Prospective Evaluation of Budesonide for Prevention of Esophageal Strictures After Endotherapy

Sponsor
Mayo Clinic (Other)
Overall Status
Completed
CT.gov ID
NCT02069847
Collaborator
(none)
90
1
2
59.3
1.5

Study Details

Study Description

Brief Summary

Surgery has been historically the mainstay treatment for advanced pre-malignant lesions and early esophageal cancers. However, esophagectomy is associated with significant morbidity and mortality. With the advance of therapeutic endoscopy, there has been a growing interest and application of endoscopic resection and mucosal ablative techniques for the treatment of these diseases. Esophageal stricture (ES) formation has become an increasingly recognized complication of extensive endoscopic mucosal ablation and/or resection. The resultant symptomatic stricture development can significantly impair a patient's quality of life. Endoscopic therapy of esophageal strictures with balloon dilation and/or local steroid injection is invasive, costly, and associated with the potential risk of perforation. Recently, oral corticosteroids have been introduced for the prevention of esophageal stricture after endoscopic submucosal dissection.

Budesonide is a synthetic steroid with topical anti-inflammatory properties and high first-pass metabolism; thus, potentially less systemic absorption and side effects.

Hypothesis: Oral budesonide prevents esophageal stricture formation in patients who underwent radical endoscopic mucosal resection (EMR) or endoscopic submucosal dissection (ESD) for advanced premalignant esophageal lesions or superficial esophageal cancers.

Condition or Disease Intervention/Treatment Phase
Phase 2

Detailed Description

Esophageal stricture (ES) formation is a widely recognized adverse event of radical EMR and ESD. Indeed, ES is the most common complication of radiofrequency ablation (RFA) for Barrett's esophagus (BE), with a reported incidence ranging from 5% to 12%. A single-center retrospective study reported ES formation in 67% of 73 patients with EMR of at least 50% of their esophageal circumference. Similarly, the incidence of ES development after ESD is between 70-90% when the mucosal defect involves more than three-quarters of the esophageal circumference. In aggregate, the extent of the esophageal mucosal defect following endotherapy appears to be the most consistent predictor of ES formation. Prevention of ES development following endotherapy can significantly improve a patient's quality of life and possibly reduce the potential risks and costs associated with treatment of ES with repeated endoscopic balloon dilations (EBD). Glucocorticoids have been evaluated as a potential preventive therapy for ES based on their anti-inflammatory properties and inhibitory effects on collagen deposition. Oral prednisolone has been shown to be effective as a preventive strategy for ES formation. However, prolonged use of systemic oral steroids can be associated with multiple adverse effects.

Budesonide is a synthetic steroid with topical anti-inflammatory properties and high first-pass metabolism; thus, potentially less systemic absorption and side effects. Most recently Mayo Clinic Rochester developed a new budesonide capsule formulation. Alike viscous budesonide the budesonide capsule can be opened and the powder can be mixed with honey or pancake syrup. A similar formulation is currently used in pilot studies for treatment of eosinophilic esophagitis. The advantage of budesonide capsule is the improve taste in comparison to viscous budesonide originating from budesonide respules which is unpalatable.

Study aims:
  1. The aim of this study is to prospectively record our experience with budesonide for the prevention of esophageal stricture formation after endotherapy (mucosal resection, submucosal dissection) as part of routine medical care.

  2. The data will be compared with outcomes with well-annotated historical controls that underwent similar procedure with similar follow up but without budesonide exposure.

  3. If sufficient efficacy is seen, these data will be used to plan a prospective controlled clinical trial. All patients in the study group will receive standard medical care and no experimental interventions will be performed.

Study Design

Study Type:
Interventional
Actual Enrollment :
90 participants
Allocation:
Non-Randomized
Intervention Model:
Single Group Assignment
Masking:
None (Open Label)
Primary Purpose:
Treatment
Official Title:
Prospective Evaluation of the Clinical Utility of Budesonide for the Prevention of Esophageal Strictures After Endotherapy
Study Start Date :
Feb 1, 2014
Actual Primary Completion Date :
Jan 11, 2019
Actual Study Completion Date :
Jan 11, 2019

Arms and Interventions

Arm Intervention/Treatment
Experimental: Esophageal stricture, Budesonide

Budesonide 1mg twice a day for a total of 8 weeks following endoscopic submucosal dissection (ESD) or endoscopic mucosal resection (EMR)

