SUPPORT: Surfactant Positive Airway Pressure and Pulse Oximetry Trial

Sponsor
NICHD Neonatal Research Network (Other)
Overall Status
Completed
CT.gov ID
NCT00233324
Collaborator
National Heart, Lung, and Blood Institute (NHLBI) (NIH), National Center for Research Resources (NCRR) (NIH), Eunice Kennedy Shriver National Institute of Child Health and Human Development (NICHD) (NIH)
1,316
22
4
138
59.8
0.4

Study Details

Study Description

Brief Summary

This study compared the use of continuous positive airway pressure initiated at birth with the early administration of surfactant administered through a tube in the windpipe within 1 hour of birth for premature infants born at 24 to 27 weeks gestation. In addition, these infants within 2 hours of birth, had a special pulse oximeter placed to continuously monitor their oxygen saturation in two different target ranges (85-89% or 91-95%). This study helped determine whether or not these two management strategies affect chronic lung disease and survival of premature infants.

Condition or Disease Intervention/Treatment Phase
  • Drug: Surfactant
  • Device: Continuous Positive Airway Pressure (CPAP)
  • Drug: Supplemental oxygen with target saturation of 85 to 89%
  • Drug: Supplemental oxygen with target saturation of 91 to 95%
Phase 3

Detailed Description

Study subjects were infants of 24 0/7ths to 27 6/7th weeks at birth for which a decision has been made to provide full resuscitation as required. Infants 27 weeks or less gestation (completed weeks by best obstetric estimate) were enrolled because more than 80% of such infants in the Network are intubated, usually early in their neonatal course. The feasibility trial demonstrated that the five NICHD centers involved could reduce intubation in the delivery room to less than 50% of such infants if they are not intubated for surfactant. We excluded infants of 23 weeks or less in view of their extremely high mortality and morbidity, and their almost universal need for delivery room intubation for resuscitation. Secondary studies included: neuroimaging/MRI, growth, and breathing outcomes.

Strata: There were two randomization strata, infants of 24 0/7ths to 25 6/7ths weeks, and infants of 26 0/7ths-27 6/7ths weeks by best obstetrical estimate.

Randomization:

Randomization was stratified by gestational age group, occurred prior to delivery for consented deliveries, and was performed by utilizing specially prepared double-sealed envelopes. Deliveries were randomized as a unit, thus multiples, twins, triplets, etc. were randomized to the same arm of the trial.

Informed Consent:

Parents were approached prior to delivery for informed consent, and their infants enrolled at delivery.

Study Intervention: Mode of Ventilatory Support The intervention began after birth when the infant was given to the resuscitation team. The conduct of the resuscitation followed usual guidelines, and once stabilized, all Control infants in both strata received prophylactic/early surfactant (within one hour of age), whereas all Treatment infants were placed on CPAP/PEEP following stabilization, and were intubated only for resuscitation indications.

Pulse Oximeter Allocation:

Infants were randomized to receive either a high- or low-saturation of peripheral oxygen (SpO2) as monitored by a study oximeter immediately following NICU admission, with a maximum allowable delay of two hours following admission.

The SUPPORT Trial recruitment was temporarily paused on November 23, 2005 based on concern regarding pulse oximeter readings > 95% and due to concern regarding separation of the two arms of the oximetry portion of the study. Further analyses were performed which showed that infants on room air accounted for a significant portion of pulse oximetry saturations above 95%. Separation of the two groups was reanalyzed based on time spent in room air and the duration of time spent at individual SpO2 values, which both showed group differences. The trial was restarted on February 6, 2006.

Follow-up: Subjects will be seen for a follow-up visit at 18-22 months corrected age to look at neurodevelopment.

Extended follow-up: Subjects enrolled in the Neuroimaging/MRI secondary study will also be seen for a follow-up visit at 6-7 years to look at later school-age development. Subjects attending the 6-7 year follow-up visit will be invited to participate in this secondary study which will analyze the relationship of salivary cortisol and dehydroepiandrosterone (DHEA) to: (a) blood pressure and adiposity; (b) prenatal and postnatal growth; and (c) DNA methylation patterns.

Study Design

Study Type:
Interventional
Actual Enrollment :
1316 participants
Allocation:
Randomized
Intervention Model:
Factorial Assignment
Masking:
None (Open Label)
Primary Purpose:
Treatment
Official Title:
Surfactant Positive Airway Pressure and Pulse Oximetry Trial (SUPPORT) in Extremely Low Birth Weight Infants
Study Start Date :
Feb 1, 2005
Actual Primary Completion Date :
Feb 1, 2009
Actual Study Completion Date :
Aug 1, 2016

Arms and Interventions

Arm Intervention/Treatment
Experimental: Surfactant and Low Oxygen

Administration of surfactant by endotracheal tube and supplemental oxygen with target saturation of 85% to 89%

Drug: Surfactant
Intubation and administration of surfactant by 1 hour of age.

Drug: Supplemental oxygen with target saturation of 85 to 89%
Supplemental oxygen in the range of 85% to 89% until the infant is no longer requiring ventilatory support or oxygen
Other Names:
  • Low oxygen
  • Experimental: Surfactant and High Oxygen

    Administration of surfactant by endotracheal tube and supplemental oxygen with target saturationof 91% to 95%

    Drug: Surfactant
    Intubation and administration of surfactant by 1 hour of age.

