Cyclophosphamide, TAPA-Pulsed Dendritic Cell Therapy and Imiquimod in Progressive and/or Refractory Solid Malignancies

Sponsor
Kiromic, Inc. (Industry)
Overall Status
Terminated
CT.gov ID
NCT02224599
Collaborator
(none)
3
1
1
13.1
0.2

Study Details

Study Description

Brief Summary

Patients diagnosed with progressive and/or refractory solid malignancies, who have failed conventional therapy, and have no available, potentially curative therapeutic options, will be candidates for this Phase I/II study. Following confirmation of disease progression and/or refractoriness, eligible patients who agree to participate and sign an informed consent form will have their tumor cells/tissues and/or blood analyzed for the expression of a specific panel of Tumor Associated Peptide Antigens (TAPAs), including Sp17, ropporin, AKAP-4, PTTG1, Span-xb, Her-2/neu, HM1.24, NY-ESO-1 and MAGE-1.

Condition or Disease Intervention/Treatment Phase
  • Biological: TAPA-pulsed DC vaccine
  • Drug: Cyclophosphamide Pill
  • Drug: Imiquimod Topical Cream
Phase 1/Phase 2

Detailed Description

For patients whose tumors express one (1) or more of these TAPAs (Sp17, ropporin, AKAP-4, PTTG1, Span-xb, Her-2/neu, HM1.24, NY-ESO-1 and MAGE-1), whole blood will be obtained by phlebotomy and/or leukapheresis performed for generation of autologous DCs. Patient's DCs will be generated in Kiromic's Cell Processing GMP facility, according to established Standard Operating Procedures, and activated by pulsing/loading them with the TAPA(s) relevant for each particular patient. Patients will receive five (5) days of low-dose cyclophosphamide 5 to 7 days prior to each vaccination with TAPA-pulsed DCs to decrease Treg activity. Patients will also receive a single dose of topical Imiquimod cream after each vaccination. TAPA-pulsed DCs will be administered at a fixed dose of up to 1 X 107 DCs. DC vaccination schedule will be weekly via intradermal (ID) injections for a total of 3 vaccinations. Topical Imiquimod cream will also be administered once after the vaccination. Patients will be followed on a weekly basis (or more frequently if required) to evaluate treatment-related toxicity. Immune efficacy and anti-tumor responses will be evaluated per protocol specifications. Continuation and stopping rules for the study will be defined based on toxicity/tolerability (Phase I) and immune efficacy (Phase II).

Study Design

Study Type:
Interventional
Actual Enrollment :
3 participants
Allocation:
N/A
Intervention Model:
Single Group Assignment
Masking:
None (Open Label)
Primary Purpose:
Treatment
Official Title:
Phase I/II Study of Low-Dose Cyclophosphamide, Tumor Associated Peptide Antigen-Pulsed Dendritic Cell Therapy and Imiquimod, in Patients With Progressive and/or Refractory Solid Malignancies
Actual Study Start Date :
Jul 28, 2017
Actual Primary Completion Date :
Aug 30, 2018
Actual Study Completion Date :
Aug 30, 2018

Arms and Interventions

Arm Intervention/Treatment
Experimental: CYP, TAPA-pulsed DC vaccine, Imiquimod

TAPA-Pulsed DC Vaccine Cyclophosphamide Pill Imiquimod Topical Cream

Biological: TAPA-pulsed DC vaccine
Subjects will given the vaccine which contains 1 x 10^7 TAPA-pulsed dendritic cells and is administered ID. A total of three (3) cycles therapy will be administered weekly.

Drug: Cyclophosphamide Pill
Subjects will be given low-dose cyclophosphamide by mouth for 5 days starting 5 to 7 days prior to the vaccine cycle.
Other Names:
  • Cytoxan®, Neosar®
  • Drug: Imiquimod Topical Cream
    Topical Imiquimod Cream will be applied after vaccination.
    Other Names:
  • Aldara Cream, Zyclara
  • Outcome Measures

    Primary Outcome Measures

    1. Adverse Events Due to Administration of TAPA-Pulse DC Vaccine [Continuous for 45 days after the first dose.]

      Grade, causality, start/stop dates (duration), resolutions for adverse events will be monitored and recorded.

