Pulmonary Rehabilitation Before Lung Cancer Resection
Study Details
Study Description
Brief Summary
This is a study funded by the National Institute of Health. The rationale for the need of this research is the lack of any well proven risk-reducing intervention that may decrease the morbidity of lung cancer resection in patients with COPD or that may improve their quality of life trajectory, a meaningful outcome in the overall disease progression. The proposed intervention is unique as it combines exercise and behavioral interventions that were pilot tested in a randomized single-blinded controlled design in the proposed population and proved feasible and potentially effective. The aim is to test the effect of the proposed rehabilitation on length of stay, pulmonary complications and quality of life trajectory.
| Condition or Disease | Intervention/Treatment | Phase |
|---|---|---|
|
Phase 3 |
Detailed Description
Prospectively, 194 patients will be randomized to either ten sessions of preoperative pulmonary rehabilitation (PR) vs. standard care at a number of healthcare centers throughout the United States. This study will be open for 36 months. Randomization will be stratified by three variables: very severe lung function (yes vs. no), prior neo-adjuvant chemotherapy for this operation (yes vs. no) and open thoracotomy vs. video assisted thoracoscopy. The primary and secondary objectives are provided below.
Primary Objective:
To prospectively determine the effect of 10 sessions of customized preoperative PR on the length of hospital stay in patients that undergo a lung cancer resection and have COPD compared to a matched control group. Hypothesis: Ten sessions of customized preoperative PR will significantly reduce the length of hospital stay.
Secondary Objectives:
- To prospectively determine the effect of 10 sessions of customized preoperative PR on the number of postoperative complications in patients that undergo a lung cancer resection and have COPD compared to a matched control group.
- Hypothesis: Ten sessions of customized preoperative PR will significantly reduce the number of postoperative pulmonary complications.
- To prospectively determine the effect of a 10-session preoperative PR on the trajectory of quality of life at 3 and 6 months after the curative resection compared to a matched control group.
- Hypothesis: Ten sessions of customized preoperative PR will significantly and meaningfully (more than the minimal clinically important difference) improve quality of life after surgery compared to a control group.
Patients will be followed at 3 and 6 months post-surgery.
Study Design
Arms and Interventions
| Arm | Intervention/Treatment |
|---|---|
| Experimental: Pulmonary Rehabilitation (PR) Patients will receive 10 in-clinic sessions of preoperative Pulmonary Rehabilitation (PR) two weeks prior to surgery. Patients will receive a Participant Manual demonstrating and explaining the rehabilitation process. Patients will also receive a log for recording their efforts and notes for every day until the day of surgery. A video recording of the intervention from start to finish will be provided to all patients. The video recording should be played in all 10 sessions at the registering site. The PR sessions will include breathing awareness, upper and lower extremity exercise, instructions for inspiratory muscle training using the PFlex valve, practice at home and goal setting. Patients undergo surgery and will be followed until 6 months following surgery. Patients complete follow up questionnaires at 3 and 6 months after discharge. |
Other: education
pulmonary rehabilitation participant manual
Procedure: rehabilitation
pulmonary rehabilitation
Procedure: surgery
patients undergo surgery
|
| Active Comparator: Standard of Care Patients will receive a pedometer to monitor their daily steps and a pamphlet with exercises plus the standard course of care for patients undergoing lung resection surgery. The patients will not be asked to return the pedometer. The local institutional coordinator will go over the use of the pedometer and the exercise materials with the patient. The patients will be asked to keep a log of their pre-operative steps and mail the log to the registering site. Patients undergo surgery and will be followed until 6 months following surgery. Patients complete follow up questionnaires at 3 and 6 months after discharge. |
Device: pedometer
receive a pedometer
Other: education
receive a pamphlet with exercises plus the standard course of care
Procedure: surgery
patients undergo surgery
|
Outcome Measures
Primary Outcome Measures
- Hospital Length of Stay Assessed With Complete Admission Hospital Records [Up to 6 months]
The coordinator at each site will be responsible for sending complete de-identified hospital records from each patient to Dr. Benzo's staff, where a nurse blinded to the study arm will abstract the main outcome (length of stay and postoperative complications). The primary endpoint will be assessed at Dr. Benzo's office (Mayo Clinic) with the complete admission hospital records in order to extract the length of stay. The records will be mailed from the sites to Johanna Hoult in a pre-stamped envelope.