    Drug: Supplemental oxygen with target saturation of 91 to 95%
    Supplemental oxygen in the range of 91% to 95% until the infant is no longer requiring ventilatory support or oxygen.
    Other Names:
  • High oxygen
  • Experimental: CPAP and Low Oxygen

    Administration of continuous positive airway pressure (CPAP) and supplemental oxygen with target saturation of 85% to 89%

    Device: Continuous Positive Airway Pressure (CPAP)
    Continuous Positive Airway Pressure/Positive End Expiratory Pressure (CPAP/PEEP) begun in the delivery room and continuing in the NICU
    Other Names:
  • CPAP
  • Drug: Supplemental oxygen with target saturation of 85 to 89%
    Supplemental oxygen in the range of 85% to 89% until the infant is no longer requiring ventilatory support or oxygen
    Other Names:
  • Low oxygen
  • Experimental: CPAP and High Oxygen

    Administration of continuous positive airway pressure (CPAP)and supplemental oxygen with target saturation of 91% to 95%

    Device: Continuous Positive Airway Pressure (CPAP)
    Continuous Positive Airway Pressure/Positive End Expiratory Pressure (CPAP/PEEP) begun in the delivery room and continuing in the NICU
    Other Names:
  • CPAP
  • Drug: Supplemental oxygen with target saturation of 91 to 95%
    Supplemental oxygen in the range of 91% to 95% until the infant is no longer requiring ventilatory support or oxygen.
    Other Names:
  • High oxygen
  • Outcome Measures

    Primary Outcome Measures

    1. Survival Without Bronchopulmonary Dysplasia (BPD) [36 weeks]

    2. Survival Without Severe Retinopathy of Prematurity (ROP) (Threshold Disease or the Need for Surgery) [55 weeks]

    Secondary Outcome Measures

    1. Death or Neurodevelopmental Impairment [18-22 months]

    2. Duration of Mechanical Ventilation [Entire NICU stay, up to 120 days]

      The length in days that an individual was on mechanical ventilation which includes high frequency and conventional ventilation.

    3. Survival Without Ventilation [From birth through first 7 days of life.]

      Surviving the first 7 days of life without any need for ventilation by day 7

    4. Received Surfactant Treatment [From birth through 120 days of life.]

      Received any surfactant treatment.

    5. Number of Participants With Air Leaks [From birth through first 14 days of life.]

      Number of participants with air leaks including pnemothorax, pulmonary interstitial emphysema (PIE), and pneumopericardium.

    6. Physiological Bronchopulmonary Dysplasia [36 weeks post menstrual age.]

      Infants who received support via ventilator or CPAP at 36 weeks PMA. Alternatively, infants who received low levels of supplemental oxygen (<30%) at 36 weeks PMA may have been eligible for a physiologic challenge in which there was an attempt to wean the infant to room air. Specifically, infants were eligible for the challenge if at 36 weeks PMA if they were receiving effective oxygen <27% and had majority saturation >90%, or they were receiving effective oxygen 27-30% and had majority saturation >96%, or they were receiving room air by nasal cannula. The challenge took place between 36 and 37 weeks PMA. Those who were not challenged because their level of support increased (support with CPAP or ventilation or increased oxygen) were considered to have BPD, as were those who failed the challenge.

    7. Death [18-22 months]

      Participants who died by their follow-up visit at 18-22 months.

    8. Severe Intraventricular Hemorrhage (IVH) [From birth through first 120 days of life.]

      There are four grades of intraventricular hemorrhage: Grade I - echodensity/hemorrhage is confied to the germinal matrix. Grade II - echodensity/hemorrhage in the lateral ventricle(s) without distention. Grade III - echodensity/hemorrhage in the lateral ventricle(s) with distention. Grade IV - echodense lesion in the parenchyma. Severe IVH is defined as having IVH grades of III or IV.

    9. Periventricular Leukomalacia (PVL) [From birth through first 120 days of life.]

      Increased echogenicity or cysts in periventricular region.

    10. Threshold Retinopathy of Prematurity (ROP) Requiring Surgery [From birth through first 120 days of life.]

      Diagnosis of retinopathy of prematurity which resulted in requiring surgery.

    11. Endotracheal Intubation [Delivery Room, post-delivery]

      Insertion of a tube into the trachea to allow positive pressure ventilation for breathing.

    12. Duration of Oxygen Supplementation [From birth through first 120 days of life.]

      The length of time in days that a participant had oxygen supplementation.

    13. Pulse Oximetry Values > 90% [From birth through first 120 days of life.]

      Percentage of time spent above 90% oxygen saturation.

    14. Blindness in at Least One Eye [18-22 months]

      Blindness in at least one eye by 18-22 months of life.

    15. Received Postnatal Steroids [From birth through first 120 days of life.]

      Participant received any doses or courses of systemic steroids to prevent or treat bronchopulmonary dysplasia/chronic lung disease.

    16. Necrotizing Enterocolitis (NEC) [From birth through first 120 days of life.]

      Proven necrotizing enterocolitis (NEC) diagnosis using the Modified Bell's Staging Criteria for NEC.

    17. Cerebral Palsy [18-22 months]

      Incidence of cerebral palsy.

    Other Outcome Measures

    1. Apgar Scores at 5 Minutes [5 minutes after birth.]

      Apgar stands for "Appearance, Pulse, Grimace, Activity, and Respiration" and scores range from 1 (worst) to 10 (best) indicating a baby's condition 5 minutes after birth.

