • Radiation: Intensity-Modulated Radiation Therapy
    Undergo IMRT
    Other Names:
  • IMRT
  • Intensity Modulated RT
  • Intensity-Modulated Radiotherapy
  • Drug: Paclitaxel
    Given IV
    Other Names:
  • Anzatax
  • Asotax
  • Bristaxol
  • Praxel
  • Taxol
  • Taxol Konzentrat
  • Other: Quality-of-Life Assessment
    Ancillary studies
    Other Names:
  • Quality of Life Assessment
  • Other: Questionnaire Administration
    Ancillary studies

    Drug: FOLFOX regimen
    Folinic acid, flurouracil and oxaliplatin
    Other Names:
  • FOLFOX
  • Drug: CAPOX regimen
    Capecitabine combined with oxaliplatin
    Other Names:
  • CAPE-OX
  • OxCap
  • Drug: Docetaxel
    Chemotherapy
    Other Names:
  • Taxotere
  • Drug: 5FU
    Chemotherapy
    Other Names:
  • 5-FU
  • flurouracil
  • Tolak
  • Fluoroplex
  • Efudex
  • Carac
  • Adrucil
  • Outcome Measures

    Primary Outcome Measures

    1. Overall survival (OS) [From the date of randomization to the date of death due to any cause or date of last follow-up for patients without an OS event reported. This analysis occurs after 173 deaths; estimated to occur 4 years after accrual completion]

      Will be estimated by the Kaplan-Meier method. The distributions of OS between treatment arms will be compared using the log rank test.

    2. Incidence of specific grade 3+ cardiopulmonary adverse events (AEs) that are definitely, probably, or possibly related to protocol treatment [From baseline up to 8 years]

      Will be assessed using Common Terminology Criteria for Adverse Events (CTCAE) version (v) 5.0. Difference in proportion of defined cardiopulmonary AEs will be analyzed with a chi-squared test.

    Secondary Outcome Measures

    1. Pathologic response rate [At time of surgery]

      A Chi-square test will be used to compare the pathologic response rates between the treatment arms.

    2. Grade 4 lymphopenia during chemoradiation [From the start of chemoradiation to the end of chemoradiation treatment assessed up to 31 days]

      Will be assessed using Common Terminology Criteria for Adverse Events (CTCAE) version (v) 5.0. The proportion of patients experiencing grade 4 lymphopenia during chemoradiation will be compared between treatment arms using a chi-squared test.

    3. Lymphocyte counts [From the last date of chemoradiation up to 8 weeks post chemoradiation]

      Mean lymphocyte counts at first post chemoradiation follow-up will be compared between treatment arms using a t-test. If the data do not satisfy the normality assumption, a Wilcoxin test may be used instead.

    4. Locoregional failure (LRF) [From the date of randomization to the date of first LRF or date of last follow-up for patients without an LRF event reported, assessed up to 8 years]

      Will be defined as local/regional recurrence or progression. Will be estimated by the cumulative incidence method, with death as a competing risk. The distribution of LRF estimates between the two arms will be compared using Gray?s test. The Fine-Gray regression model will be used to analyze the effects of factors, in addition to treatment, which may be associated with LRF.

    5. Distant metastatic-free survival (DMFS) [From the date of randomization to the date of first DMFS failure or last follow-up for patients without a reported DMFS event, assessed up to 8 years]

      Will be defined as appearance of distant metastasis or death due to any cause. Will be estimated by the Kaplan-Meier method and estimates between the two treatment arms will be compared using the log rank test. The Cox proportional hazard regression model will be used to analyze the effects of factors, in addition to treatment, which may be associated with DMFS.

    6. Progression-free survival [From the date of randomization to the date of first PFS failure or last follow-up for patients without a reported PFS event, assessed up to 8 years]

      Will be defined as appearance of local/regional/distant failure or death due to any cause. Will be estimated by the Kaplan-Meier method and estimates between the two treatment arms will be compared using the log rank test. The Cox proportional hazard regression model will be used to analyze the effects of factors, in addition to treatment, which may be associated with PFS.