Drug: Budesonide
Participants will be instructed to swallow budesonide 3mg twice daily for eight consecutive weeks following endotherapy with EMR or ESD. Budesonide will be provided in a capsule containing 3mg budesonide only by Mayo Clinic Pharmacy with full 8 weeks supply. The patient will require opening the capsule and mixing the budesonide powder in 10ml (2 teaspoons) honey, or pancake syrup. Patients will be instructed not to ingest any solid or liquids for 30 minutes before and after taking the budesonide. For purposes of this study, budesonide is used off-label but according to the same dose and efficacy as has been demonstrated in other esophageal inflammatory conditions. Patients will receive a handout with exact instructions how and when to take Budesonide.
Other Names:
  • Budesonide, Entocort, Uceris
  • No Intervention: Control group

    Retrospective collect data for subjects who undergo endoscopic submucosal dissection or endoscopic mucosal resection

    Outcome Measures

    Primary Outcome Measures

    1. Dysplasia in Barrett Esophagus (BE) [3 months]

      Number of subjects with Non-dysplastic, low grade dysplasia, high grade dysplasia and T1a early esophageal adenocarcinoma. As measured by using the BE dysplasia grading system of Non-dysplastic (no cancerous tissue present), low-grade dysplasia (minor cell changes found), high-grade dysplasia (extensive cell changes found, but not yet cancer), and noninvasive cancer (T1a early esophageal adenocarcinoma)

    Secondary Outcome Measures

    1. Rate of Esophageal Stricture [3 months]

      Number of subjects with 50-74%, 75-99% and 100% esophageal stricture. Defined as the percentage of esophageal lumen narrowing requiring dilation prior to passage of the endoscope and/or presence of new dysphagia.

    Eligibility Criteria

    Criteria

    Ages Eligible for Study:
    18 Years and Older
    Sexes Eligible for Study:
    All
    Accepts Healthy Volunteers:
    No
    Inclusion Criteria:
    • Age 18 years or older

    • Diagnosis of esophageal lesion treated with ESD or EMR which involves ≥ 50% of the esophageal circumference.

    Exclusion Criteria:
    • Locally advanced disease

    • Prior esophageal surgery

    • Participation in another research protocol that could interfere or influence the outcome measures of the present study.

    • The subject or legal representative is unable/unwilling to give informed consent. (study group)

    • Medications or conditions for which there is a contraindication to use of budesonide (see pharmacology section below)

    • Concomitant use of systemic steroids or other immune suppressive medication for a different condition 9. Pregnant women

    Contacts and Locations

    Locations

    Site City State Country Postal Code
    1 Mayo Clinic in Florida Jacksonville Florida United States 32224

    Sponsors and Collaborators

    • Mayo Clinic

    Investigators

    • Principal Investigator: Michael Wallace, MD, Mayo Clinic

    Study Documents (Full-Text)

    More Information

    Additional Information:

    Publications

    None provided.
    Responsible Party:
    Michael Wallace, PI, Mayo Clinic
    ClinicalTrials.gov Identifier:
    NCT02069847
    Other Study ID Numbers:
    • 13-009467
    First Posted:
    Feb 24, 2014
    Last Update Posted:
    Jun 16, 2020
    Last Verified:
    May 1, 2020
    Studies a U.S. FDA-regulated Drug Product:
    Yes
    Studies a U.S. FDA-regulated Device Product:
    No
    Keywords provided by Michael Wallace, PI, Mayo Clinic
    Additional relevant MeSH terms:

    Study Results

    Participant Flow

    Recruitment Details
    Pre-assignment Detail
    Arm/Group Title Esophageal Stricture, Budesonide Control Group
    Arm/Group Description Budesonide 1mg twice a day for a total of 8 weeks following endoscopic submucosal dissection (ESD) or endoscopic mucosal resection (EMR) Budesonide: Participants will be instructed to swallow budesonide 3mg twice daily for eight consecutive weeks following endotherapy with EMR or ESD. Budesonide will be provided in a capsule containing 3mg budesonide only by Mayo Clinic Pharmacy with full 8 weeks supply. The patient will require opening the capsule and mixing the budesonide powder in 10ml (2 teaspoons) honey, or pancake syrup. Patients will be instructed not to ingest any solid or liquids for 30 minutes before and after taking the budesonide. For purposes of this study, budesonide is used off-label but according to the same dose and efficacy as has been demonstrated in other esophageal inflammatory conditions. Patients will receive a handout with exact instructions how and when to take Budesonide. Retrospective collect data for subjects who undergo endoscopic submucosal dissection or endoscopic mucosal resection
    Period Title: Overall Study
    STARTED 22 68
    COMPLETED 22 68
    NOT COMPLETED 0 0