    Eligibility Criteria

    Criteria

    Ages Eligible for Study:
    24 Weeks to 27 Weeks
    Sexes Eligible for Study:
    All
    Accepts Healthy Volunteers:
    No
    Inclusion Criteria:
    • Infants with a minimal gestational age of 24 weeks 0 days to 27 completed weeks (up to 27 6/7ths) by best obstetrical estimate

    • Infants who will receive full resuscitation as necessary, i.e., no parental request or physician decision to forego resuscitation

    • Infants whose parents/legal guardians have provided consent for enrollment, or

    • Infants without known major congenital malformations

    Exclusion Criteria:
    • Any infant transported to the center after delivery

    • Infants whose parents/legal guardians refuse consent

    • Infants born during a time when the research apparatus/study personnel are not available

    • Infants < 24 weeks 0 days or > 28 weeks 0 days, completed weeks of gestation

    Contacts and Locations

    Locations

    Site City State Country Postal Code
    1 University of Alabama at Birmingham Birmingham Alabama United States 35233
    2 Stanford University Palo Alto California United States 94304
    3 University of California at San Diego San Diego California United States 92103-8774
    4 Yale University New Haven Connecticut United States 06504
    5 University of Miami Miami Florida United States 33136
    6 Emory University Atlanta Georgia United States 30303
    7 Indiana University Indianapolis Indiana United States 46202
    8 University of Iowa Iowa City Iowa United States 52242
    9 Tufts Medical Center Boston Massachusetts United States 02111
    10 Wayne State University Detroit Michigan United States 48201
    11 University of New Mexico Albuquerque New Mexico United States 87131
    12 University of Rochester Rochester New York United States 14642
    13 Wake Forest University Charlotte North Carolina United States 27157
    14 RTI International Durham North Carolina United States 27705
    15 Duke University Durham North Carolina United States 27710
    16 Cincinnati Children's Medical Center Cincinnati Ohio United States 45267
    17 Case Western Reserve University, Rainbow Babies and Children's Hospital Cleveland Ohio United States 44106
    18 Brown University, Women & Infants Hospital of Rhode Island Providence Rhode Island United States 02905
    19 University of Tennessee Memphis Tennessee United States 38163
    20 University of Texas Southwestern Medical Center at Dallas Dallas Texas United States 75235
    21 University of Texas Health Science Center at Houston Houston Texas United States 77030
    22 University of Utah Salt Lake City Utah United States 84108

    Sponsors and Collaborators

    • NICHD Neonatal Research Network
    • National Heart, Lung, and Blood Institute (NHLBI)
    • National Center for Research Resources (NCRR)
    • Eunice Kennedy Shriver National Institute of Child Health and Human Development (NICHD)

    Investigators

    • Principal Investigator: Abbot R. Laptook, MD, Brown University, Women & Infants Hospital of Rhode Island
    • Principal Investigator: Michele C. Walsh, MD MS, Case Western Reserve University, Rainbow Babies and Children's Hospital
    • Principal Investigator: Ronald N. Goldberg, MD, Duke University
    • Principal Investigator: Barbara J. Stoll, MD, Emory University
    • Principal Investigator: Brenda B. Poindexter, MD MS, Indiana University
    • Principal Investigator: Abhik Das, PhD, RTI International
    • Principal Investigator: Krisa P. Van Meurs, MD, Stanford University
    • Principal Investigator: Ivan D. Frantz III, MD, Tufts Medical Center
    • Principal Investigator: Neil N. Finer, MD, University of California, San Diego
    • Principal Investigator: Kurt Schibler, MD, Children's Hospital Medical Center, Cincinnati
    • Principal Investigator: Waldemar A. Carlo, MD, University of Alabama at Birmingham
    • Principal Investigator: Edward F. Bell, MD, University of Iowa
    • Principal Investigator: Kristi L. Watterberg, MD, University of New Mexico
    • Principal Investigator: Pablo J. Sanchez, MD, University of Texas, Southwestern Medical Center at Dallas
    • Principal Investigator: Kathleen A. Kennedy, MD MPH, The University of Texas Health Science Center, Houston
    • Principal Investigator: Roger G. Faix, MD, University of Utah
    • Principal Investigator: Seetha Shankaran, MD, Wayne State University
    • Principal Investigator: Richard A. Ehrenkranz, MD, Yale University

    Study Documents (Full-Text)

    None provided.

    More Information

    Additional Information:

    Publications

    Responsible Party:
    NICHD Neonatal Research Network
    ClinicalTrials.gov Identifier:
    NCT00233324
    Other Study ID Numbers:
    • NICHD-NRN-0033
    • U10HD021364
    • U10HD021373
    • U10HD021385
    • U10HD027851
    • U10HD027853
    • U10HD027856
    • U10HD027871
    • U10HD027880
    • U10HD027904
    • U10HD034216
    • U10HD036790
    • U10HD040461
    • U10HD040492
    • U10HD040689
    • U10HD053089
    • U10HD053109
    • U10HD053119
    • U10HD053124
    • UL1RR024128
    • UL1RR024139
    • UL1RR024979
    • UL1RR024982
    • UL1RR024989
    • UL1RR025008
    • M01RR000633
    • M01RR000750
    • M01RR008084
    • U10HD021397
    • U10HD040521
    • U10HD040498
    First Posted:
    Oct 5, 2005
    Last Update Posted:
    Apr 18, 2019
    Last Verified:
    Apr 1, 2019

    Study Results

    Participant Flow

    Recruitment Details 3546 infants assessed for eligibility from 3127 pregnancies. 2230 were excluded for not meeting eligibility criteria or parental permission was not granted or other reasons.
    Pre-assignment Detail 235 did not meet eligiblity criteria 125 did not have personnel or equipment available 699 were eligible did not have consent sought 344 were eligible but parent or guardian was not available 748 were eligible but parent or guardian denied permission to enroll 68 were eligible and had permission but were not randomized 11 had other reasons
    Arm/Group Title Early Surfactant and Lower Range Oxygen Early Surfactant and Higher Range Oxygen CPAP and Lower Range Oxygen CPAP and Higher Range Oxygen
    Arm/Group Description Early Surfactant and 85-89% target oxygen saturation Early Surfactant and 91-95% target oxygen saturation Continuous Positive Airway Pressure (CPAP) and 85-89% target oxygen saturation Continuous Positive Airway Pressure (CPAP) and 91-95% target oxygen saturation
    Period Title: Main Study
    STARTED 318 335 336 327
    COMPLETED 250 275 274 280
    NOT COMPLETED 68 60 62 47
    Period Title: Main Study
    STARTED 250 275 274 280
    COMPLETED 237 261 256 269
    NOT COMPLETED 13 14 18 11