    7. Quality-adjusted life years (QALY) [Assessed up to 8 years]

      Will be evaluated and compared using EuroQol five-dimensional questionnaire (EQ-5D) only if the primary endpoint is met.

    8. Cost-benefit economic analysis of treatment [Assessed up to 8 years]

      Will be calculated by the visual analog scale (VAS) and index scores form the EQ-5D-5L only be done if primary endpoint is met. Will be compared between treatment arms using a t-test with a 2-sided significance level of 0.05. If there are significant differences, then a cost analysis will be conducted.

    Eligibility Criteria

    Criteria

    Ages Eligible for Study:
    18 Years and Older
    Sexes Eligible for Study:
    All
    Accepts Healthy Volunteers:
    No
    Inclusion Criteria:
    • PRIOR TO STEP 1 REGISTRATION:

    • Histologically proven diagnosis of adenocarcinoma or squamous cell carcinoma of the thoracic esophagus or gastroesophageal junction (Siewert I-II)

    • Stage I-IVA, excluding T4b, according to the American Joint Committee on Cancer (AJCC) 8th edition based on the following diagnostic workup:

    • History/physical examination

    • Whole-body fludeoxyglucose F-18 (FDG)-positron emission tomography (PET)/computed tomography (CT) with or without (+/-) contrast (preferred) or chest/abdominal (include pelvic if clinically indicated) CT with contrast

    • For patients who DID NOT receive induction chemotherapy, scan must occur within 30 days prior to Step 1 registration

    • For patients who DID receive induction chemotherapy, scan must occur:

    • Within 30 days after final induction chemotherapy dose; OR

    • Within 30 days prior to Step 1 registration

    • Note: Patients who had prior endoscopic mucosal resection (EMR) with a diagnosis of AJCC stage I-IVA, excluding T4b, esophageal cancer are eligible

    • Surgical consultation to determine whether or not the patient is a candidate for resection after completion of chemoradiation

    • Induction chemotherapy for the current malignancy prior to concurrent chemoradiation allowed if last dose is no more than 90 days and no less than 10 days prior to Step 1 registration. Only FOLFOX will be allowed as the induction chemotherapy regimen.

    • Zubrod performance status 0, 1, or 2

    • Absolute neutrophil count (ANC) (within 30 days prior to Step 1 registration)

    • For patients who DID NOT receive induction chemotherapy: ANC >= 1,500 cells/mm^3

    • For patients who DID receive induction chemotherapy: ANC >= 1,000 cells/mm^3

    • Platelets (within 30 days prior to Step 1 registration)

    • For patients who DID NOT receive induction chemotherapy: Platelets >= 100,000/uL

    • For patients who DID receive induction chemotherapy: Platelets >= 75,000/uL

    • Hemoglobin >= 8.0 g/dl (Note: The use of transfusion or other intervention to achieve Hgb >= 8.0 g/dl is acceptable) (within 30 days prior to Step 1 registration)

    • Serum creatinine ≤ 1.5 x upper limit of normal (ULN) or Creatinine clearance > 40 mL/min estimated by Cockcroft-Gault formula (within 30 days prior to Step 1 registration)

    • Total bilirubin =< 1.5 x upper limit of normal (ULN) (within 30 days prior to Step 1 registration)

    • Aspartate aminotransferase (AST) and alanine aminotransferase (ALT) =< 3 x ULN (within 30 days prior to Step 1 registration)

    • Negative pregnancy test (serum or urine) within 14 days prior to Step 1 registration for women of child bearing potential

    • The patient or a legally authorized representative must provide study-specific informed consent prior to study entry

    Exclusion Criteria:
    • Cervical esophageal cancers arisen from 15-18 cm from the incisors