    Secondary Outcome Measures

    1. Immune Response [Days -7, 22 and 45]

      The response of T-cells present in the peripheral blood mononuclear cells (PBMCs) population to the peptides used to pulse a patient's dendritic cell vaccine is evaluated by measuring the expression of Th1/CTL-type cytokines (IFN-γ and/or TNF-α and/or IL-17) by a standard ELI-Spot assay using 500,000 PBMCs per experimental replicate and a minimum of 3 experimental replicates for each stimulation. The results are expressed as the average number of spots obtained from the stimulation of 500,000 PBMCs

    2. Positive DTH Skin Tests With Relevant TAPA [Days -7, 22 and 45]

      DTH skin test will be performed on subject's forearm or within 5 cm from the site of prior DC vaccination, if possible

    Eligibility Criteria

    Criteria

    Ages Eligible for Study:
    N/A and Older
    Sexes Eligible for Study:
    All
    Accepts Healthy Volunteers:
    No
    Inclusion Criteria:
    1. Ability to provide informed consent.

    2. Patients with histologically proven progressive and/or refractory SM, s/p conventional salvage therapy, completed at least 3 weeks prior to study vaccination, will be eligible for enrollment.

    3. Expression of one (1) or more of the following TAPAs: Sp17, AKAP-4, Ropporin, PTTG-1, Span-xb, Her-2/neu, HM1.24, NY-ESO-1 and MAGE-1, by either RT-PCR and/or immunocytochemistry, Western blotting or ELISA, in neoplastic cells and/or blood. For HER-2/neu expression, positive FISH results are acceptable.

    4. Presence of measurable or evaluable disease.

    5. Patients must not have any active infectious process.

    6. Patients must not have a history of HIV, or active Hepatitis A, B, and C.

    7. Patients must not be receiving active immunosuppressive therapy.

    8. Patients must have discontinued systemic cytotoxic or radiation therapy at least three (3) weeks prior to vaccination and toxicities from previous therapies must be grade 1 or less. all other FDA approved forms of antineoplastic therapy are allowed such as immunotherapy, targeted therapies, or hormonal therapies (67, 68)

    9. Patients may not have any known allergy to CYP and/or Imiquimod.

    10. Patients must be willing to provide at least 250 mL, and up to 500 mL, of whole blood obtained by phlebotomy and/or consent to leukapheresis for DC generation.

    11. Adequate renal and hepatic function (creatinine ≤ 2.0 mg/dl, bilirubin ≤ 2.0 mg/dl, AST and ALT ≤ 4X upper limit of normal range).

    12. Adequate hematologic function (Platelets ≥ 60,000/mm3, lymphocytes ≥ 1,000 mm3, neutrophils ≥ 750/mm3, hemoglobin ≥ 9.0 g/dl).

    13. Karnofsky performance status ≥ 70%.

    14. Expected survival ≥ 6 months.

    15. Either a female or male of reproductive capacity wishing to participate in this study must be using, or agree to use, one or more types of birth control during the entire study and for 3 months after completing the study. Birth control methods may include condoms, diaphragms, birth control pills, spermicidal gels or foams, anti-gonadotropin injections, intrauterine devices (IUD), surgical sterilization, or subcutaneous implants. Another choice is for a subject's sexual partner to use one of these birth control methods. Women of reproductive capacity will be required to undergo a urine pregnancy test before completion of the post-screening informed consent process.

    Exclusion Criteria:
    1. Patients without confirmed progressive and/or refractory SM using standard RECIST criteria.

    2. Patients without measurable or evaluable disease.

    3. Patients receiving cytotoxic therapy or radiation therapy, within three (3) weeks of vaccination.

    4. Active immunosuppressive therapy, including non-physiologic systemic steroids (excluding topical, intraocular, inhaled, and intranasal steroids) for any other condition.

    5. Persistent fever (>24 hours) documented by repeated measurement or active, uncontrolled infection within 4 weeks of enrollment.

    6. Active ischemic heart disease or history of myocardial infarction within six months.

    7. Active autoimmune disease, including, but not limited to, Systemic Lupus Erythematosus (SLE), Multiple Sclerosis (MS), Ankylosing Spondylitis (AS), Inflammatory Bowel Disease (IBD) and Rheumatoid Arthritis (RA).

    8. Pregnancy or breast feeding.

    9. Active second invasive malignancy, other than basal cell carcinoma of the skin.

    10. Life expectancy of less than 6 months.

    11. Patients with contraindications to CYP and/or Imiquimod.

    12. Patients who have received organ transplants.

    13. Patients with psychological or geographic conditions that prevent adequate follow- up or compliance with the study protocol.

    Contacts and Locations

    Locations

    Site City State Country Postal Code
    1 San Antonio Texas United States 78240

    Sponsors and Collaborators

    • Kiromic, Inc.

