Pembrolizumab With Liver-Directed or Peptide Receptor Radionuclide Therapy for Neuroendocrine Tumors and Liver Metastases

Sponsor
Nicholas Fidelman, MD (Other)
Overall Status
Recruiting
CT.gov ID
NCT03457948
Collaborator
Merck Sharp & Dohme LLC (Industry), BTG International Inc. (Other)
32
1
3
76.2
0.4

Study Details

Study Description

Brief Summary

This pilot phase II trial studies how effective pembrolizumab and liver-directed therapy or peptide receptor radionuclide therapy are at treating patients with well-differentiated neuroendocrine tumors and symptomatic and/or progressive tumors that have spread to the liver (liver metastases). Immunotherapy with monoclonal antibodies, such as pembrolizumab, may help the body's immune system attack the cancer, and may interfere with the ability of tumor cells to grow and spread. Liver-directed therapies such as radiofrequency ablation, transarterial embolization, yttrium-90 microsphere radioembolization, and cryoablation may help activate the immune system in order to shrink tumors that are not being directly targeted. Peptide receptor radionuclide therapy is a form of targeted treatment that is performed by the use of a small molecule, which carries a radioactive component attached to a peptide. Once injected into the body, this small molecule binds to some specific sites on tumor cells called receptors and emit medium energy radiation that can destroy cells. Because this radionuclide is attached to the peptide, which binds receptors on tumor lesions, the radiation can preferably be targeted to the tumor cells in order to destroy them. Giving pembrolizumab in combination with liver-directed therapy or peptide receptor radionuclide therapy may work better than pembrolizumab alone.

Condition or Disease Intervention/Treatment Phase
  • Procedure: Arterial Embolization
  • Biological: Pembrolizumab
  • Biological: Peptide Receptor Radionuclide Therapy (PRRT) using 177Lu-DOTA0-Tyr3-Octreotate
  • Device: Yttrium-90 Microsphere Radioembolization
Phase 2

Detailed Description

PRIMARY OBJECTIVES:
  1. To evaluate safety profile of pembrolizumab in combination with PRRT, transarterial embolization, and radioembolization.

  2. To evaluate the best observed overall response rate (ORR) in lesion(s) not targeted for liver-directed therapy (abscopal effect) to pembrolizumab plus liver-directed therapy according to Response Evaluation Criteria in Solid Tumors (RECIST) 1.1 for patients with metastatic well-differentiated neuroendocrine tumors (WD-NETs).

  3. To evaluate the best observed ORR to pembrolizumab plus peptide receptor radionuclide therapy (PRRT) according to RECIST 1.1 for patients with metastatic grade 2 and 3 WD-NET (Ki-67 > 10%).

SECONDARY OBJECTIVES:
  1. To evaluate duration of response (DOR) in patients receiving pembrolizumab in combination with liver-directed therapies or PRRT.

  2. To evaluate progression free survival (PFS) in subjects treated with pembrolizumab in combination with liver-directed therapies or PRRT.

  3. Best observed radiographic ORR per modified RECIST (mRECIST) in lesions targeted for liver-directed therapy.

  4. Duration of response in lesions targeted for liver-directed therapy by mRECIST.

EXPLORATORY OBJECTIVES:
  1. To compare ORR, DOR, and PFS based on immune-related (ir)RECIST with the same measures assessed by RECIST 1.1.

  2. To correlate clinical outcomes (ORR, DOR, PFS) with baseline immune cell infiltration and PD-L1 staining in cycle 1 and cycle 5 tumor biopsies.

  3. To assess the level of PD-L1 expression in tumor tissue prior to liver-directed therapy (prior to PRRT) and 5 weeks following liver-directed therapy (following PRRT).

  4. To compare pre-treatment and on-treatment PD-L1 expression in tumor tissue in patients with documented partial response (PR) or complete response (CR) response to patients with stable disease (SD) or progressive disease (PD) response.

  5. To assess T cell infiltration on the pre-177Lu-DOTATATE (pre-PRRT) and on the on-treatment tumor tissue biopsies.

  6. To use immunohistochemistry to assess the change in the ratio of tumor infiltrating CD8 and regulatory T cell (Treg) cells (CD8/Treg) over time.

  7. To correlate pre-treatment and on-treatment CD8/Treg ratio in patients with documented PR or CR response to patients with SD or PD response.

  8. To assess baseline circulating T cell receptor (TCR) repertories and changes in TCR repertories with treatment, and correlate baseline and turnover of repertories to clinical outcomes.