    • Patients with T4b disease according to the AJCC 8th edition

    • Definitive clinical or radiologic evidence of metastatic disease

    • Any active malignancy within 2 years of study registration that may alter the course of esophageal cancer treatment

    • Prior thoracic radiotherapy that would result in overlap of radiation therapy fields

    • Severe, active co-morbidity defined as follows:

    • Active uncontrolled infection requiring IV antibiotics at the time of Step 1 registration

    • Uncontrolled symptomatic congestive heart failure, unstable angina, or cardiac arrhythmia not controlled by any device or medication at the time of Step 1 registration

    • Myocardial infarction within 3 months prior to Step 1 registration

    • Pregnant and/or nursing females

    • Human immunodeficiency virus (HIV) positive with CD4 count < 200 cells/microliter. Note that patients who are HIV positive are eligible, provided they are under treatment with highly active antiretroviral therapy (HAART) and have a CD4 count >= 200 cells/microliter within 30 days prior to registration. Note also that HIV testing is not required for eligibility for this protocol. This exclusion criterion is necessary because the treatments involved in this protocol may be significantly immunosuppressive

    • PRIOR TO STEP 2 REGISTRATION:

    • Unable to obtain confirmation of payment coverage (insurance or other) for either possible radiation treatment

    Contacts and Locations

    Locations

    Site City State Country Postal Code
    1 Mayo Clinic Hospital in Arizona Phoenix Arizona United States 85054
    2 Mayo Clinic in Arizona Scottsdale Arizona United States 85259
    3 UM Sylvester Comprehensive Cancer Center at Coral Gables Coral Gables Florida United States 33146
    4 UM Sylvester Comprehensive Cancer Center at Deerfield Beach Deerfield Beach Florida United States 33442
    5 University of Miami Miller School of Medicine-Sylvester Cancer Center Miami Florida United States 33136
    6 Miami Cancer Institute Miami Florida United States 33176
    7 Orlando Health Cancer Institute Orlando Florida United States 32806
    8 Emory Proton Therapy Center Atlanta Georgia United States 30308
    9 Emory University Hospital Midtown Atlanta Georgia United States 30308
    10 Emory University Hospital/Winship Cancer Institute Atlanta Georgia United States 30322
    11 Emory Saint Joseph's Hospital Atlanta Georgia United States 30342
    12 Northwestern Medicine Cancer Center Kishwaukee DeKalb Illinois United States 60115
    13 Northwestern Medicine Cancer Center Delnor Geneva Illinois United States 60134
    14 Northwestern Medicine Cancer Center Warrenville Warrenville Illinois United States 60555
    15 Maryland Proton Treatment Center Baltimore Maryland United States 21201
    16 University of Maryland/Greenebaum Cancer Center Baltimore Maryland United States 21201
    17 UM Upper Chesapeake Medical Center Bel Air Maryland United States 21014
    18 Massachusetts General Hospital Cancer Center Boston Massachusetts United States 02114
    19 Beaumont Hospital - Dearborn Dearborn Michigan United States 48124
    20 William Beaumont Hospital-Royal Oak Royal Oak Michigan United States 48073
    21 William Beaumont Hospital - Troy Troy Michigan United States 48085
    22 Mayo Clinic Health System in Albert Lea Albert Lea Minnesota United States 56007
    23 Unity Hospital Fridley Minnesota United States 55432
    24 Mayo Clinic Health Systems-Mankato Mankato Minnesota United States 56001
    25 Minnesota Oncology Hematology PA-Maplewood Maplewood Minnesota United States 55109
    26 Hennepin County Medical Center Minneapolis Minnesota United States 55415
    27 Mayo Clinic Radiation Therapy-Northfield Northfield Minnesota United States 55057
    28 Mayo Clinic in Rochester Rochester Minnesota United States 55905