    Investigators

    • Principal Investigator: Anthony Tolcher, MD, NEXT Oncology

    Study Documents (Full-Text)

    More Information

    Publications

    None provided.
    Responsible Party:
    Kiromic, Inc.
    ClinicalTrials.gov Identifier:
    NCT02224599
    Other Study ID Numbers:
    • KIROVAX-003
    First Posted:
    Aug 25, 2014
    Last Update Posted:
    Apr 24, 2020
    Last Verified:
    Mar 1, 2020
    Studies a U.S. FDA-regulated Drug Product:
    Yes
    Studies a U.S. FDA-regulated Device Product:
    No
    Product Manufactured in and Exported from the U.S.:
    No
    Keywords provided by Kiromic, Inc.
    Additional relevant MeSH terms:

    Study Results

    Participant Flow

    Recruitment Details
    Pre-assignment Detail
    Arm/Group Title CYP, TAPA-pulsed DC Vaccine, Imiquimod
    Arm/Group Description TAPA-Pulsed DC Vaccine Cyclophosphamide Pill Imiquimod Topical Cream TAPA-pulsed DC vaccine: Subjects will given the vaccine which contains 1 x 10^7 TAPA-pulsed dendritic cells and is administered ID. A total of three (3) cycles therapy will be administered weekly. Cyclophosphamide Pill: Subjects will be given low-dose cyclophosphamide by mouth for 5 days starting 5 to 7 days prior to the vaccine cycle. Imiquimod Topical Cream: Topical Imiquimod Cream will be applied after vaccination.
    Period Title: Overall Study
    STARTED 3
    COMPLETED 1
    NOT COMPLETED 2

    Baseline Characteristics

    Arm/Group Title CYP, TAPA-pulsed DC Vaccine, Imiquimod
    Arm/Group Description TAPA-Pulsed DC Vaccine Cyclophosphamide Pill Imiquimod Topical Cream TAPA-pulsed DC vaccine: Subjects will given the vaccine which contains 1 x 10^7 TAPA-pulsed dendritic cells and is administered ID. A total of three (3) cycles therapy will be administered weekly. Cyclophosphamide Pill: Subjects will be given low-dose cyclophosphamide by mouth for 5 days starting 5 to 7 days prior to the vaccine cycle. Imiquimod Topical Cream: Topical Imiquimod Cream will be applied after vaccination.
    Overall Participants 3
    Age (Count of Participants)
    <=18 years
    0
    0%
    Between 18 and 65 years
    3
    100%
    >=65 years
    0
    0%
    Age (Years) [Mean (Standard Deviation) ]
    Mean (Standard Deviation) [Years]
    50.33
    (18.55)
    Sex: Female, Male (Count of Participants)
    Female
    1
    33.3%
    Male
    2
    66.7%
    Ethnicity (NIH/OMB) (Count of Participants)
    Hispanic or Latino
    2
    66.7%
    Not Hispanic or Latino
    1
    33.3%
    Unknown or Not Reported
    0
    0%
    Race (NIH/OMB) (Count of Participants)
    American Indian or Alaska Native
    0
    0%
    Asian
    0
    0%
    Native Hawaiian or Other Pacific Islander
    0
    0%
    Black or African American
    0
    0%
    White
    3
    100%
    More than one race
    0
    0%
    Unknown or Not Reported
    0
    0%
    Region of Enrollment (participants) [Number]
    United States
    3
    100%

    Outcome Measures

    1. Primary Outcome
    Title Adverse Events Due to Administration of TAPA-Pulse DC Vaccine
    Description Grade, causality, start/stop dates (duration), resolutions for adverse events will be monitored and recorded.
    Time Frame Continuous for 45 days after the first dose.

    Outcome Measure Data

    Analysis Population Description
    Enrollment was terminated
    Arm/Group Title CYP, TAPA-pulsed DC Vaccine, Imiquimod
    Arm/Group Description TAPA-Pulsed DC Vaccine Cyclophosphamide Pill Imiquimod Topical Cream TAPA-pulsed DC vaccine: Subjects will given the vaccine which contains 1 x 10^7 TAPA-pulsed dendritic cells and is administered ID. A total of three (3) cycles therapy will be administered weekly. Cyclophosphamide Pill: Subjects will be given low-dose cyclophosphamide by mouth for 5 days starting 5 to 7 days prior to the vaccine cycle. Imiquimod Topical Cream: Topical Imiquimod Cream will be applied after vaccination.
    Measure Participants 0
    2. Secondary Outcome
    Title Immune Response
    Description The response of T-cells present in the peripheral blood mononuclear cells (PBMCs) population to the peptides used to pulse a patient's dendritic cell vaccine is evaluated by measuring the expression of Th1/CTL-type cytokines (IFN-γ and/or TNF-α and/or IL-17) by a standard ELI-Spot assay using 500,000 PBMCs per experimental replicate and a minimum of 3 experimental replicates for each stimulation. The results are expressed as the average number of spots obtained from the stimulation of 500,000 PBMCs
    Time Frame Days -7, 22 and 45