Secondary Outcome Measures
- Post-operative Pulmonary Complications Assessed by Chart Review [Up to 6 months]
The following events will be considered postoperative pulmonary complications: pneumonia (new infiltrate + either fever (>38.5 C) and white cell count >11,000 or fever and purulent secretions), severe atelectasis (requiring bronchoscopy), prolonged chest tubes (>6 days), and respiratory failure (intubation or prolonged mechanical ventilation (>24 hours). These outcomes will be obtained by chart review by a nurse trained in the abstraction of the desired outcomes from the medical records and blinded to treatment assignment.
- Quality of Life (QOL) Assessed by Chronic Respiratory Questionnaire [At baseline and at 6 months]
Chronic Respiratory Questionnaire (CRQ) (four domains: dyspnea, fatigue, emotional function and mastery). This instrument will be the primary tool to assess QoL given that it was specifically designed for COPD. Specifically, the CRQ represents one of the most well known, widely-applied, and psychometrically-sound patient reported outcomes for use in clinical trials involving patients with COPD. Each domain includes 4 to 7 items, with each item graded on 7-point Likert scale; item scores within a domain are summated to provide a total score for each domain. The endpoint value is the 6 month values minus the baseline values. Therefore the endpoint score may range from minus-7 to 7. Higher scores indicate better HRQL. A negative change from baseline to study completion indicates a worsening score.
- Quality of Life (QOL) Assessed by Linear Analog Self-Assessment [Up to 6 months]
LASA (single-item numerical analogue quality of life Questionnaire) individual QOL domain scores have been validated previously for lung cancer patient populations and for assessment of patient-reported outcomes in similar trials. Survey is based on 6 questions that are scored on a 0-10 scale with 0 being "as bad as it can be" and 10 being "As good as it can be." A negative change in score from baseline indicates a worsening score.
Eligibility Criteria
Criteria
-
Patient is scheduled to undergo NSCLC resection: video assisted thoracoscopy (VATS) or open thoracotomy for: limited resection, lobectomy, or pneumonectomy. Surgery must not be scheduled to take place < 3 weeks after registration.
-
Patient has a doctor diagnosis of COPD.
-
Patient is a current or ex-smoker with a smoking history of ≥ 10 pack years. (Calculated by multiplying the number of packs of cigarettes smoked per day by the number of years the person has smoked. For example, 1 pack-year is equal to smoking 20 cigarettes (1 pack) per day for 1 year, or 40 cigarettes per day for half a year, and so on).
-
Age ≥ 18 yrs
Contacts and Locations
Locations
| Site | City | State | Country | Postal Code | |
|---|---|---|---|---|---|
| 1 | Mayo Clinic in Florida | Jacksonville | Florida | United States | 32224-9980 |
| 2 | Rush University Medical Center | Chicago | Illinois | United States | 60612 |
| 3 | Henry Ford Hospital | Detroit | Michigan | United States | 48202 |
| 4 | Mayo Clinic | Rochester | Minnesota | United States | 55905 |
| 5 | Baylor University Medical Center | Dallas | Texas | United States | 75246 |
| 6 | Saint Vincent Hospital Cancer Center Green Bay | Green Bay | Wisconsin | United States | 54301 |
| 7 | London Regional Cancer Program | London | Ontario | Canada | N6A 4L6 |
Sponsors and Collaborators
- Alliance for Clinical Trials in Oncology
- National Cancer Institute (NCI)
Investigators
- Study Chair: Robert Benzo, MD, MSc, Mayo Clinic
Study Documents (Full-Text)
More Information
Publications
None provided.- A221502
- NCI-2016-01105
Study Results
Participant Flow
| Recruitment Details | |
|---|---|
| Pre-assignment Detail |
| Arm/Group Title | Pulmonary Rehabilitation (PR) | Standard of Care |
|---|---|---|
| Arm/Group Description | Patients will receive 10 in-clinic sessions of preoperative Pulmonary Rehabilitation (PR) two weeks prior to surgery. Patients will receive a Participant Manual demonstrating and explaining the rehabilitation process. Patients will also receive a log for recording their efforts and notes for every day until the day of surgery. A video recording of the intervention from start to finish will be provided to all patients. The video recording should be played in all 10 sessions at the registering site. The PR sessions will include breathing awareness, upper and lower extremity exercise, instructions for inspiratory muscle training using the PFlex valve, practice at home and goal setting. Patients undergo surgery and will be followed until 6 months following surgery. Patients complete follow up questionnaires at 3 and 6 months after discharge. education: pulmonary rehabilitation participant manual rehabilitation: pulmonary rehabilitation surgery: patients undergo surgery | Patients will receive a pedometer to monitor their daily steps and a pamphlet with exercises plus the standard course of care for patients undergoing lung resection surgery. The patients will not be asked to return the pedometer. The local institutional coordinator will go over the use of the pedometer and the exercise materials with the patient. The patients will be asked to keep a log of their pre-operative steps and mail the log to the registering site. Patients undergo surgery and will be followed until 6 months following surgery. Patients complete follow up questionnaires at 3 and 6 months after discharge. pedometer: receive a pedometer education: receive a pamphlet with exercises plus the standard course of care surgery: patients undergo surgery |
| Period Title: Overall Study | ||
| STARTED | 4 | 5 |
| COMPLETED | 4 | 2 |
| NOT COMPLETED | 0 | 3 |
Baseline Characteristics
| Arm/Group Title | Pulmonary Rehabilitation (PR) | Standard of Care | Total |
|---|---|---|---|
| Arm/Group Description | Patients will receive 10 in-clinic sessions of preoperative Pulmonary Rehabilitation (PR) two weeks prior to surgery. Patients will receive a Participant Manual demonstrating and explaining the rehabilitation process. Patients will also receive a log for recording their efforts and notes for every day until the day of surgery. A video recording of the intervention from start to finish will be provided to all patients. The video recording should be played in all 10 sessions at the registering site. The PR sessions will include breathing awareness, upper and lower extremity exercise, instructions for inspiratory muscle training using the PFlex valve, practice at home and goal setting. Patients undergo surgery and will be followed until 6 months following surgery. Patients complete follow up questionnaires at 3 and 6 months after discharge. education: pulmonary rehabilitation participant manual rehabilitation: pulmonary rehabilitation surgery: patients undergo surgery | Patients will receive a pedometer to monitor their daily steps and a pamphlet with exercises plus the standard course of care for patients undergoing lung resection surgery. The patients will not be asked to return the pedometer. The local institutional coordinator will go over the use of the pedometer and the exercise materials with the patient. The patients will be asked to keep a log of their pre-operative steps and mail the log to the registering site. Patients undergo surgery and will be followed until 6 months following surgery. Patients complete follow up questionnaires at 3 and 6 months after discharge. pedometer: receive a pedometer education: receive a pamphlet with exercises plus the standard course of care surgery: patients undergo surgery | Total of all reporting groups |
| Overall Participants | 4 | 5 | 9 |
| Age (years) [Median (Full Range) ] | |||
| Median (Full Range) [years] |
69.5
|
77
|
75
|
| Sex: Female, Male (Count of Participants) | |||
| Female |
3
75%
|
1
20%
|
4
44.4%
|
| Male |
1
25%
|
4
80%
|
5
55.6%
|
| Race (NIH/OMB) (Count of Participants) | |||
| American Indian or Alaska Native |
0
0%
|
0
0%
|
0
0%
|
| Asian |
0
0%
|
0
0%
|
0
0%
|
| Native Hawaiian or Other Pacific Islander |
0
0%
|
0
0%
|
0
0%
|
| Black or African American |
0
0%
|
1
20%
|
1
11.1%
|
| White |
3
75%
|
4
80%
|
7
77.8%
|
| More than one race |
0
0%
|
0
0%
|
0
0%
|
| Unknown or Not Reported |
1
25%
|
0
0%
|
1
11.1%
|
| Region of Enrollment (participants) [Number] | |||
| Canada |
0
0%
|
1
20%
|
1
11.1%
|
| United States |
4
100%
|
4
80%
|
8
88.9%
|
Outcome Measures
| Title | Hospital Length of Stay Assessed With Complete Admission Hospital Records |
|---|---|
| Description | The coordinator at each site will be responsible for sending complete de-identified hospital records from each patient to Dr. Benzo's staff, where a nurse blinded to the study arm will abstract the main outcome (length of stay and postoperative complications). The primary endpoint will be assessed at Dr. Benzo's office (Mayo Clinic) with the complete admission hospital records in order to extract the length of stay. The records will be mailed from the sites to Johanna Hoult in a pre-stamped envelope. |
| Time Frame | Up to 6 months |
Outcome Measure Data
| Analysis Population Description |
|---|
| Original plan for abstracting length of hospital stay from medical records did not occur due to study termination |
| Arm/Group Title | Pulmonary Rehabilitation (PR) | Standard of Care |
|---|---|---|