    Baseline Characteristics

    Arm/Group Title CPAP and Lower Range Oxygen CPAP and Higher Range Oxygen Early Surfactant and Lower Range Oxygen Early Surfactant and Higher Range Oxygen Total
    Arm/Group Description Continuous Positive Airway Pressure/Positive End Expiratory Pressure (CPAP/PEEP) begun in the delivery room and continuing in the NICU and oxygen administered in lower range (85-90%) Continuous Positive Airway Pressure/Positive End Expiratory Pressure (CPAP/PEEP) begun in the delivery room and continuing in the NICU and oxygen adminstered in higher range (91-95%) Intubation and administration of surfactant by 1 hour of age and oxygen adminstered in lower range (85-90%) Intubation and administration of surfactant by 1 hour of age and oxygen adminstered in higher range (91-95%) Total of all reporting groups
    Overall Participants 336 327 318 335 1316
    Age, Customized (participants) [Number]
    >23 weeks and <28 weeks gestational age
    336
    100%
    327
    100%
    318
    100%
    335
    100%
    1316
    100%
    Sex: Female, Male (Count of Participants)
    Female
    172
    51.2%
    149
    45.6%
    141
    44.3%
    142
    42.4%
    604
    45.9%
    Male
    164
    48.8%
    178
    54.4%
    177
    55.7%
    193
    57.6%
    712
    54.1%
    Region of Enrollment (participants) [Number]
    United States
    336
    100%
    327
    100%
    318
    100%
    335
    100%
    1316
    100%

    Outcome Measures

    1. Primary Outcome
    Title Survival Without Bronchopulmonary Dysplasia (BPD)
    Description
    Time Frame 36 weeks

    Outcome Measure Data

    Analysis Population Description
    [Not Specified]
    Arm/Group Title CPAP Surfactant
    Arm/Group Description Continuous Positive Airway Pressure/Positive End Expiratory Pressure (CPAP/PEEP) begun in the delivery room and continuing in the NICU Intubation and administration of surfactant by 1 hour of age
    Measure Participants 663 653
    Number [Participants]
    346
    103%
    320
    97.9%
    2. Primary Outcome
    Title Survival Without Severe Retinopathy of Prematurity (ROP) (Threshold Disease or the Need for Surgery)
    Description
    Time Frame 55 weeks

    Outcome Measure Data

    Analysis Population Description
    49 infants in the lower oxygen saturation group and 46 infants in the higher oxygen saturation group that had unknown retinopathy of prematurity outcome
    Arm/Group Title Lower Oxygen Saturation Target Higher Oxygen Saturation Target
    Arm/Group Description SpO2 range (85% to 89%) until the infant is no longer requiring ventilatory support or oxygen. SpO2 range (91% to 95%) until the infant is no longer requiring ventilatory support or oxygen.
    Measure Participants 605 616
    Number [participants]
    434
    129.2%
    418
    127.8%
    3. Secondary Outcome
    Title Death or Neurodevelopmental Impairment
    Description
    Time Frame 18-22 months

    Outcome Measure Data

    Analysis Population Description
    [Not Specified]
    Arm/Group Title CPAP Surfactant Lower Oxygen Saturation Target Higher Oxygen Saturation Target
    Arm/Group Description Continuous Positive Airway Pressure/Positive End Expiratory Pressure (CPAP/PEEP) begun in the delivery room and continuing in the NICU Intubation and administration of surfactant by 1 hour of age SpO2 range (85% to 89%) until the infant is no longer requiring ventilatory support or oxygen. SpO2 range (91% to 95%) until the infant is no longer requiring ventilatory support or oxygen.
    Measure Participants 621 613 612 622
    Number [participants]
    173
    51.5%
    183
    56%
    185
    58.2%
    171
    51%
    4. Secondary Outcome
    Title Duration of Mechanical Ventilation
    Description The length in days that an individual was on mechanical ventilation which includes high frequency and conventional ventilation.
    Time Frame Entire NICU stay, up to 120 days

    Outcome Measure Data

    Analysis Population Description
    1078 participants survived to discharge and they all had information available for regarding use of mechanical ventilation.
    Arm/Group Title Surfactant and Low Oxygen Surfactant and High Oxygen CPAP and Low Oxygen CPAP and High Oxygen
    Arm/Group Description Administration of surfactant by endotracheal tube and supplemental oxygen with target saturation of 85% to 89% Administration of surfactant by endotracheal tube and supplemental oxygen with target saturation of 91% to 95% Administration of continuous positive airway pressure (CPAP) and supplemental oxygen with target saturation of 85% to 89% Administration of continuous positive airway pressure (CPAP) and supplemental oxygen with target saturation of 91% to 95%
    Measure Participants 249 275 274 280
    Median (Inter-Quartile Range) [days]
    11
    13
    7
    11.5
    5. Secondary Outcome
    Title Survival Without Ventilation
    Description Surviving the first 7 days of life without any need for ventilation by day 7
    Time Frame From birth through first 7 days of life.

    Outcome Measure Data

    Analysis Population Description
    1307 participants had known survival and ventilation statuses. 9 participants were excluded due to unknown ventilation status from birth through 7 days of life: 6 infants in the lower oxygen group, 3 infants in the high oxygen group.
    Arm/Group Title Surfactant and Low Oxygen Surfactant and High Oxygen CPAP and Low Oxygen CPAP and High Oxygen
    Arm/Group Description Administration of surfactant by endotracheal tube and supplemental oxygen with target saturation of 85% to 89% Administration of surfactant by endotracheal tube and supplemental oxygen with target saturation of 91% to 95% Administration of continuous positive airway pressure (CPAP) and supplemental oxygen with target saturation of 85% to 89% Administration of continuous positive airway pressure (CPAP)and supplemental oxygen with target saturation of 91% to 95%
    Measure Participants 317 335 331 324
    Count of Participants [Participants]
    161
    47.9%
    157
    48%
    190
    59.7%
    172
    51.3%
    6. Secondary Outcome
    Title Received Surfactant Treatment
    Description Received any surfactant treatment.
    Time Frame From birth through 120 days of life.