    29 Siteman Cancer Center at West County Hospital Creve Coeur Missouri United States 63141
    30 Washington University School of Medicine Saint Louis Missouri United States 63110
    31 Siteman Cancer Center-South County Saint Louis Missouri United States 63129
    32 Siteman Cancer Center at Christian Hospital Saint Louis Missouri United States 63136
    33 Siteman Cancer Center at Saint Peters Hospital Saint Peters Missouri United States 63376
    34 Memorial Sloan Kettering Basking Ridge Basking Ridge New Jersey United States 07920
    35 Memorial Sloan Kettering Monmouth Middletown New Jersey United States 07748
    36 Memorial Sloan Kettering Bergen Montvale New Jersey United States 07645
    37 Memorial Sloan Kettering Commack Commack New York United States 11725
    38 Memorial Sloan Kettering Westchester Harrison New York United States 10604
    39 New York Proton Center New York New York United States 10035
    40 Memorial Sloan Kettering Cancer Center New York New York United States 10065
    41 Memorial Sloan Kettering Nassau Uniondale New York United States 11553
    42 UHHS-Chagrin Highlands Medical Center Beachwood Ohio United States 44122
    43 Geauga Hospital Chardon Ohio United States 44024
    44 University of Cincinnati Cancer Center-UC Medical Center Cincinnati Ohio United States 45219
    45 Case Western Reserve University Cleveland Ohio United States 44106
    46 Mercy Cancer Center-Elyria Elyria Ohio United States 44035
    47 UH Seidman Cancer Center at Landerbrook Health Center Mayfield Heights Ohio United States 44124
    48 UH Seidman Cancer Center at Lake Health Mentor Campus Mentor Ohio United States 44060
    49 UH Seidman Cancer Center at Southwest General Hospital Middleburg Heights Ohio United States 44130
    50 University Hospitals Parma Medical Center Parma Ohio United States 44129
    51 University Hospitals Portage Medical Center Ravenna Ohio United States 44266
    52 UH Seidman Cancer Center at Firelands Regional Medical Center Sandusky Ohio United States 44870
    53 University Hospitals Sharon Health Center Wadsworth Ohio United States 44281
    54 University of Cincinnati Cancer Center-West Chester West Chester Ohio United States 45069
    55 UH Seidman Cancer Center at Saint John Medical Center Westlake Ohio United States 44145
    56 UHHS-Westlake Medical Center Westlake Ohio United States 44145
    57 University of Oklahoma Health Sciences Center Oklahoma City Oklahoma United States 73104
    58 MD Anderson in The Woodlands Conroe Texas United States 77384
    59 M D Anderson Cancer Center Houston Texas United States 77030
    60 MD Anderson West Houston Houston Texas United States 77079
    61 MD Anderson League City League City Texas United States 77573
    62 MD Anderson in Sugar Land Sugar Land Texas United States 77478
    63 Inova Schar Cancer Institute Fairfax Virginia United States 22031
    64 University of Washington Medical Center - Montlake Seattle Washington United States 98195
    65 Mayo Clinic Health System-Eau Claire Clinic Eau Claire Wisconsin United States 54701

    Sponsors and Collaborators

    • NRG Oncology
    • National Cancer Institute (NCI)

    Investigators

    • Principal Investigator: Steven Lin, NRG Oncology

    Study Documents (Full-Text)

    None provided.

    More Information

    Publications

    None provided.
    Responsible Party:
    NRG Oncology
    ClinicalTrials.gov Identifier:
    NCT03801876
    Other Study ID Numbers:
    • NRG-GI006
    • NCI-2018-03378
    • NRG-GI006
    • NRG-GI006
    • U10CA180822
    • U10CA180868
    First Posted:
    Jan 14, 2019
    Last Update Posted:
    Aug 12, 2022
    Last Verified:
    Aug 1, 2022
    Studies a U.S. FDA-regulated Drug Product:
    No
    Studies a U.S. FDA-regulated Device Product:
    No
    Additional relevant MeSH terms:

    Study Results

    No Results Posted as of Aug 12, 2022