  9. To analyze the relationship between baseline tumor proliferative index (as measured by Ki67) and response to therapy.

OUTLINE: Patients are assigned to 1 of 3 groups.

GROUP I: Patients receive pembrolizumab intravenously (IV) over 30 minutes on day 1. Treatment repeats every 21 days for up to 35 courses in the absence of disease progression or unacceptable toxicity. PRRT using 177Lu-DOTATATE(Lutathera®) will be offered to patients with somatostatin receptor positive (SSTR+) tumors with Ki-67 index > 20% (well-differentiated grade 3). Patients may have any number of liver and/or extrahepatic lesions with liver parenchyma replacement by tumor < 75%. 200±20 millicurie (mCi) of 177Lu-DOTATATE will be administered intravenously per treatment on outpatient basis. Patients will receive a total of four treatments of 177Lu-DOTATATE, administered every 8±1 weeks

GROUP I (PRRT): Patients receive pembrolizumab intravenously (IV) over 30 minutes on day 1. Treatment repeats every 21 days for up to 35 cycles in the absence of disease progression or unacceptable toxicity. Patients with somatostatin receptor positive tumors with Ki-67 index > 20% (well-differentiated grade 3) and any number of liver and/or extrahepatic lesions, who have < 75% liver parenchyma replacement by tumors, receive lutetium Lu 177 Dotatate (Lu-177 DOTATATE) IV over 30 minutes on day 2. Treatment repeats every 8 weeks for up to 4 cycles. Patients who achieve progressive or stable disease response after cycle 4 may receive an additional 4 cycles of pembrolizumab and lutetium Lu-177 DOTATATE in the absence of disease progression or unacceptable toxicity.

GROUP II (TRANSARTERIAL EMBOLIZATION [TAE]): Patients receive pembrolizumab as in Group I. Patients with any number of liver lesions, largest being no larger than 5 cm, who have < 75% liver parenchyma replacement by tumors, undergo TAE over 2-3 hours, 3-7 days following the first dose of pembrolizumab.

GROUP III (RADIOEMBOLIZATION [RE]): Patients receive pembrolizumab as in Group I. Patients with any number of liver lesions, largest measuring more than 5 cm, who have < 75% liver parenchyma replacement by tumors, undergo yttrium-90 microsphere RE 3-15 days following the first dose of pembrolizumab.

After completion of study treatment, patients are followed up at 30 days and then every 3-6 months thereafter.

Study Design

Study Type:
Interventional
Anticipated Enrollment :
32 participants
Allocation:
Non-Randomized
Intervention Model:
Parallel Assignment
Masking:
None (Open Label)
Primary Purpose:
Treatment
Official Title:
A Pilot Study of Pembrolizumab and Liver-Directed Therapy or Peptide Receptor Radionuclide Therapy for Patients With Well-Differentiated Neuroendocrine Tumors and Symptomatic and/or Progressive Metastases
Actual Study Start Date :
Aug 27, 2018
Anticipated Primary Completion Date :
Dec 31, 2022
Anticipated Study Completion Date :
Dec 31, 2024

Arms and Interventions

Arm Intervention/Treatment
Experimental: Group I [pembrolizumab, 177Lu DOTATATE]

Patients will be treated with pembrolizumab and intravenous peptide receptor radionuclide therapy (PRRT) using 177Lu-DOTA0-Tyr3-Octreotate (177Lu-DOTATATE, Lutathera®) for up to four (4) sessions. Patients with somatostatin receptor positive (SSTR+) tumors with Ki-67 index > 20% (well-differentiated grade 3) and any number of liver and/or extrahepatic lesions with liver parenchyma replacement by tumor < 75%. Patients who achieve progressive or stable disease response after cycle 4 may receive an additional 4 cycles of pembrolizumab and lutetium Lu-177 DOTATATE in the absence of disease progression or unacceptable toxicity.

Biological: Pembrolizumab
Given IV
Other Names:
  • Keytruda
  • Lambrolizumab
  • MK-3475
  • SCH 900475
  • Biological: Peptide Receptor Radionuclide Therapy (PRRT) using 177Lu-DOTA0-Tyr3-Octreotate
    Given IV
    Other Names:
  • Lutathera
  • 177Lu-DOTATATE
  • Experimental: Group II [pembrolizumab, TAE]

    Patients receive pembrolizumab as in Group I. Patients with any number of liver lesions, largest being no larger than 5 cm, who have < 75% liver parenchyma replacement by tumors, undergo Arterial Embolization (TAE) over 2-3 hours, 3-7 days following the first dose of pembrolizumab.