    Outcome Measure Data

    Analysis Population Description
    1312 participants had known surfactant treatment. 4 were excluded due to unknown surfactant treatment: 2 infants in the low oxygen group, 2 infants in the high oxygen group.
    Arm/Group Title Surfactant and Low Oxygen Surfactant and High Oxygen CPAP and Low Oxygen CPAP and High Oxygen
    Arm/Group Description Administration of surfactant by endotracheal tube and supplemental oxygen with target saturation of 85% to 89% Administration of surfactant by endotracheal tube and supplemental oxygen with target saturation of 91% to 95% Administration of continuous positive airway pressure (CPAP) and supplemental oxygen with target saturation of 85% to 89% Administration of continuous positive airway pressure (CPAP)and supplemental oxygen with target saturation of 91% to 95%
    Measure Participants 317 335 335 325
    Count of Participants [Participants]
    159
    47.3%
    176
    53.8%
    42
    13.2%
    51
    15.2%
    7. Secondary Outcome
    Title Number of Participants With Air Leaks
    Description Number of participants with air leaks including pnemothorax, pulmonary interstitial emphysema (PIE), and pneumopericardium.
    Time Frame From birth through first 14 days of life.

    Outcome Measure Data

    Analysis Population Description
    All 1316 participants had data on incidence of air leaks.
    Arm/Group Title Surfactant and Low Oxygen Surfactant and High Oxygen CPAP and Low Oxygen CPAP and High Oxygen
    Arm/Group Description Administration of surfactant by endotracheal tube and supplemental oxygen with target saturation of 85% to 89% Administration of surfactant by endotracheal tube and supplemental oxygen with target saturation of 91% to 95% Administration of continuous positive airway pressure (CPAP) and supplemental oxygen with target saturation of 85% to 89% Administration of continuous positive airway pressure (CPAP)and supplemental oxygen with target saturation of 91% to 95%
    Measure Participants 318 335 336 327
    Count of Participants [Participants]
    26
    7.7%
    22
    6.7%
    25
    7.9%
    20
    6%
    8. Secondary Outcome
    Title Physiological Bronchopulmonary Dysplasia
    Description Infants who received support via ventilator or CPAP at 36 weeks PMA. Alternatively, infants who received low levels of supplemental oxygen (<30%) at 36 weeks PMA may have been eligible for a physiologic challenge in which there was an attempt to wean the infant to room air. Specifically, infants were eligible for the challenge if at 36 weeks PMA if they were receiving effective oxygen <27% and had majority saturation >90%, or they were receiving effective oxygen 27-30% and had majority saturation >96%, or they were receiving room air by nasal cannula. The challenge took place between 36 and 37 weeks PMA. Those who were not challenged because their level of support increased (support with CPAP or ventilation or increased oxygen) were considered to have BPD, as were those who failed the challenge.
    Time Frame 36 weeks post menstrual age.

    Outcome Measure Data

    Analysis Population Description
    1108 participants survived to 36 weeks and had BPD information. 208 participants did not survive to 36 weeks and were excluded: 114 from the low oxygen group, 94 from the high oxygen group.
    Arm/Group Title Surfactant and Low Oxygen Surfactant and High Oxygen CPAP and Low Oxygen CPAP and High Oxygen
    Arm/Group Description Administration of surfactant by endotracheal tube and supplemental oxygen with target saturation of 85% to 89% Administration of surfactant by endotracheal tube and supplemental oxygen with target saturation of 91% to 95% Administration of continuous positive airway pressure (CPAP) and supplemental oxygen with target saturation of 85% to 89% Administration of continuous positive airway pressure (CPAP)and supplemental oxygen with target saturation of 91% to 95%
    Measure Participants 258 281 282 287
    Count of Participants [Participants]
    102
    30.4%
    117
    35.8%
    103
    32.4%
    120
    35.8%
    9. Secondary Outcome
    Title Death
    Description Participants who died by their follow-up visit at 18-22 months.
    Time Frame 18-22 months

    Outcome Measure Data

    Analysis Population Description
    1281 participants with confirmed deaths or survivals by follow-up. 35 were excluded due to incomplete follow-up visits: 21 in low oxygen group, 14 in high oxygen group.
    Arm/Group Title Surfactant and Low Oxygen Surfactant and High Oxygen CPAP and Low Oxygen CPAP and High Oxygen
    Arm/Group Description Administration of surfactant by endotracheal tube and supplemental oxygen with target saturation of 85% to 89% Administration of surfactant by endotracheal tube and supplemental oxygen with target saturation of 91% to 95% Administration of continuous positive airway pressure (CPAP) and supplemental oxygen with target saturation of 85% to 89% Administration of continuous positive airway pressure (CPAP)and supplemental oxygen with target saturation of 91% to 95%
    Measure Participants 310 328 323 320
    Count of Participants [Participants]
    73
    21.7%
    67
    20.5%
    67
    21.1%
    51
    15.2%
    10. Secondary Outcome
    Title Severe Intraventricular Hemorrhage (IVH)
    Description There are four grades of intraventricular hemorrhage: Grade I - echodensity/hemorrhage is confied to the germinal matrix. Grade II - echodensity/hemorrhage in the lateral ventricle(s) without distention. Grade III - echodensity/hemorrhage in the lateral ventricle(s) with distention. Grade IV - echodense lesion in the parenchyma. Severe IVH is defined as having IVH grades of III or IV.
    Time Frame From birth through first 120 days of life.