| Arm/Group Description | Patients will receive 10 in-clinic sessions of preoperative Pulmonary Rehabilitation (PR) two weeks prior to surgery. Patients will receive a Participant Manual demonstrating and explaining the rehabilitation process. Patients will also receive a log for recording their efforts and notes for every day until the day of surgery. A video recording of the intervention from start to finish will be provided to all patients. The video recording should be played in all 10 sessions at the registering site. The PR sessions will include breathing awareness, upper and lower extremity exercise, instructions for inspiratory muscle training using the PFlex valve, practice at home and goal setting. Patients undergo surgery and will be followed until 6 months following surgery. Patients complete follow up questionnaires at 3 and 6 months after discharge. education: pulmonary rehabilitation participant manual rehabilitation: pulmonary rehabilitation surgery: patients undergo surgery | Patients will receive a pedometer to monitor their daily steps and a pamphlet with exercises plus the standard course of care for patients undergoing lung resection surgery. The patients will not be asked to return the pedometer. The local institutional coordinator will go over the use of the pedometer and the exercise materials with the patient. The patients will be asked to keep a log of their pre-operative steps and mail the log to the registering site. Patients undergo surgery and will be followed until 6 months following surgery. Patients complete follow up questionnaires at 3 and 6 months after discharge. pedometer: receive a pedometer education: receive a pamphlet with exercises plus the standard course of care surgery: patients undergo surgery |
| Measure Participants | 0 | 0 |
| Title | Post-operative Pulmonary Complications Assessed by Chart Review |
|---|---|
| Description | The following events will be considered postoperative pulmonary complications: pneumonia (new infiltrate + either fever (>38.5 C) and white cell count >11,000 or fever and purulent secretions), severe atelectasis (requiring bronchoscopy), prolonged chest tubes (>6 days), and respiratory failure (intubation or prolonged mechanical ventilation (>24 hours). These outcomes will be obtained by chart review by a nurse trained in the abstraction of the desired outcomes from the medical records and blinded to treatment assignment. |
| Time Frame | Up to 6 months |
Outcome Measure Data
| Analysis Population Description |
|---|
| Original plan for abstracting post-operative complications manually from medical records did not occur due to study termination. |
| Arm/Group Title | Pulmonary Rehabilitation (PR) | Standard of Care |
|---|---|---|
| Arm/Group Description | Patients will receive 10 in-clinic sessions of preoperative Pulmonary Rehabilitation (PR) two weeks prior to surgery. Patients will receive a Participant Manual demonstrating and explaining the rehabilitation process. Patients will also receive a log for recording their efforts and notes for every day until the day of surgery. A video recording of the intervention from start to finish will be provided to all patients. The video recording should be played in all 10 sessions at the registering site. The PR sessions will include breathing awareness, upper and lower extremity exercise, instructions for inspiratory muscle training using the PFlex valve, practice at home and goal setting. Patients undergo surgery and will be followed until 6 months following surgery. Patients complete follow up questionnaires at 3 and 6 months after discharge. education: pulmonary rehabilitation participant manual rehabilitation: pulmonary rehabilitation surgery: patients undergo surgery | Patients will receive a pedometer to monitor their daily steps and a pamphlet with exercises plus the standard course of care for patients undergoing lung resection surgery. The patients will not be asked to return the pedometer. The local institutional coordinator will go over the use of the pedometer and the exercise materials with the patient. The patients will be asked to keep a log of their pre-operative steps and mail the log to the registering site. Patients undergo surgery and will be followed until 6 months following surgery. Patients complete follow up questionnaires at 3 and 6 months after discharge. pedometer: receive a pedometer education: receive a pamphlet with exercises plus the standard course of care surgery: patients undergo surgery |
| Measure Participants | 0 | 0 |
| Title | Quality of Life (QOL) Assessed by Chronic Respiratory Questionnaire |
|---|---|