    Procedure: Arterial Embolization
    Undergo TAE
    Other Names:
  • TAE
  • Transarterial Embolization
  • Biological: Pembrolizumab
    Given IV
    Other Names:
  • Keytruda
  • Lambrolizumab
  • MK-3475
  • SCH 900475
  • Experimental: Group III [pembrolizumab, yttrium-90 microsphere RE]

    Patients receive pembrolizumab as in Group I. Patients with any number of liver lesions, largest measuring more than 5 cm, who have < 75% liver parenchyma replacement by tumors, undergo yttrium-90 microsphere Radio Embolization (RE) 3-15 days following the first dose of pembrolizumab.

    Biological: Pembrolizumab
    Given IV
    Other Names:
  • Keytruda
  • Lambrolizumab
  • MK-3475
  • SCH 900475
  • Device: Yttrium-90 Microsphere Radioembolization
    Undergo yttrium-90 microsphere RE
    Other Names:
  • Yttrium Y 90 Microsphere Therapy
  • Yttrium-90 Radioembolization
  • Yttrium-90 Microsphere RE
  • Outcome Measures

    Primary Outcome Measures

    1. Best observed overall response rate (ORR) in lesion(s) not targeted for liver-directed therapy (abscopal effect) to pembrolizumab plus liver-directed therapy according to RECIST 1.1 for patients with metastatic WD-NET [At 12 weeks]

      The point estimate and 95% confidence interval of overall response rate will be obtained for each of the three liver-directed therapy groups (cryoablation, transarterial embolization(TAE) , radioembolization (RE)) separately. The point estimate and 90% confidence interval of overall response rate will be obtained for each of the three liver-directed therapy groups separately. Assuming the abscopal overall response rate (RECIST v. 1.1) is 25% for each patient group, with 8 patients in each group, there is 80% of power to detect partial response rate significantly different from 1% at alpha of 0.1 by a directional binomial test.

    2. Best observed overall response rate (ORR) to pembrolizumab plus PRRT according to RECIST 1.1 for patients with metastatic grade 3 WD-NET [At 12 weeks]

      The point estimate and 90% confidence interval of overall response rate will be obtained for each of the four groups separately. Assuming the overall response rate (RECIST v. 1.1) is 25% for the PRRT group, with 8 patients in the group, there is 80% of power to detect partial response rate significantly different from 1% at alpha of 0.1 by a directional binomial test.

    Secondary Outcome Measures

    1. Duration of response (DOR) evaluated according to RECIST 1.1 [From the date of first response (CR or PR) until the date of disease progression or death, assessed up to 3 years]

      Kaplan-Meier method will be used to summarize DOR. Median DOR and its 95% confidence interval will be obtained for each of the three liver-directed therapies and PRRT groups separately.

    2. Incidence of adverse events evaluated according to National Cancer Institute (NCI) Common Terminology for Adverse Events (CTCAE) v 5.0 [Up to 30 days after the end of treatment]

      Adverse events occurring from the start of treatment until 30 days after the end of treatment will be summarized by maximum toxicity grade. Safety and tolerability will be assessed by clinical review of all relevant parameters including adverse experiences (AEs), laboratory tests, and vital signs. The toxicity grade for laboratory data will be calculated using CTCAE v5.0 and the lab data will be summarized according to the subject's baseline grade and maximum grade for each cycle of therapy. All treatment related adverse events will be graded using NCI CTCAE v5.0. Adverse events assessed as related to study drug and serious adverse events will be summarized similarly. Adverse events leading to treatment discontinuation will also be summarized. Safety analysis will include a tabulation of all toxicities by grade. The frequency of toxicities will be tabulated separately for each cohort. Count of AE will be provided.

    3. Progression free survival (PFS) evaluated according to RECIST v1.1 [From first day of study treatment to the first documented disease progression or death due to any cause, whichever occurs first, assessed up to 3 years]

      Kaplan-Meier method will be used to summarize progression free survival; median PFS will be estimated with 95% confidence interval for each of the three liver-directed therapies and PRRT groups separately.