    Baseline Characteristics

    Arm/Group Title Esophageal Stricture, Budesonide Control Group Total
    Arm/Group Description Budesonide 1mg twice a day for a total of 8 weeks following endoscopic submucosal dissection or endoscopic mucosal resection Budesonide: Participants will be instructed to swallow budesonide 3mg twice daily for eight consecutive weeks following endotherapy with EMR or ESD. Budesonide will be provided in a capsule containing 3mg budesonide only by Mayo Clinic Pharmacy with full 8 weeks supply. The patient will require opening the capsule and mixing the budesonide powder in 10ml (2 teaspoons) honey, or pancake syrup. Patients will be instructed not to ingest any solid or liquids for 30 minutes before and after taking the budesonide. For purposes of this study, budesonide is used off-label but according to the same dose and efficacy as has been demonstrated in other esophageal inflammatory conditions. Patients will receive a handout with exact instructions how and when to take Budesonide. Retrospective collect data for subjects who undergo endoscopic submucosal dissection or endoscopic mucosal resection Total of all reporting groups
    Overall Participants 22 68 90
    Age (years) [Mean (Standard Deviation) ]
    Mean (Standard Deviation) [years]
    72.7
    (10.6)
    67.9
    (10.3)
    70.2
    (10.3)
    Sex: Female, Male (Count of Participants)
    Female
    4
    18.2%
    10
    14.7%
    14
    15.6%
    Male
    18
    81.8%
    58
    85.3%
    76
    84.4%
    Race and Ethnicity Not Collected (Count of Participants)
    Count of Participants [Participants]
    0
    0%
    Region of Enrollment (participants) [Number]
    United States
    22
    100%
    68
    100%
    90
    100%

    Outcome Measures

    1. Primary Outcome
    Title Dysplasia in Barrett Esophagus (BE)
    Description Number of subjects with Non-dysplastic, low grade dysplasia, high grade dysplasia and T1a early esophageal adenocarcinoma. As measured by using the BE dysplasia grading system of Non-dysplastic (no cancerous tissue present), low-grade dysplasia (minor cell changes found), high-grade dysplasia (extensive cell changes found, but not yet cancer), and noninvasive cancer (T1a early esophageal adenocarcinoma)
    Time Frame 3 months

    Outcome Measure Data

    Analysis Population Description
    [Not Specified]
    Arm/Group Title Esophageal Stricture, Budesonide Control Group
    Arm/Group Description Budesonide 1mg twice a day for a total of 8 weeks following endoscopic submucosal dissection or endoscopic mucosal resection Budesonide: Participants will be instructed to swallow budesonide 3mg twice daily for eight consecutive weeks following endotherapy with EMR or ESD. Budesonide will be provided in a capsule containing 3mg budesonide only by Mayo Clinic Pharmacy with full 8 weeks supply. The patient will require opening the capsule and mixing the budesonide powder in 10ml (2 teaspoons) honey, or pancake syrup. Patients will be instructed not to ingest any solid or liquids for 30 minutes before and after taking the budesonide. For purposes of this study, budesonide is used off-label but according to the same dose and efficacy as has been demonstrated in other esophageal inflammatory conditions. Patients will receive a handout with exact instructions how and when to take Budesonide. Retrospective collect data for subjects who undergo endoscopic submucosal dissection or endoscopic mucosal resection
    Measure Participants 22 68
    Non-dysplastic BE
    4
    18.2%
    4
    5.9%
    Low grade dysplasia BE
    3
    13.6%
    23
    33.8%
    High grade dysplasia BE
    6
    27.3%
    20
    29.4%
    T1a early esophageal adenocarcinoma
    9
    40.9%
    20
    29.4%
    Statistical Analysis 1
    Statistical Analysis Overview Comparison Group Selection Esophageal Stricture, Budesonide, Control Group
    Comments
    Type of Statistical Test Superiority
    Comments
    Statistical Test of Hypothesis p-Value 0.992
    Comments
    Method ANOVA
    Comments
    2. Secondary Outcome
    Title Rate of Esophageal Stricture
    Description Number of subjects with 50-74%, 75-99% and 100% esophageal stricture. Defined as the percentage of esophageal lumen narrowing requiring dilation prior to passage of the endoscope and/or presence of new dysphagia.
    Time Frame 3 months