    Outcome Measure Data

    Analysis Population Description
    Enrollment was teriminated.
    Arm/Group Title CYP, TAPA-pulsed DC Vaccine, Imiquimod
    Arm/Group Description TAPA-Pulsed DC Vaccine Cyclophosphamide Pill Imiquimod Topical Cream TAPA-pulsed DC vaccine: Subjects will given the vaccine which contains 1 x 10^7 TAPA-pulsed dendritic cells and is administered ID. A total of three (3) cycles therapy will be administered weekly. Cyclophosphamide Pill: Subjects will be given low-dose cyclophosphamide by mouth for 5 days starting 5 to 7 days prior to the vaccine cycle. Imiquimod Topical Cream: Topical Imiquimod Cream will be applied after vaccination.
    Measure Participants 0
    3. Secondary Outcome
    Title Positive DTH Skin Tests With Relevant TAPA
    Description DTH skin test will be performed on subject's forearm or within 5 cm from the site of prior DC vaccination, if possible
    Time Frame Days -7, 22 and 45

    Outcome Measure Data

    Analysis Population Description
    Enrollment was terminated
    Arm/Group Title CYP, TAPA-pulsed DC Vaccine, Imiquimod
    Arm/Group Description TAPA-Pulsed DC Vaccine Cyclophosphamide Pill Imiquimod Topical Cream TAPA-pulsed DC vaccine: Subjects will given the vaccine which contains 1 x 10^7 TAPA-pulsed dendritic cells and is administered ID. A total of three (3) cycles therapy will be administered weekly. Cyclophosphamide Pill: Subjects will be given low-dose cyclophosphamide by mouth for 5 days starting 5 to 7 days prior to the vaccine cycle. Imiquimod Topical Cream: Topical Imiquimod Cream will be applied after vaccination.
    Measure Participants 0

    Adverse Events

    Time Frame 8 months
    Adverse Event Reporting Description Enrollment was terminated
    Arm/Group Title CYP, TAPA-pulsed DC Vaccine, Imiquimod
    Arm/Group Description TAPA-Pulsed DC Vaccine Cyclophosphamide Pill Imiquimod Topical Cream TAPA-pulsed DC vaccine: Subjects will given the vaccine which contains 1 x 10^7 TAPA-pulsed dendritic cells and is administered ID. A total of three (3) cycles therapy will be administered weekly. Cyclophosphamide Pill: Subjects will be given low-dose cyclophosphamide by mouth for 5 days starting 5 to 7 days prior to the vaccine cycle. Imiquimod Topical Cream: Topical Imiquimod Cream will be applied after vaccination.
    All Cause Mortality
    CYP, TAPA-pulsed DC Vaccine, Imiquimod
    Affected / at Risk (%) # Events
    Total 0/3 (0%)
    Serious Adverse Events
    CYP, TAPA-pulsed DC Vaccine, Imiquimod
    Affected / at Risk (%) # Events
    Total 0/3 (0%)
    Other (Not Including Serious) Adverse Events
    CYP, TAPA-pulsed DC Vaccine, Imiquimod
    Affected / at Risk (%) # Events
    Total 0/3 (0%)

    Limitations/Caveats

    [Not Specified]

    More Information

    Certain Agreements

    Principal Investigators are NOT employed by the organization sponsoring the study.

    The only disclosure restriction on the PI is that the sponsor can review results communications prior to public release and can embargo communications regarding trial results for a period that is less than or equal to 60 days. The sponsor cannot require changes to the communication and cannot extend the embargo.

    Results Point of Contact

    Name/Title CMO and Head of Clinical Operations
    Organization Kiromic
    Phone (832) 968-4888
    Email sdahlbeck@kiromic.com
    Responsible Party:
    Kiromic, Inc.
    ClinicalTrials.gov Identifier:
    NCT02224599
    Other Study ID Numbers:
    • KIROVAX-003
    First Posted:
    Aug 25, 2014
    Last Update Posted:
    Apr 24, 2020
    Last Verified:
    Mar 1, 2020