    4. Immune-related progression free survival (irPFS) evaluated according to immune-related(ir) response criteria (RC) [From first day of study treatment to the first documented disease progression or death due to any cause, whichever occurs first, assessed up to 3 years]

      Kaplan-Meier method will be used to summarize immune-related progression free survival; median irPFS will be estimated with 95% confidence interval for each of the three liver-directed therapies and PRRT groups separately.

    Eligibility Criteria

    Criteria

    Ages Eligible for Study:
    18 Years and Older
    Sexes Eligible for Study:
    All
    Accepts Healthy Volunteers:
    No

    Subject Inclusion Criteria

    1. Be willing and able to provide written informed consent for the trial.

    2. Be >= 18 years of age on day of signing informed consent.

    3. Have a histologically proven well-differentiated neuroendocrine tumor (WHO grade 1, grade 2, or morphologically and/or clinically well-differentiated grade 3) of any primary site, including unknown primary site.

    1. For group 1, only well-differentiated grade 2 or 3 tumors with Ki-67 index > 10% that demonstrate somatostatin receptor expression on DOTA or In-111 Octreoscans will be allowed.
    1. Radiographic, biochemical, or clinical evidence of tumor progression over a period of up to 12 months in at least one site.

    2. Group 1: At least one symptomatic and/or progressive somatostatin receptor positive (SSTR+) lesion over a period of up to 12 months, or have at least one measurable lesion based on RECIST v. 1.1.

    3. Groups 2-3: At least one symptomatic and/or progressive liver lesion over a period of up to 12 months, or have at least two measurable lesions in the liver or at least one measurable lesion in the liver and another measurable lesion elsewhere, based on RECIST v. 1.1.

    4. Have a performance status of 0 or 1 on the Eastern Cooperative Oncology Group (ECOG) Performance Scale.

    5. Have a life expectancy of greater than 3 months.

    6. Demonstrate adequate organ function.

    7. Absolute neutrophil count (ANC) >=1,500 /microliters (mcL).

    8. Platelet count >75,000/mcL.

    9. Hemoglobin > 9 g/dL (For group 1 only. There is no hemoglobin cut-off level for groups 2-3).

    10. Serum creatinine OR Measured or calculated a creatinine clearance (GFR can also be used in place of creatinine or CrCl) <=1.5 X upper limit of normal (ULN) OR

    =60 mL/min for subject with creatinine levels > 1.5 X institutional ULN.

    1. Serum total bilirubin <= 1.5 X ULN OR Direct bilirubin <= ULN for subjects with total bilirubin levels > 1.5 ULN.

    2. AST (SGOT) and ALT (SGPT) <= 5 X ULN.

    3. Albumin >= 2.5 mg/dL.

    4. International Normalized Ratio (INR) or Prothrombin Time (PT) <=1.5 X ULN unless subject is receiving anticoagulant therapy as long as PT or partial thrombin time (PTT) is within therapeutic range of intended use of anticoagulants.

    5. Female subject of childbearing potential should have a negative urine or serum pregnancy within 30 days prior to receiving the first dose of study medication. If the urine test is positive or cannot be confirmed as negative, a serum pregnancy test will be required.

    6. Female subjects of childbearing potential should be willing to use 2 methods of birth control or be surgically sterile, or abstain from heterosexual activity for the course of the study through 120 days after the last dose of study medication. Subjects of childbearing potential are those who have not been surgically sterilized or have not been free from menses for > 1 year.

    7. Male subjects should agree to use an adequate method of contraception starting with the first dose of study therapy through 120 days after the last dose of study therapy. Note: Abstinence is acceptable if this is the usual lifestyle and preferred contraception for the subject.

    Subject Exclusion Criteria

    1. Has had prior thermal ablation, embolotherapy, radioembolization, or external beam radiation within 30 days of initiation of study therapy.

    2. Has had prior peptide receptor radionuclide therapy (group 1 only).

    3. Has had biliary tract intervention that resulted in compromise to the Ampulla of Vater or a biliary-enteric anastomosis (groups 2-3 only).

    4. Has greater than 75% liver parenchyma replacement by tumor (determined by radiologist investigator).

    5. Is currently participating and receiving study therapy or has participated in a study of an investigational agent and received study therapy or used an investigational device within 4 weeks of the first dose of treatment.

    6. Has a diagnosis of immunodeficiency or is receiving systemic steroid therapy or any other form of immunosuppressive therapy within 7 days prior to the first dose of trial treatment.