    Outcome Measure Data

    Analysis Population Description
    [Not Specified]
    Arm/Group Title Esophageal Stricture, Budesonide Control Group
    Arm/Group Description Budesonide 1mg twice a day for a total of 8 weeks following endoscopic submucosal dissection or endoscopic mucosal resection Budesonide: Participants will be instructed to swallow budesonide 3mg twice daily for eight consecutive weeks following endotherapy with EMR or ESD. Budesonide will be provided in a capsule containing 3mg budesonide only by Mayo Clinic Pharmacy with full 8 weeks supply. The patient will require opening the capsule and mixing the budesonide powder in 10ml (2 teaspoons) honey, or pancake syrup. Patients will be instructed not to ingest any solid or liquids for 30 minutes before and after taking the budesonide. For purposes of this study, budesonide is used off-label but according to the same dose and efficacy as has been demonstrated in other esophageal inflammatory conditions. Patients will receive a handout with exact instructions how and when to take Budesonide. Retrospective collect data for subjects who undergo endoscopic submucosal dissection or endoscopic mucosal resection
    Measure Participants 22 68
    50-74% esophageal stricture
    1
    4.5%
    9
    13.2%
    75-99% esophageal stricture
    0
    0%
    6
    8.8%
    100% esophageal stricture
    3
    13.6%
    0
    0%
    Statistical Analysis 1
    Statistical Analysis Overview Comparison Group Selection Esophageal Stricture, Budesonide, Control Group
    Comments Total number of budesonide subjects with 50% or greater esophageal stricture (N=4) vs total number of control subjects with 50% or greater esophageal structure (N=15)
    Type of Statistical Test Superiority
    Comments
    Statistical Test of Hypothesis p-Value 0.531
    Comments
    Method t-test, 2 sided
    Comments

    Adverse Events

    Time Frame Adverse events were only collected on the prospective arm of the study, the Budesonide treatment arm and not available for the retrospective chart review of the control arm. Adverse events were collected for each subject from enrollment until 12 week follow up, for an overall study duration of approximately 3 years.
    Adverse Event Reporting Description
    Arm/Group Title Esophageal Stricture, Budesonide
    Arm/Group Description Budesonide 1mg twice a day for a total of 8 weeks following endoscopic submucosal dissection or endoscopic mucosal resection Budesonide: Participants will be instructed to swallow budesonide 3mg twice daily for eight consecutive weeks following endotherapy with EMR or ESD. Budesonide will be provided in a capsule containing 3mg budesonide only by Mayo Clinic Pharmacy with full 8 weeks supply. The patient will require opening the capsule and mixing the budesonide powder in 10ml (2 teaspoons) honey, or pancake syrup. Patients will be instructed not to ingest any solid or liquids for 30 minutes before and after taking the budesonide. For purposes of this study, budesonide is used off-label but according to the same dose and efficacy as has been demonstrated in other esophageal inflammatory conditions. Patients will receive a handout with exact instructions how and when to take Budesonide.
    All Cause Mortality
    Esophageal Stricture, Budesonide
    Affected / at Risk (%) # Events
    Total 0/22 (0%)
    Serious Adverse Events
    Esophageal Stricture, Budesonide
    Affected / at Risk (%) # Events
    Total 0/22 (0%)
    Other (Not Including Serious) Adverse Events
    Esophageal Stricture, Budesonide
    Affected / at Risk (%) # Events
    Total 11/22 (50%)
    Gastrointestinal disorders
    Dilation 4/22 (18.2%) 4
    Dysphagia 7/22 (31.8%) 7

    Limitations/Caveats

    [Not Specified]

    More Information

    Certain Agreements

    All Principal Investigators ARE employed by the organization sponsoring the study.

    There is NOT an agreement between Principal Investigators and the Sponsor (or its agents) that restricts the PI's rights to discuss or publish trial results after the trial is completed.

    Results Point of Contact

    Name/Title Michael B. Wallace
    Organization Mayo Clinic
    Phone 507-953-2221
    Email wallace.michael@mayo.edu
    Responsible Party:
    Michael Wallace, PI, Mayo Clinic
    ClinicalTrials.gov Identifier:
    NCT02069847
    Other Study ID Numbers:
    • 13-009467
    First Posted:
    Feb 24, 2014
    Last Update Posted:
    Jun 16, 2020
    Last Verified:
    May 1, 2020