| Description | Chronic Respiratory Questionnaire (CRQ) (four domains: dyspnea, fatigue, emotional function and mastery). This instrument will be the primary tool to assess QoL given that it was specifically designed for COPD. Specifically, the CRQ represents one of the most well known, widely-applied, and psychometrically-sound patient reported outcomes for use in clinical trials involving patients with COPD. Each domain includes 4 to 7 items, with each item graded on 7-point Likert scale; item scores within a domain are summated to provide a total score for each domain. The endpoint value is the 6 month values minus the baseline values. Therefore the endpoint score may range from minus-7 to 7. Higher scores indicate better HRQL. A negative change from baseline to study completion indicates a worsening score. |
| Time Frame | At baseline and at 6 months |
Outcome Measure Data
| Analysis Population Description |
|---|
| All patients who registered and completed the CRQ at baseline and study completion were included in this analysis. |
| Arm/Group Title | Pulmonary Rehabilitation (PR) | Standard of Care |
|---|---|---|
| Arm/Group Description | Patients will receive 10 in-clinic sessions of preoperative Pulmonary Rehabilitation (PR) two weeks prior to surgery. Patients will receive a Participant Manual demonstrating and explaining the rehabilitation process. Patients will also receive a log for recording their efforts and notes for every day until the day of surgery. A video recording of the intervention from start to finish will be provided to all patients. The video recording should be played in all 10 sessions at the registering site. The PR sessions will include breathing awareness, upper and lower extremity exercise, instructions for inspiratory muscle training using the PFlex valve, practice at home and goal setting. Patients undergo surgery and will be followed until 6 months following surgery. Patients complete follow up questionnaires at 3 and 6 months after discharge. education: pulmonary rehabilitation participant manual rehabilitation: pulmonary rehabilitation surgery: patients undergo surgery | Patients will receive a pedometer to monitor their daily steps and a pamphlet with exercises plus the standard course of care for patients undergoing lung resection surgery. The patients will not be asked to return the pedometer. The local institutional coordinator will go over the use of the pedometer and the exercise materials with the patient. The patients will be asked to keep a log of their pre-operative steps and mail the log to the registering site. Patients undergo surgery and will be followed until 6 months following surgery. Patients complete follow up questionnaires at 3 and 6 months after discharge. pedometer: receive a pedometer education: receive a pamphlet with exercises plus the standard course of care surgery: patients undergo surgery |
| Measure Participants | 4 | 3 |
| Change in CRQ Dyspnea |
0.0
|
-.6
|
| Change in CRQ Fatigue |
1.0
|
1.5
|
| Change in CRQ Emotional function |
0.8
|
0.7
|
| Change in CRQ Mastery |
0.7
|
0.3
|
| Title | Quality of Life (QOL) Assessed by Linear Analog Self-Assessment |
|---|---|
| Description | LASA (single-item numerical analogue quality of life Questionnaire) individual QOL domain scores have been validated previously for lung cancer patient populations and for assessment of patient-reported outcomes in similar trials. Survey is based on 6 questions that are scored on a 0-10 scale with 0 being "as bad as it can be" and 10 being "As good as it can be." A negative change in score from baseline indicates a worsening score. |
| Time Frame | Up to 6 months |
Outcome Measure Data
| Analysis Population Description |
|---|
| Original plan for collecting and analyzing this data did not occur due to study termination |
| Arm/Group Title | Pulmonary Rehabilitation (PR) | Standard of Care |
|---|---|---|
| Arm/Group Description | Patients will receive 10 in-clinic sessions of preoperative Pulmonary Rehabilitation (PR) two weeks prior to surgery. Patients will receive a Participant Manual demonstrating and explaining the rehabilitation process. Patients will also receive a log for recording their efforts and notes for every day until the day of surgery. A video recording of the intervention from start to finish will be provided to all patients. The video recording should be played in all 10 sessions at the registering site. The PR sessions will include breathing awareness, upper and lower extremity exercise, instructions for inspiratory muscle training using the PFlex valve, practice at home and goal setting. Patients undergo surgery and will be followed until 6 months following surgery. Patients complete follow up questionnaires at 3 and 6 months after discharge. education: pulmonary rehabilitation participant manual rehabilitation: pulmonary rehabilitation surgery: patients undergo surgery | Patients will receive a pedometer to monitor their daily steps and a pamphlet with exercises plus the standard course of care for patients undergoing lung resection surgery. The patients will not be asked to return the pedometer. The local institutional coordinator will go over the use of the pedometer and the exercise materials with the patient. The patients will be asked to keep a log of their pre-operative steps and mail the log to the registering site. Patients undergo surgery and will be followed until 6 months following surgery. Patients complete follow up questionnaires at 3 and 6 months after discharge. pedometer: receive a pedometer education: receive a pamphlet with exercises plus the standard course of care surgery: patients undergo surgery |
| Measure Participants | 0 | 0 |
Adverse Events
| Time Frame | We do not anticipate any adverse events related to participation in this study. PR has no reported risks based on 3000 patients with severe COPD in the National Emphysema treatment trial that underwent exercise training in more intensity compared to the one planned in this study. Therefore, no adverse events assessment were collected per protocol. | |||
|---|---|---|---|---|
| Adverse Event Reporting Description | We do not anticipate any adverse events related to participation in this study. PR has no reported risks based on 3000 patients with severe COPD in the National Emphysema treatment trial that underwent exercise training in more intensity compared to the one planned in this study. Therefore, no adverse events assessment were collected per protocol. | |||
| Arm/Group Title | Pulmonary Rehabilitation (PR) | Standard of Care | ||
| Arm/Group Description | Patients will receive 10 in-clinic sessions of preoperative Pulmonary Rehabilitation (PR) two weeks prior to surgery. Patients will receive a Participant Manual demonstrating and explaining the rehabilitation process. Patients will also receive a log for recording their efforts and notes for every day until the day of surgery. A video recording of the intervention from start to finish will be provided to all patients. The video recording should be played in all 10 sessions at the registering site. The PR sessions will include breathing awareness, upper and lower extremity exercise, instructions for inspiratory muscle training using the PFlex valve, practice at home and goal setting. Patients undergo surgery and will be followed until 6 months following surgery. Patients complete follow up questionnaires at 3 and 6 months after discharge. education: pulmonary rehabilitation participant manual rehabilitation: pulmonary rehabilitation surgery: patients undergo surgery | Patients will receive a pedometer to monitor their daily steps and a pamphlet with exercises plus the standard course of care for patients undergoing lung resection surgery. The patients will not be asked to return the pedometer. The local institutional coordinator will go over the use of the pedometer and the exercise materials with the patient. The patients will be asked to keep a log of their pre-operative steps and mail the log to the registering site. Patients undergo surgery and will be followed until 6 months following surgery. Patients complete follow up questionnaires at 3 and 6 months after discharge. pedometer: receive a pedometer education: receive a pamphlet with exercises plus the standard course of care surgery: patients undergo surgery | ||
All Cause Mortality |
||||
| Pulmonary Rehabilitation (PR) | Standard of Care | |||
| Affected / at Risk (%) | # Events | Affected / at Risk (%) | # Events | |
| Total | 0/0 (NaN) | 0/0 (NaN) | ||
Serious Adverse Events |
||||
| Pulmonary Rehabilitation (PR) | Standard of Care | |||
| Affected / at Risk (%) | # Events | Affected / at Risk (%) | # Events | |
| Total | 0/0 (NaN) | 0/0 (NaN) | ||
Other (Not Including Serious) Adverse Events |
||||
| Pulmonary Rehabilitation (PR) | Standard of Care | |||
| Affected / at Risk (%) | # Events | Affected / at Risk (%) | # Events | |
| Total | 0/0 (NaN) | 0/0 (NaN) | ||
Limitations/Caveats
More Information
Certain Agreements
Principal Investigators are NOT employed by the organization sponsoring the study.
The only disclosure restriction on the PI is that the sponsor can review results communications prior to public release and can embargo communications regarding trial results for a period that is more than 60 days but less than or equal to 180 days. The sponsor cannot require changes to the communication and cannot extend the embargo.
Results Point of Contact
| Name/Title | Roberto Benzo, MD, MSc |
|---|---|
| Organization | Mayo Clinic |
| Phone | (507) 284-0561 |
| benzo.roberto@mayo.edu |
- A221502
- NCI-2016-01105