    7. Has a known history of active Tuberculosis (TB) (Bacillus Tuberculosis).

    8. Hypersensitivity to pembrolizumab or any of its excipients.

    9. Has had a prior anti-cancer monoclonal antibody (mAb) within 4 weeks prior to study Day 1 or who has not recovered (i.e., <=Grade 1 or at baseline) from adverse events due to agents administered more than 4 weeks earlier.

    10. Has had prior chemotherapy, targeted small molecule therapy, or radiation therapy within 2 weeks prior to study Day 1 or who has not recovered (i.e., <=Grade 1 or at baseline) from adverse events due to a previously administered agent.

    11. Note: Subjects with <= Grade 2 neuropathy are an exception to this criterion and may qualify for the study.

    12. Note: If subject received major surgery, they must have recovered adequately from the toxicity and/or complications from the intervention prior to starting therapy.

    13. Concurrent somatostatin analog therapy is allowed.

    14. Has a known additional malignancy that is progressing or requires active treatment. Exceptions include basal cell carcinoma of the skin or squamous cell carcinoma of the skin that has undergone potentially curative therapy or in situ cervical cancer.

    15. Has known active central nervous system (CNS) metastases and/or carcinomatous meningitis. Subjects with previously treated brain metastases may participate provided they are stable (without evidence of progression by imaging for at least four weeks prior to the first dose of trial treatment and any neurologic symptoms have returned to baseline), have no evidence of new or enlarging brain metastases, and are not using steroids for at least 7 days prior to trial treatment. This exception does not include carcinomatous meningitis which is excluded regardless of clinical stability.

    16. Has active autoimmune disease that has required systemic treatment in the past 2 years (i.e. with use of disease modifying agents, corticosteroids or immunosuppressive drugs). Replacement therapy (e.g., thyroxine, insulin, or physiologic corticosteroid replacement therapy for adrenal or pituitary insufficiency, etc.) is not considered a form of systemic treatment.

    17. Has a history of (non-infectious) pneumonitis/interstitial lung disease that required steroids or current pneumonitis/interstitial lung disease.

    18. Has an active infection requiring systemic therapy.

    19. Has liver fibrosis either determined by imaging or laboratory testing (i.e. total serum bilirubin > 1.5 times ULN, Aspartate Aminotransferase (AST) and alanine aminotransferase (ALT) > 5 times ULN, INR >1.5 times ULN, albumin <2.0mg/dl).

    20. Has a history or current evidence of any condition, therapy, or laboratory abnormality that might confound the results of the trial, interfere with the subject's participation for the full duration of the trial, or is not in the best interest of the subject to participate, in the opinion of the treating investigator.

    21. Has known psychiatric or substance abuse disorders that would interfere with cooperation with the requirements of the trial.

    22. Is pregnant or breastfeeding, or expecting to conceive or father children within the projected duration of the trial, starting with the screening visit through 120 days after the last dose of trial treatment.

    23. Has received prior therapy with an anti-PD-1, anti-PD-L1, or anti-PD-L2 agent.

    24. Has a known history of Human Immunodeficiency Virus (HIV) (HIV 1/2 antibodies).

    25. Has known active untreated Hepatitis B.

    26. Has received a live vaccine or live-attenuated vaccine within 30 days prior to the first dose of study drug. Administration of killed vaccines is allowed.

    Contacts and Locations

    Locations

    Site City State Country Postal Code
    1 University of California, San Francisco San Francisco California United States 94143

    Sponsors and Collaborators

    • Nicholas Fidelman, MD
    • Merck Sharp & Dohme LLC
    • BTG International Inc.

    Investigators

    • Principal Investigator: Nicholas Fidelman, MD, University of California, San Francisco

    Study Documents (Full-Text)

    None provided.

    More Information

    Publications

    None provided.
    Responsible Party:
    Nicholas Fidelman, MD, Assistant Professor of Clinical Radiology, University of California, San Francisco
    ClinicalTrials.gov Identifier:
    NCT03457948
    Other Study ID Numbers:
    • 17705
    • NCI-2018-00227
    First Posted:
    Mar 8, 2018
    Last Update Posted:
    Dec 20, 2021
    Last Verified:
    Dec 1, 2021
    Individual Participant Data (IPD) Sharing Statement:
    No
    Plan to Share IPD:
    No
    Studies a U.S. FDA-regulated Drug Product:
    Yes
    Studies a U.S. FDA-regulated Device Product:
    Yes
    Product Manufactured in and Exported from the U.S.:
    No
    Additional relevant MeSH terms:

    Study Results

    No Results Posted as of Dec 20, 2021