    Outcome Measure Data

    Analysis Population Description
    1270 participants had known IVH grades. 46 were excluded due to unknown IVH status: 24 infants from the low oxygen group, 22 infants from high oxygen group.
    Arm/Group Title Surfactant and Low Oxygen Surfactant and High Oxygen CPAP and Low Oxygen CPAP and High Oxygen
    Arm/Group Description Administration of surfactant by endotracheal tube and supplemental oxygen with target saturation of 85% to 89% Administration of surfactant by endotracheal tube and supplemental oxygen with target saturation of 91% to 95% Administration of continuous positive airway pressure (CPAP) and supplemental oxygen with target saturation of 85% to 89% Administration of continuous positive airway pressure (CPAP)and supplemental oxygen with target saturation of 91% to 95%
    Measure Participants 307 321 323 319
    Count of Participants [Participants]
    34
    10.1%
    38
    11.6%
    49
    15.4%
    43
    12.8%
    11. Secondary Outcome
    Title Periventricular Leukomalacia (PVL)
    Description Increased echogenicity or cysts in periventricular region.
    Time Frame From birth through first 120 days of life.

    Outcome Measure Data

    Analysis Population Description
    1272 participants had known PVL statuses. 44 were excluded due to unknown PVL status: 23 infants in the low oxygen group, 21 infants in the high oxygen group.
    Arm/Group Title Surfactant and Low Oxygen Surfactant and High Oxygen CPAP and Low Oxygen CPAP and High Oxygen
    Arm/Group Description Administration of surfactant by endotracheal tube and supplemental oxygen with target saturation of 85% to 89% Administration of surfactant by endotracheal tube and supplemental oxygen with target saturation of 91% to 95% Administration of continuous positive airway pressure (CPAP) and supplemental oxygen with target saturation of 85% to 89% Administration of continuous positive airway pressure (CPAP)and supplemental oxygen with target saturation of 91% to 95%
    Measure Participants 307 322 324 319
    Count of Participants [Participants]
    10
    3%
    16
    4.9%
    14
    4.4%
    14
    4.2%
    12. Secondary Outcome
    Title Threshold Retinopathy of Prematurity (ROP) Requiring Surgery
    Description Diagnosis of retinopathy of prematurity which resulted in requiring surgery.
    Time Frame From birth through first 120 days of life.

    Outcome Measure Data

    Analysis Population Description
    997 surviving participants with ROP data were included. 319 total participants were excluded due to death (N=224) or missing ROP data (N=95): 171 in the low oxygen group, 148 in the high oxygen group.
    Arm/Group Title Surfactant and Low Oxygen Surfactant and High Oxygen CPAP and Low Oxygen CPAP and High Oxygen
    Arm/Group Description Administration of surfactant by endotracheal tube and supplemental oxygen with target saturation of 85% to 89% Administration of surfactant by endotracheal tube and supplemental oxygen with target saturation of 91% to 95% Administration of continuous positive airway pressure (CPAP) and supplemental oxygen with target saturation of 85% to 89% Administration of continuous positive airway pressure (CPAP)and supplemental oxygen with target saturation of 91% to 95%
    Measure Participants 230 250 253 264
    Count of Participants [Participants]
    19
    5.7%
    44
    13.5%
    17
    5.3%
    47
    14%
    13. Secondary Outcome
    Title Endotracheal Intubation
    Description Insertion of a tube into the trachea to allow positive pressure ventilation for breathing.
    Time Frame Delivery Room, post-delivery

    Outcome Measure Data

    Analysis Population Description
    1312 participants had non-missing data on whether they experienced endotracheal intubation. 4 participants were excluded due to missing information: 2 infants in the low oxygen group, 2 infants in the high oxygen group.
    Arm/Group Title Surfactant and Low Oxygen Surfactant and High Oxygen CPAP and Low Oxygen CPAP and High Oxygen
    Arm/Group Description Administration of surfactant by endotracheal tube and supplemental oxygen with target saturation of 85% to 89% Administration of surfactant by endotracheal tube and supplemental oxygen with target saturation of 91% to 95% Administration of continuous positive airway pressure (CPAP) and supplemental oxygen with target saturation of 85% to 89% Administration of continuous positive airway pressure (CPAP)and supplemental oxygen with target saturation of 91% to 95%
    Measure Participants 317 335 335 325
    Count of Participants [Participants]
    294
    87.5%
    315
    96.3%
    110
    34.6%
    117
    34.9%
    14. Secondary Outcome
    Title Duration of Oxygen Supplementation
    Description The length of time in days that a participant had oxygen supplementation.
    Time Frame From birth through first 120 days of life.

    Outcome Measure Data

    Analysis Population Description
    1078 participants survived to discharge and they all had information available regarding the duration of their oxygen supplementation.
    Arm/Group Title Surfactant and Low Oxygen Surfactant and High Oxygen CPAP and Low Oxygen CPAP and High Oxygen
    Arm/Group Description Administration of surfactant by endotracheal tube and supplemental oxygen with target saturation of 85% to 89% Administration of surfactant by endotracheal tube and supplemental oxygen with target saturation of 91% to 95% Administration of continuous positive airway pressure (CPAP) and supplemental oxygen with target saturation of 85% to 89% Administration of continuous positive airway pressure (CPAP)and supplemental oxygen with target saturation of 91% to 95%
    Measure Participants 249 275 274 280
    Median (Inter-Quartile Range) [days]
    46
    60
    43
    59
    15. Secondary Outcome
    Title Pulse Oximetry Values > 90%
    Description Percentage of time spent above 90% oxygen saturation.
    Time Frame From birth through first 120 days of life.

    Outcome Measure Data

    Analysis Population Description
    90 were excluded due to incomplete data: 48 from the low oxygen saturation group and 42 from the high oxygen saturation group.
    Arm/Group Title Surfactant and Low Oxygen Surfactant and High Oxygen CPAP and Low Oxygen CPAP and High Oxygen
    Arm/Group Description Administration of surfactant by endotracheal tube and supplemental oxygen with target saturation of 85% to 89% Administration of surfactant by endotracheal tube and supplemental oxygen with target saturation of 91% to 95% Administration of continuous positive airway pressure (CPAP) and supplemental oxygen with target saturation of 85% to 89% Administration of continuous positive airway pressure (CPAP)and supplemental oxygen with target saturation of 91% to 95%
    Measure Participants 302 314 304 306
    Median (Inter-Quartile Range) [percentage of time]
    62
    76
    63
    77
    16. Secondary Outcome
    Title Blindness in at Least One Eye
    Description Blindness in at least one eye by 18-22 months of life.
    Time Frame 18-22 months

    Outcome Measure Data

    Analysis Population Description
    990 participants survived and were seen at the 18-22 month follow-up. 326 were excluded: 175 in the low oxygen group, 151 in the high oxygen group.
    Arm/Group Title Surfactant and Low Oxygen Surfactant and High Oxygen CPAP and Low Oxygen CPAP and High Oxygen
    Arm/Group Description Administration of surfactant by endotracheal tube and supplemental oxygen with target saturation of 85% to 89% Administration of surfactant by endotracheal tube and supplemental oxygen with target saturation of 91% to 95% Administration of continuous positive airway pressure (CPAP) and supplemental oxygen with target saturation of 85% to 89% Administration of continuous positive airway pressure (CPAP)and supplemental oxygen with target saturation of 91% to 95%
    Measure Participants 225 254 254 257
    Count of Participants [Participants]
    4
    1.2%
    3
    0.9%
    1
    0.3%
    5
    1.5%
    17. Secondary Outcome
    Title Received Postnatal Steroids
    Description Participant received any doses or courses of systemic steroids to prevent or treat bronchopulmonary dysplasia/chronic lung disease.
    Time Frame From birth through first 120 days of life.

    Outcome Measure Data

    Analysis Population Description
    1280 participants had information regarding whether they received postnatal steroids. 36 participants were excluded due to missing data: 18 infants in the low oxygen group, 18 infants in the high oxygen group.
    Arm/Group Title Surfactant and Low Oxygen Surfactant and High Oxygen CPAP and Low Oxygen CPAP and High Oxygen
    Arm/Group Description Administration of surfactant by endotracheal tube and supplemental oxygen with target saturation of 85% to 89% Administration of surfactant by endotracheal tube and supplemental oxygen with target saturation of 91% to 95% Administration of continuous positive airway pressure (CPAP) and supplemental oxygen with target saturation of 85% to 89% Administration of continuous positive airway pressure (CPAP)and supplemental oxygen with target saturation of 91% to 95%
    Measure Participants 308 323 328 321
    Count of Participants [Participants]
    42
    12.5%
    41
    12.5%
    19
    6%
    28
    8.4%
    18. Secondary Outcome
    Title Necrotizing Enterocolitis (NEC)
    Description Proven necrotizing enterocolitis (NEC) diagnosis using the Modified Bell's Staging Criteria for NEC.
    Time Frame From birth through first 120 days of life.

    Outcome Measure Data

    Analysis Population Description
    1290 participants had known NEC statuses. 26 were excluded due to missing NEC data: 13 infants in the low oxygen group, 13 infants in the high oxygen group.
    Arm/Group Title Surfactant and Low Oxygen Surfactant and High Oxygen CPAP and Low Oxygen CPAP and High Oxygen
    Arm/Group Description Administration of surfactant by endotracheal tube and supplemental oxygen with target saturation of 85% to 89% Administration of surfactant by endotracheal tube and supplemental oxygen with target saturation of 91% to 95% Administration of continuous positive airway pressure (CPAP) and supplemental oxygen with target saturation of 85% to 89% Administration of continuous positive airway pressure (CPAP)and supplemental oxygen with target saturation of 91% to 95%
    Measure Participants 311 325 330 324
    Count of Participants [Participants]
    36
    10.7%
    27
    8.3%
    40
    12.6%
    43
    12.8%
    19. Secondary Outcome
    Title Cerebral Palsy
    Description Incidence of cerebral palsy.
    Time Frame 18-22 months

    Outcome Measure Data

    Analysis Population Description
    990 participants survived and were seen at the 18-22 month follow-up. 326 were excluded: 175 in the low oxygen group, 151 in the high oxygen group.
    Arm/Group Title Surfactant and Low Oxygen Surfactant and High Oxygen CPAP and Low Oxygen CPAP and High Oxygen
    Arm/Group Description Administration of surfactant by endotracheal tube and supplemental oxygen with target saturation of 85% to 89% Administration of surfactant by endotracheal tube and supplemental oxygen with target saturation of 91% to 95% Administration of continuous positive airway pressure (CPAP) and supplemental oxygen with target saturation of 85% to 89% Administration of continuous positive airway pressure (CPAP)and supplemental oxygen with target saturation of 91% to 95%
    Measure Participants 225 254 254 257
    Count of Participants [Participants]
    17
    5.1%
    17
    5.2%
    26
    8.2%
    24
    7.2%
    20. Other Pre-specified Outcome
    Title Apgar Scores at 5 Minutes
    Description Apgar stands for "Appearance, Pulse, Grimace, Activity, and Respiration" and scores range from 1 (worst) to 10 (best) indicating a baby's condition 5 minutes after birth.
    Time Frame 5 minutes after birth.

    Outcome Measure Data

    Analysis Population Description
    All 1316 participants had APGAR scores at 5 minutes.
    Arm/Group Title Surfactant and Low Oxygen Surfactant and High Oxygen CPAP and Low Oxygen CPAP and High Oxygen
    Arm/Group Description Administration of surfactant by endotracheal tube and supplemental oxygen with target saturation of 85% to 89% Administration of surfactant by endotracheal tube and supplemental oxygen with target saturation of 91% to 95% Administration of continuous positive airway pressure (CPAP) and supplemental oxygen with target saturation of 85% to 89% Administration of continuous positive airway pressure (CPAP)and supplemental oxygen with target saturation of 91% to 95%
    Measure Participants 318 335 336 327
    Median (Inter-Quartile Range) [scores on a scale]
    7
    7
    7
    7

    Adverse Events

    Time Frame
    Adverse Event Reporting Description
    Arm/Group Title Surfactant and Lower Range Oxygen Surfactant and Higher Range Oxygen CPAP and Lower Range Oxygen CPAP and Higher Range Oxygen
    Arm/Group Description Early Surfactant and 85-89% target oxygen saturation Early Surfactant and 91-95% target oxygen saturation Continuous Positive Airway Pressure (CPAP) and 85-89% target oxygen saturation Continuous Positive Airway Pressure (CPAP) and 91-95% target oxygen saturation
    All Cause Mortality
    Surfactant and Lower Range Oxygen Surfactant and Higher Range Oxygen CPAP and Lower Range Oxygen CPAP and Higher Range Oxygen
    Affected / at Risk (%) # Events Affected / at Risk (%) # Events Affected / at Risk (%) # Events Affected / at Risk (%) # Events
    Total / (NaN) / (NaN) / (NaN) / (NaN)
    Serious Adverse Events
    Surfactant and Lower Range Oxygen Surfactant and Higher Range Oxygen CPAP and Lower Range Oxygen CPAP and Higher Range Oxygen
    Affected / at Risk (%) # Events Affected / at Risk (%) # Events Affected / at Risk (%) # Events Affected / at Risk (%) # Events
    Total 204/318 (64.2%) 227/335 (67.8%) 231/336 (68.8%) 224/327 (68.5%)
    Cardiac disorders
    Chest compressions or drugs in the delivery room 22/318 (6.9%) 24/335 (7.2%) 19/333 (5.7%) 17/327 (5.2%)
    Patent Ductus Aretriosus 151/311 (48.6%) 160/325 (49.2%) 156/330 (47.3%) 164/323 (50.8%)
    Gastrointestinal disorders
    Necrotizing enterocolitis 36/311 (11.6%) 27/325 (8.3%) 40/330 (12.1%) 43/324 (13.3%)
    General disorders
    Death 68/318 (21.4%) 60/335 (17.9%) 62/336 (18.5%) 47/327 (14.4%)
    Nervous system disorders
    Intraventricular hemorrhage (IVH) Grade 3 or 4 34/307 (11.1%) 38/321 (11.8%) 49/323 (15.2%) 43/319 (13.5%)
    Respiratory, thoracic and mediastinal disorders
    Air leak during initial 14 days 26/318 (8.2%) 22/335 (6.6%) 25/336 (7.4%) 20/327 (6.1%)
    Pulmonary Hemorrhage 24/311 (7.7%) 21/325 (6.5%) 20/330 (6.1%) 13/324 (4%)
    Nasal Breakdown 0/318 (0%) 1/335 (0.3%) 0/336 (0%) 1/327 (0.3%)
    Other (Not Including Serious) Adverse Events
    Surfactant and Lower Range Oxygen Surfactant and Higher Range Oxygen CPAP and Lower Range Oxygen CPAP and Higher Range Oxygen
    Affected / at Risk (%) # Events Affected / at Risk (%) # Events Affected / at Risk (%) # Events Affected / at Risk (%) # Events
    Total 4/318 (1.3%) 5/335 (1.5%) 11/336 (3.3%) 7/327 (2.1%)
    General disorders
    Any other non-serious adverse event 0/318 (0%) 2/335 (0.6%) 1/336 (0.3%) 1/327 (0.3%)
    Respiratory, thoracic and mediastinal disorders
    Nasal Breakdown 4/318 (1.3%) 3/335 (0.9%) 10/336 (3%) 6/327 (1.8%)

    Limitations/Caveats

    [Not Specified]

    More Information

    Certain Agreements

    Principal Investigators are NOT employed by the organization sponsoring the study.

    There is NOT an agreement between Principal Investigators and the Sponsor (or its agents) that restricts the PI's rights to discuss or publish trial results after the trial is completed.

    Results Point of Contact

    Name/Title Waldemar A. Carlo, M.D
    Organization University of Alabama
    Phone (205) 934-4680
    Email wcarlo@peds.uab.edu
    Responsible Party:
    NICHD Neonatal Research Network
    ClinicalTrials.gov Identifier:
    NCT00233324
    Other Study ID Numbers:
    • NICHD-NRN-0033
    • U10HD021364
    • U10HD021373
    • U10HD021385
    • U10HD027851
    • U10HD027853
    • U10HD027856
    • U10HD027871
    • U10HD027880
    • U10HD027904
    • U10HD034216
    • U10HD036790
    • U10HD040461
    • U10HD040492
    • U10HD040689
    • U10HD053089
    • U10HD053109
    • U10HD053119
    • U10HD053124
    • UL1RR024128
    • UL1RR024139
    • UL1RR024979
    • UL1RR024982
    • UL1RR024989
    • UL1RR025008
    • M01RR000633
    • M01RR000750
    • M01RR008084
    • U10HD021397
    • U10HD040521
    • U10HD040498
    First Posted:
    Oct 5, 2005
    Last Update Posted:
    Apr 18, 2019
    Last Verified:
    Apr 1, 2019